State v. Roth
977 N.W.2d 221
Neb.2022Background:
- Defendant Derek J. Roth pled no contest to two Class III felonies (possession of a deadly weapon by a prohibited person) and one Class I misdemeanor (third-degree domestic assault) and was sentenced to 30 months’ intensive supervised probation.
- While on probation Roth accrued multiple administrative and custodial sanctions and was arrested on new charges (including allegations involving the same victim); the State moved to revoke probation and the court found a violation.
- At resentencing the court revoked probation and imposed 3 years’ imprisonment on each Class III count and 1 year on the misdemeanor; the sentences were concurrent with each other but ordered consecutive to a Lancaster County misdemeanor sentence; the court expressly declined to impose post-release supervision (PRS).
- Roth appealed, arguing the total imprisonment was excessive; the State cross-asserted that the court plainly erred by failing to impose mandatory PRS under Neb. Rev. Stat. §§ 29-2204.02 and 28-105.
- The Nebraska Supreme Court held the imprisonment terms were not excessive (no abuse of discretion) but found plain error in omitting statutory PRS: the court vacated and remanded with directions to impose 9 months of PRS and to set its terms and concurrency.
Issues:
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the 3-year imprisonment after probation revocation was excessive | Roth: sentence disproportionately harsh; court ignored mitigating factors (time on probation, completion of classes, reduced convictions in related case) | State: sentence within statutory limits and justified by repeated probation violations, reoffending against same victim, and high risk to community | Court: No abuse of discretion; sentence not excessive |
| Whether the court plainly erred by failing to impose post-release supervision (PRS) | State: §§ 29-2204.02 and 28-105 mandate PRS (minimum 9 months for Class III when imprisonment is imposed) unless specified exceptions apply | Roth/court below: PRS unnecessary; sentencing judge declined PRS as not beneficial and a waste of resources (defense did not preserve error) | Court: Plain error; statutory PRS required here (no exception applies); vacated and remanded to impose 9 months PRS and specify terms and concurrency |
Key Cases Cited
- State v. Blake, 310 Neb. 769, 969 N.W.2d 399 (articulates appellate review of sentences within statutory limits)
- State v. Starks, 308 Neb. 527, 955 N.W.2d 313 (construed § 29-2204.02(4) and held determinate sentences plain error where indeterminacy required)
- State v. Galvan, 305 Neb. 513, 941 N.W.2d 183 (trial court must state concurrency/consecutiveness for PRS and may direct PRS to run concurrent or consecutive)
- State v. Lillard, 27 Neb. App. 824, 937 N.W.2d 1 (Court of Appeals: § 29-2204.02 applies to preexisting sentences still being served)
- State v. Kipple, 310 Neb. 654, 968 N.W.2d 613 (explains plain error standard)
- State v. Hofmann, 310 Neb. 609, 967 N.W.2d 435 (statutory interpretation principles; in pari materia construction)
