[¶ 1.] A jury found Derrick E. Caroth-ers (Carothers) guilty of Sexual Contact with a Child Under Sixteen and Criminal Pedophilia. Carothers was subsequently found to be an habitual offender and was sentenced to life in prison. He appeals and raises numerous issues. We affirm.
Background
[¶2.] The charges against Carothers stem from an incident on October 2, 2003 involving the four-year old child, S.T. Car-others had babysat S.T. and her siblings the previous night. He asked to stay with the family one more night and Mother agreed. After the evening meal, Caroth-ers went upstairs to the computer room and engaged in internet chat and masturbation. Soon after Carothers left to use the computer, the child went upstairs to play with some toys. Carothers was alone with the child about an hour. The next morning, the child revealed to her mother what had happened while she was alone with Carothers. The child came into the bathroom where Mother was doing laundry, pushed a stool against the door and locked it. She then told Mother that “he” had touched her in a bad place, indicating her vaginal area and pointed to Carothers’ location in the adjacent dining room.
[¶ 3.] Later that day, Mother took the child to the local medical clinic for an examination. They also met with law enforcement officers at the clinic. The child told law enforcement officers that Caroth-ers had licked her in her vaginal area, placed his hand and fingers on her vaginal area, moved them back and forth a lot of times, and put his hands in her pants. She further indicated that his pants were unzipped and he had licked her, grabbed her, and wanted to kiss her but she did not want to. Later, she also told Mother that Carothers had put a spoon under the door of the bedroom to keep the door closed. Mother subsequently found the spoon on the floor and called law enforcement to collect it and other potential evidence.
[¶4.] Carothers became aware of the child’s accusations and contacted law enforcement through a friend to indicate that he wished to speak to them. He reiterated his willingness to speak to law enforcement after police officers contacted him. Consequently, the officers asked Carothers to accompany them to the station to conduct an interview and Carothers agreed. Prior to beginning the interview, the officers advised Carothers that he was not under arrest and was free to leave at any time. The interview took place in the basement of the police station and lasted approximately 85 minutes.
[¶ 5.] A few days after the incident, the child’s mother took her to A Child’s Voice for an evaluation. 1 As part of the evaluation, the child was interviewed by Colleen Brazil (Brazil), a social worker. During this interview, the child gave Brazil further details of the alleged sexual contact and said that Carothers had warned her not to tell her mother.
[¶ 6.] On November 26, 2003, a grand jury indicted Carothers for three offenses: Sexual Contact with a Child Under Sixteen, Kidnapping, and Criminal Pedophilia. On December 31, 2003, the State filed a notice of intent to offer the child’s statements at trial. The trial court first ruled
[¶ 7.] A jury subsequently found Car-others guilty of Sexual Contact with a Child Under Sixteen and Criminal Pedophilia. In a separate trial, Carothers was found to be a habitual criminal and was sentenced to life in prison. Carothers appeals and raises several issues.
Analysis and Discussion
Indictment
[¶ 8.] Carothers first claims that the circuit court should have dismissed the indictment against him because of prosecutorial misconduct at the grand jury stage of the proceedings. Carothers specifically claims that the prosecutor improperly introduced evidence of Carothers’ prior criminal record to the grand jury in violation of SDCL 19-12-5 (Fed.R.Evid. 404(b)). The grand jury heard evidence of his prior convictions when Mother testified. In answer to a question by the State’s Attorney about Carothers’ prior record, she answered that she was aware “that [Carothers] had been in prison for grand theft, but that’s the extent that I was told.” Carothers also alleges that the State’s Attorney presented other highly suggestive and misleading testimony. Mother’s testimony appears in the settled record, but the other testimony of which he complains does not. Since we can only review what appears in the settled record, we are limited to reviewing Mother’s testimony.
Spenner v. City of Sioux Falls,
[¶ 9.] Carothers contends that the indictment should have been dismissed under SDCL 23A-8-2(3), which directs the court to dismiss an indictment “[w]hen it does not substantially conform to the requirements of this title.” Carothers claims that a requirement of the title is that the rules of evidence apply to grand jury proceedings. SDCL 23A-5-15. Even though the rules of evidence apply to grand jury proceedings, we have previously said that we “will not inquire into the legality or sufficiency of the evidence upon which an indictment is based.”
Vatne,
Admissibility of Child’s Testimony
[¶ 10.] This case originally came before the Court in
Carothers I,
on the limited issue of whether
Crawford v. Washington
precluded the admission of the child’s out of court statements to law enforcement and Brazil.
1. Competency
[¶ 11.] Carothers argues that the child was not competent to testify. Therefore, he argues that she was unavailable as a witness and the admission of her out of court statements violated his Sixth Amendment Rights. “The determination of the competency of a witness is left in the first instance to the discretionary judgment of the trial court, after informing itself by proper examination.”
State v. Guthmiller,
[¶ 12.] There is no general rule regarding a child’s inherent reliability nor is there any arbitrary age at which a child is deemed competent to testify. Id. ¶ 24. Instead, the standard for determining whether a child is competent to testify is whether she or he has “sufficient mental capacity to observe, recollect, and communicate, and some sense of moral responsibility.” Id. (internal quotations omitted).
