197 A.3d 873
Vt.2018Background
- Complainant and her boyfriend moved in with defendant in Vermont in 2013; living spaces were connected by a shared laundry area.
- In April 2014 defendant entered complainant’s apartment, told her he was a "sex offender," and then engaged in unwanted sexual contact; complainant reported this as the first sexual encounter.
- Complainant reported the assaults to family and police in August 2014; defendant was charged with aggravated sexual assault and convicted by a jury in August 2016.
- Pretrial, the State gave 404(b) notice to admit the sex‑offender comment as evidence of intent and to rebut a consent defense; the trial court admitted it under Rules 404(b) and 403.
- Defendant sought to admit a November 2013 masturbation incident under Vermont’s rape‑shield exception (13 V.S.A. § 3255) to show an ongoing consensual course of conduct; the trial court excluded it as an isolated, highly private incident with minimal probative value.
- Defendant appealed, arguing erroneous admission of the sex‑offender testimony and erroneous exclusion of the November 2013 evidence; the Vermont Supreme Court affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admissibility of testimony that defendant said he was a "sex offender" immediately before the April 2014 contact | Testimony was relevant to defendant's intent and complainant's state of mind/fear; probative value not substantially outweighed by unfair prejudice | Statement implied a prior conviction and unfairly prejudiced jury; Rule 609 analysis required | Admission upheld: statement is not evidence of conviction, admissible under V.R.E. 404(b) for intent/state of mind and properly balanced under V.R.E. 403 |
| Exclusion of November 2013 masturbation incident (rape‑shield exception) | N/A (State opposed) | Evidence showed prior sexual conduct with defendant and was material to consent; probative value outweighs private character under § 3255(a)(3)(A) | Exclusion upheld: trial court reasonably found the incident was isolated, five months earlier, with minimal probative value that did not outweigh its private character |
Key Cases Cited
- State v. Kelley, 148 A.3d 191 (Vt. 2016) (standard for reviewing admissibility of evidence)
- State v. Shippee, 839 A.2d 566 (Vt. 2003) (trial court's broad discretion under V.R.E. 403)
- State v. Cardinal, 584 A.2d 1152 (Vt. 1990) (limits and permitted uses of 404(b) evidence)
- State v. Gonyaw, 507 A.2d 944 (Vt. 1986) (contemporaneous prior sexual conduct probative of consent)
- State v. Lavalette, 578 A.2d 108 (Vt. 1990) (distant prior sexual conduct not reasonably contemporaneous)
- State v. Longley, 939 A.2d 1028 (Vt. 2007) (addressing unfair prejudice under 403 for similar prior incidents)
- State v. Connor, 19 A.3d 146 (Vt. 2011) (evidence of court's balancing under Rule 403)
