404 P.3d 992
Or. Ct. App.2017Background
- Defendant was arrested and, the day after arrest, detectives Rau and Anderson read Miranda warnings and asked if he understood them; defendant asked, “Where’s the lawyer?”
- Rau asked whether defendant had a lawyer; defendant said no and that he could not afford one; Rau said an attorney would be appointed at arraignment two days later.
- Anderson then asked if defendant understood his rights and if he was willing to speak; defendant answered, “Yes, absolutely,” and an audio-recorded custodial interview followed.
- At a pretrial Miranda hearing the state presented detective testimony (but did not play the recording); defense cross-examination elicited that detectives did not ask clarifying questions about whether defendant meant to invoke the right to counsel or offer to delay questioning until counsel was available.
- The trial court ruled the question “Where’s the lawyer?” was not an invocation (equivocal or unequivocal) and admitted the statements; defendant was convicted and appealed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether appellate claim was preserved | State: defendant did not present argument at hearing or renew it at trial, so issue unpreserved | Defendant: cross-examination and hearing context preserved the argument | Preserved — court finds defense sufficiently raised and the court ruled on the issue at the hearing |
| Whether “Where’s the lawyer?” was an equivocal invocation of right to counsel | State: it was not an invocation; could be asking when appointed counsel would arrive or about retained counsel | Defendant: in context—immediately after Miranda warnings—a reasonable officer would view it as at least equivocal | Held: At minimum equivocal; contextual test requires viewing the question in light of preceding Miranda warning |
| Whether officers satisfied duty to clarify equivocal invocation | State: follow-up (asking if he had retained counsel, telling him counsel would be appointed at arraignment, and asking if he wanted to talk) sufficed; clarification questions are permissive | Defendant: officers failed to ask whether he meant to invoke his Article I, §12 right to have counsel present during interrogation; merely restating rights or discussing appointed counsel is insufficient | Held: Officers failed to clarify intent; their follow-up did not inquire whether defendant was invoking his Fifth/Article I, §12 right to counsel and may have misled him |
| Whether admission of statements was harmless error | State: (did not seriously contest harmlessness) | Defendant: statements were highly incriminating; error likely affected verdict | Held: Admission was not harmless; conviction reversed and remanded |
Key Cases Cited
- State v. Nichols, 361 Or. 101 (contextual inquiry for invocation of right to counsel)
- State v. Avila-Nava, 356 Or. 600 (police must ask follow-up questions when invocation is equivocal under Article I, §12)
- State v. Meade, 327 Or. 335 (circumstances where suspect’s conduct can obviate duty to clarify)
- Miranda v. Arizona, 384 U.S. 436 (rights to counsel and to be informed of that right during custodial interrogation)
- State v. Scott, 343 Or. 195 (right to counsel derived from Article I, §12)
- State v. Charboneau, 323 Or. 38 (permissible, narrow follow-up questions to clarify equivocal invocation)
- State v. Montez, 309 Or. 564 (officer questions limited to clarifying whether suspect wanted an attorney)
- State v. Peeples, 345 Or. 209 (preservation rule purposes and pragmatics)
- State v. Walker, 350 Or. 540 (preservation and fairness considerations)
