Lead Opinion
¶ 2. The State charged defendant with lewd and lascivious conduct for exposing himself and masturbating in front of a young child at a department store. The charge was based on the following alleged facts. On May 31, 1998, T.P. (mother) was shopping at Wal-Mart with her five-year-old daughter, E.P., when a man, later identified as defendant, approached them. According to the testimony, defendant followed them closely throughout the store. Subsequently, on July 19, 1998, the family was watching a news story on television that showed defendant’s picture in connection with a court case. E.P., who was playing in the room during the news story, approached mother and said to her unexpectedly that the man on television was a “bad man” who “had his private parts sticking out” and “was scratching himself’ when they were at Wal-Mart. Mother promptly notified the police, and a police detective and SRS investigator interviewed E.P. at the police special investigations office. Defendant was then arrested and eventually charged under 13 V.S.A. § 2601.
¶ 3. Prior to trial, the State moved to introduce hearsay statements of E.P., pursuant to V.R.E. 804a. Specifically, the
¶ 4. In February 2000, the State filed a “Notice of Prior Bad Acts” in which it stated its intent to introduce testimony by a loss prevention specialist at Ames Department Store that, on May 3, 1998, he observed, and recorded on closed circuit video, defendant approach a young child in the store and “play” with himself. The court denied the motion, subject to further motion for introduction at trial, finding that the “unfair prejudicial effect [of the evidence] is not outweighed by its probative value.”
¶ 5. One week before trial, the State informed defendant’s counsel by letter that the State was uncertain as to whether it would call E.P. to testify and that, therefore, defendant’s counsel would have to subpoena E.P. if he wished to ensure her presence at trial. Defendant requested that E.P. be required to testify on the morning of trial, and the court denied the motion as untimely. During the jury trial, held on October 18, 2000, the State again sought to introduce the videotape and testimony of the Ames employee. After reviewing the tape, the trial judge granted the request, and allowed the State to admit the tape and testimony. The jury returned a verdict of guilty.
¶ 6. On October 20, 2000, two days after trial, defendant filed a motion to dismiss based on his argument that the State should have charged him with a prohibited act under 13 V.S.A. § 2632, a misdemeanor, instead of lewd and lascivious conduct under 13 V.S.A. § 2601, a felony. The court denied the motion, and this appeal followed.
I.
¶ 7. First, defendant claims he was subjected to arbitrary and discriminatory enforcement because he was charged with a felony under 13 V.S.A. § 2601 instead of a misdemeanor under 13 V.S.A. § 2632, and that the court therefore erred by denying his motion to dismiss. This argument lacks merit. When there are overlapping criminal offenses with which a defendant could be charged based on the facts, it is within the prosecutor’s discretion to choose among them. State v. Perry,
¶ 8. Defendant further argues that, under the void-for-vagueness doctrine, 13 V.S.A. § 2601 lacks “sufficiently precise standards to avoid arbitrary and discriminatory enforcement.” See State v. Purvis,
II.
¶ 9. Second, defendant argues that the trial court erred by admitting, under Vermont Rule of Evidence 404(b), a videotape and testimony regarding defendant’s prior conduct at another department store as signature evidence. Defendant also claims that the court failed to exercise its discretion under V.R.E. 403.
¶ 10. In order to claim error on appeal, a defendant is required to make a timely objection to the admission of evidence, and if it is not apparent from the context, he or she must state the specific ground for the objection. V.R.E. 103(a)(1). One of the primary purposes behind this rule requiring specific objections is to sufficiently alert the trial court to the theory behind the objection so that the judge can rule intelligently and quickly. State v. Bissonette,
¶ 11. Rules 403 and 404(b) “go hand in glove” because 404(b) “describes a particular form of evidence that might create the ‘unfair prejudice’ anticipated under [Rule] 403.” United States v. Currier,
¶ 12. Given the necessary interaction between 404(b) and 403 in determining the admissibility of prior acts evidence, the context in which the objection was made, and the court’s pretrial 404(b) ruling on Rule 403 grounds, the defendant’s “propensity” objection was sufficiently specific to alert the trial court to defendant’s theory behind the objection and to preserve the objection for our review. Cf. Bissonette,
¶ 13. The discretion of the trial court is broad when reaching a decision based on the balancing test under Rule 403. State v. Wheel,
¶ 14. While we have not required the trial court to specify the precise weight it accords each factor in the balancing test, there must be some indication — especially in cases like this one where the potential for unfair prejudice is high — that the court actually engaged in the balancing test and exercised its discretion under V.R.E. 403. State v. Der-ouchie,
I did just review that tape ... it’s remarkable that the child is in the shopping cart and the mother is pushing the shopping cart and is immediately behind the child. But because it’s in a department store with the racks, in effect, Mr. Shippee is around a corner from the child’s mother and in the tape they are within a few feet of one another, Mr. Shippee and the child’s mother, but the mother can’t see Mr. Shippee. The child can, and Mr. Shippee is obviously playing with himself as charged. So I view this as signature evidence. I don’t think this is propensity. This is a specific manner of committing this offense so I’m — I have to agree with [the State] that this is admissible for that reason because the argument has been made to the jury where the mother being right there, you know, it couldn’t happen that way but, in fact, here’s a tape that tells me this is precisely what happened — it has happened before and how this person has done it. So for that reason I am going to find that that’s admissible. So you can — you can put on that testimony to show that tape.