[¶ 13.] The trial court initially determined that the child was competent to testify after hearing testimony on March 25, 2004 pursuant to the State’s motion to
[¶ 14.] At trial on May 3, 2005, the trial judge questioned the child outside the presence of the jury and again concluded that the child was competent to testify. He made the following oral finding: “the minor child knows the difference between truth and not truth and meets the basic threshold of competency to testify.” The trial court “is vested with wide discretion in determining competency and on appeal, its ruling is entitled to great weight.” Id. ¶ 23 (citation omitted). Based on our review of the record, the trial court did not abuse its discretion when it found the child competent to testify.
2. Availability
[¶ 15.] After observing the child testify at trial, the trial court concluded that she was available. The trial court affirmed this finding when it denied Car-others’ motion for a new trial where Car-others alleged that “the minor child was unavailable to testify as a witness considering the answers which she gave during her testimony in both direct and cross-examination.” The trial court noted, “[s]ince victim testified, was subject to cross-examination and was available, Defendant’s right of confrontation was satisfied pursuant to Crawford v. Washington and the introduction of hearsay evidence regarding such victim as otherwise authorized by statute didn’t violate Defendant’s constitutional rights.” Carothers argues that the trial court abused its discretion when it concluded that the child was available.
[¶ 16.] Although a witness may take the stand and testify, the admission of a witness’ prior statements requires a “full and effective cross-examination.”
State v. McKinney,
[¶ 17.] Carothers points to deficiencies in the child’s testimony that, he claims, prevented full and effective cross-examination. First, Carothers contends that the integrity of the child’s testimony was compromised because she stated that she liked the witness assistant. However, Caroth-ers does not point to, nor could we find, any instance in the child’s testimony that was compromised by this relationship. Second, Carothers contends that the child was unable to repeat statements she made earlier and repeatedly answered that she did not know. Based on our review of the record and of the approximately one hundred questions asked on cross-examination, we find only six instances where the child answered that she did not remember. These questions concerned her memory of being a certain age and her ability to remember the content of her prior statements to law enforcement, doctors, and Brazil. He claims that her inability to remember her prior statements makes her unavailable just as a similar inability to remember prior statements made the child witness in
State v. McCafferty
unavailable.
[¶ 18.] This distinction is applicable in evaluating the child’s testimony in this case. Like the child in
Iron Shell,
the child testified to facts which supported her prior statements when she recounted the facts surrounding her sexual contact with Carothers.
Admissibility of Defendant’s Statement to Law Enforcement Officers
[¶ 19.] Carothers argues that his statements to law enforcement officers should have been suppressed because he was not given
Miranda
warnings. The trial court concluded that Carothers was not in custody such as to require the giving of
Miranda
warnings. Our standard of review is well settled, motions to suppress based on alleged violations of constitutionally protected rights are reviewed de novo.
[¶ 20.]
“Miranda
warnings are required whenever a defendant is interrogated while in police custody.”
State v. Thompson,
[¶ 21.] Our review of the facts and the taped interview which was submitted to the jury, indicates Carothers was not so deprived of his freedom as to be “in custody” for purposes of Miranda. On the evening of October 3, 2003, Carothers, either personally or through another, contacted law enforcement and said that he wanted to talk to someone about the allegations against him. Consequently, law enforcement officers went to a residence in Brookings where Carothers was present. Carothers again indicated that he wanted to talk to law enforcement and agreed to accompany the officers to the police department.
[¶ 22.] Prior to questioning, the officers advised Carothers that he was not under arrest, that he was free to leave at any time, and that he did not have to answer any of the officer’s questions. Throughout the interview, the tone of the questioning was conversational in nature. No threats or physical force were used to elicit any information.
See id.
¶ 28;
State v. McQuillen,
[¶ 23.] Carothers further claims that his statements should have been suppressed because they were involuntarily made. When examining the vol-untariness of a confession, “we consider the totality of the circumstances, giving deference to the trial court’s factual findings, but performing a de novo review of the record, and making ‘an independent determination of the ultimate issue of vol-untariness.’ ”
State v. Tofani,
Improper Final Argument and Admissibility of Evidence at Trial
[¶ 25.] Carothers claims reversible error based on a comment made by the State’s Attorney in his closing argument to the jury. Although no objection was made at trial, Carothers claims the comment constituted plain error. Plain error requires the defendant to show “(1) error; (2) that is plain; (3) that affects substantial rights; and (4) that seriously affects the fairness, integrity, or public reputation of judicial proceedings.”
State v. Page,
[¶ 26.] Carothers alleges that plain error occurred during the State’s Attorney’s closing argument. Carothers takes issue with the State’s Attorney’s reference to a statement Carothers made in his interview with law enforcement officers. The taped interview was introduced into evidence and shown to the jury. In a portion of the interview, Carothers discussed seeing the child lying on the floor of the dining room, rubbing a plastic shovel on her panties. Carothers stated this was abnormal conduct for a little girl. He also stated that the child’s uncle had witnessed the incident and commented on her actions. Although Carothers could not remember the exact words the uncle had used, he stated that it was something like “you little pervert.”
