935 N.W.2d 792
S.D.2019Background
- Richmond was a longtime family friend; in 2014 J.C. (another child) gave a recorded forensic interview accusing him of sexual abuse, and Richmond later entered an Alford plea to child abuse in that 2015 case.
- In 2016 A.M. (the victim in the charged offenses) disclosed sexual abuse by Richmond, completed a 2016 forensic interview, and a pediatric exam found a hymenal notch consistent with penetration.
- The State indicted Richmond for multiple counts of first-degree rape of a child (A.M.) and sought to admit J.C.’s 2014 forensic statements as other-acts evidence under SDCL 19-19-404(b), offering the interviewer (Strand) to recount J.C.’s statements.
- J.C. did not testify at trial because her mother refused to produce her; the trial court declared J.C. unavailable and permitted limited testimony from Strand about J.C.’s disclosure over defense Crawford objections.
- The jury convicted Richmond on one of four counts; on appeal the South Dakota Supreme Court held J.C.’s 2014 statements were testimonial and admission without prior cross-examination violated the Sixth Amendment, but the error was harmless beyond a reasonable doubt and the conviction was affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether J.C.’s 2014 forensic statements are testimonial | State: Statements arose in a forensic interview used in investigation but were admissible as other-acts and via the interviewer; J.C. was unavailable | Richmond: Statements are testimonial; admitting them without J.C.’s live testimony violated Crawford | Court: Statements were testimonial (forensic interview intended to memorialize abuse for prosecution) |
| Whether Richmond had a prior opportunity to cross-examine J.C. | State: J.C. was unavailable because her mother refused to produce her and the State made sufficient efforts to secure her | Richmond: State failed to make good-faith efforts; he had no prior opportunity to cross-examine J.C. | Court: Richmond had no prior opportunity to cross-examine; this Crawford prong failed (court did not need to resolve availability dispute) |
| If Confrontation Clause violated, whether error was harmless | State: Error harmless beyond a reasonable doubt—Strand’s testimony was brief/cumulative, prior conviction and plea were admitted, strong corroborating evidence (A.M.’s testimony, medical exam, family corroboration) | Richmond: Error was prejudicial and not harmless | Court: Error was harmless beyond a reasonable doubt; conviction affirmed |
Key Cases Cited
- Crawford v. Washington, 541 U.S. 36 (Confrontation Clause excludes testimonial hearsay unless witness unavailable and defendant had prior opportunity for cross-examination)
- Williams v. Illinois, 567 U.S. 50 (Confrontation Clause does not bar admission of non-hearsay)
- Delaware v. Van Arsdall, 475 U.S. 673 (factors for harmless-error review of Confrontation Clause violations)
- United States v. Eagle, 515 F.3d 794 (forensic child interviews may be testimonial)
- United States v. Bordeaux, 400 F.3d 548 (forensic interviews characterized as testimonial)
- State v. Kihega, 902 N.W.2d 517 (S.D. distinction between hearsay offered for truth and non-hearsay)
- State v. Podzimek, 932 N.W.2d 141 (harmless-error standard for constitutional errors)
- State v. Carothers, 724 N.W.2d 610 (definition of a full and fair opportunity to cross-examine)
- State v. McKinney, 699 N.W.2d 471 (S.D. discussion of forensic interviews)
