328 Conn. 648
Conn.2018Background
- On May 24, 2010, Yale PD officers stopped Kenneth Porter; a struggle ensued during which Porter allegedly tried to kick and stab Officer Donnelly and put a bag of marijuana in his mouth to swallow.
- Porter was tried by jury and convicted of (inter alia) assault of public safety personnel (§ 53a-167c) and interfering with an officer (§ 53a-167a); sentences produced an effective lengthy term.
- The information alleged both offenses occurred at the same time and place; no bill of particulars was filed to allocate specific acts to specific counts.
- On appeal Porter argued his convictions violated the Double Jeopardy Clause because both convictions arose from the same act/transaction and thus one should be vacated.
- The Appellate Court reviewed trial evidence and concluded the assault and the interfering charge could be based on different acts (assault: kicking/stabbing; interfering: attempting to swallow marijuana) and affirmed.
- The certified issue to this court was whether the Appellate Court properly consulted trial evidence rather than confining its review to the charging document when analyzing double jeopardy.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Porter) | Held |
|---|---|---|---|
| Whether a court may consider trial evidence when deciding if multiple convictions arose from the same act/transaction (step one) | Courts can look to evidence and the State’s theory at step one to determine whether charges stem from the same act/transaction | Goldson prohibits looking beyond charging documents; Appellate Court erred by using trial evidence | The court held that reviewing trial evidence at step one is proper; Appellate Court did not err |
| Whether Blockburger-type analysis (step two) may consider trial evidence | Blockburger/step two must be confined to statutes, informations, and bill of particulars | Trial evidence must inform whether offenses are the same for double jeopardy purposes | The court held Blockburger/step two cannot rely on trial evidence and is limited to statutory text, charging instruments, and bill of particulars |
| Whether Porter had adequate notice and was prejudiced by evidentiary review at step one | The information provided separate counts and notice; Porter could have sought bill of particulars; no unfair surprise | Reviewing evidence at step one undermines notice and defense strategy absent more specific pleadings | The court rejected Porter’s notice argument: information was adequate and Porter could have sought clarification; his strategic choice not to do so undermines the claim |
| Whether Brown v. Ohio or other precedent forbids the court’s approach | Brown addresses temporal severability and does not control the evidentiary question at step one | Brown precludes dividing a single prolonged crime into separate offenses simply by temporal slices | The court found Brown inapposite; this case involves distinct acts occurring at same time/place rather than temporal severability |
Key Cases Cited
- State v. Goldson, 178 Conn. 422 (examining double jeopardy and limiting step two analysis to charging documents)
- State v. Schovanec, 326 Conn. 310 (clarifying that courts may look to trial evidence and state’s theory at step one but not at step two)
- State v. Bernacki, 307 Conn. 1 (describing the two-step double jeopardy analysis)
- Blockburger v. United States, 284 U.S. 299 (establishing the test for whether two statutory provisions define the same offense)
- Brown v. Ohio, 432 U.S. 161 (addressing temporal severability and limits on splitting a single crime)
- State v. Snook, 210 Conn. 244 (reviewing trial evidence at step one to determine separate acts)
- State v. Kulmac, 230 Conn. 43 (using evidence to conclude multiple sexual assault counts arose from separate acts)
- State v. Miranda, 260 Conn. 93 (illustrating evidence may inform step one but is prohibited at step two)