[¶ 27.] Based on this portion of the interview between Carothers and the officers, the State’s Attorney made the following statements in his closing arguments:
In that taped interview on the 3rd of October, and the Defendant was making mention of something about a shovel, and he said, was asked by Lieutenant Miller, “What did he say, [what did] Allan say to [S.T.]?” [Carothers responded] “Well, I don’t know what he said but [something about a] little pervert.” Lieutenant Miller asked, “Was that his words?” [Carothers stated], “No, those are mine.” Ladies and gentlemen, in that house the 1st and 2nd of October, there may have been a pervert, but it was not [S.T.].
[¶ 28.] Viewed in context, the State’s Attorney was merely referring to evidence already heard by the jury. Therefore, the context of the State’s Attorney’s comment in addition to its singular reference does
[¶ 29.] The remaining issues raised by Carothers pertain to the habitual offender proceeding. Carothers argues that the court erred in admitting Exhibits 4, 5, 7, 9 and 10, which resulted in unfair prejudice and the presentation of cumulative evidence. We review a trial court’s evidentiary ruling under an abuse of discretion standard.
State v. Jolley,
[¶ 30.] Exhibits 4, 5, and 7 consist of information relating to Carothers’ three prior convictions alleged in the habitual offender information. These exhibits included a cover sheet attesting to the accuracy of the attached fingerprint card, the fingerprint card, and the penitentiary entrance record for each conviction, including two photographs of Carothers.
[¶ 31.] The fingerprint card in Exhibit 4 showed the final disposition of Carothers’ burglary conviction, which Car-others contends was irrelevant to the prosecution’s burden of proof. Under the habitual offender statutes, the prosecution has the burden of providing sufficient evidence of identity.
See State v. Loop,
[¶ 32.] Carothers also argues that providing two sets of photographs in Exhibits 5 and 7 was excessive. However, the photographs established identity, a question of fact for the jury which had to be established beyond a reasonable doubt.
Stuck v. Leapley,
[¶ 33.] Exhibit 9 consisted of a Knox County, Illinois, information charging Carothers with aggravated battery and criminal damage to state property while incarcerated as well as the judgment relating to those charges. Exhibit 10 was an Illinois Verification of Incarceration listing Carothers’ convictions in that state. Car-others asserts that including both Exhibit 9 and 10 was prejudicial and unnecessary.
[¶ 34.] Under SDCL 22-7-9, “only one prior conviction arising from the same transaction may be considered” in determining the number of defendant’s prior convictions. Exhibit 9 was provided to illustrate that the battery and criminal damage charges listed in Exhibit 10 arose from a separate transaction than the other charges listed in Exhibit 10. Therefore,
[¶ 35.] Carothers next argues that the trial court erred in ordering him to exhibit his tattoos to the jury. We have previously held that when identity is at issue, a defendant may be required to show his tattoo without violating his right against self-incrimination.
State v. Knoehe,
[¶ 36.] Carothers also claims that the trial court abused its discretion concerning the number of his prior convictions that were submitted to the jury in the habitual offender trial. He contends that providing the jury with all of his prior convictions resulted in unfair prejudice. He cites no authority for this argument, and we conclude that the trial court did not abuse its discretion in the number of prior convictions it submitted to the jury.
[¶ 37.] Finally, Carothers claims that the trial court erred by not instructing the jury to determine if his prior convictions were crimes of violence or felonies under South Dakota or United States law. His arguments have no merit since both issues involve questions of law that are decided by the court rather than questions of fact decided by the jury.
See State v. Stuck,
[¶ 38.] Accordingly, we affirm on all issues.
Notes
. A Child's Voice examines children who are possible victims of physical or sexual abuse. Children are interviewed to gather a history for the physician or other medical provider in order for them to diagnose and treat the child.
. SDCL 19-16-38 provides:
A statement made by a child under the age of ten, or by a child ten years of age or older who is developmentally disabled as defined in § 27B-1-18, describing any act of sexual contact or rape performed with or on the child by another, or describing any act of physical abuse or neglect of the child by another, or any act of physical abuse or neglect of another child observed by the child making the statement, not otherwise admissible by statute or court rule, is admissible in evidence in criminal proceedings against the defendant or in any proceeding under chapters 26-7A, 26-8A, 26-8B, and 26-8C in the courts of this state if: (1) The court finds, in a hearing conducted outside the presence of the juty, that the time, content, and circumstances of the statement provide sufficient indicia of reliability; and
(2) The child either:
(a) Testifies at the proceedings; or
(b) Is unavailable as a witness.
However, if the child is unavailable as a witness, such statement may be admitted only if there is corroborative evidence of the act.
No statement may be admitted under this section unless the proponent of the statement makes known his intention to offer the statement and the particulars of it, including the name and address of the declar-ant to the adverse party sufficiently in advance of the trial or hearing to provide the adverse party with a fair opportunity to prepare to meet the statement.