Although we accord a court “wide discretion” in balancing the probative value of the evidence against the danger of unfair prejudice, we have found abuse of discretion notwithstanding a showing that the trial court performed the balancing. Winter,
¶ 15. We are not persuaded by the dissent’s view that defendant “opened the door” to admission of the tape. First, we note that the trial court did not indicate that it was admitting the evidence on that basis. Second, the pretrial ruling balancing the danger of unfair prejudice created by admission of the tape against its probative value concluded that the risk of prejudice was too great absent “developments at trial” that presumably would lead to a different outcome only if an increase in the probative value of the evidence outweighed the danger of prejudice. No such weighing took place, and we do not share the dissent’s view that the probative value of the evidence was clear and the unfairness of its prejudicial impact not apparent. Cf.
¶ 16. In light of our disposition of defendant’s argument regarding the admission of evidence, it is unnecessary to address defendant’s other arguments on appeal.
Reversed and remanded.
Notes
Rule 403 provides that:
evidence may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay, waste of time, or needless presentation of cumulative evidence.
Rule 404(b) states that:
Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that he acted in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.
Concurrence Opinion
¶ 17. concurring. I concur with the plurality opinion that the trial court abused its discretion by failing to weigh evidence under V.R.E. 403 when deciding whether prior crime evidence is admissible under V.R.E. 404(b). I write separately, however, because I would also find that the trial court erred in finding the testimony of the department store clerk and the closed-circuit video regarding past acts to be signature evidence admissible under V.R.E. 404(b).
¶ 18. Rule 404(b) is designed to exclude evidence of prior similar acts if the evidence is introduced to show that the defendant has a propensity to commit the charged offense. State v. Bruyette,
¶ 19. When evidence of past acts is offered to prove identity, we require that it meet a strict relevance test to be admissible. Bruyette,
¶ 20. In Bruyette, we examined whether testimony of the defendant’s girlfriend about their prior consensual sexual conduct was relevant to identity and therefore admissible as signature evidence under Rule 404(b) when the specific sexual acts were distinct and substantially similar to those perpetrated on the victim of a sexual assault. Id. After establishing that identity was at issue because the victim was blindfolded during the assault, we noted that to admit the testimony as signature evidence, the pattern and characteristics of the prior act “must be so distinctive, in effect, to constitute the defendant’s signature.” Id. at 27,
Although the prior acts of the accused and the charged acts do not have to be identical, they must possess common features that make it highly likely that the unknown perpetrator and the accused are the same person. Whereas a few common features that are unique may be sufficient, a larger number of them, less remarkable, but taken together, may also have significant probative value.
Id. at 28,
¶ 21. Applying this rule, we held that “[w]hen the sexual acts are taken together
¶ 22. We have emphasized that in order to admit signature evidence under Rule 404(b) “[t]he State has the burden to show precisely how the proffered evidence is relevant to the theory advanced, how the issue to which it is addressed is related to the disputed elements in the ease, and how the probative value of the evidence is not substantially outweighed by its prejudicial effect.” Winter,
¶ 23. The prior act evidence offered by the State in this case was not signature evidence for two reasons. First, identity was not at issue in the case. As noted, we have consistently held that when prior acts are proffered as signature evidence, the identity of the perpetrator must be a material question before the jury. Whether the defendant was present at the scene was never in dispute here. The only question was whether the defendant committed the offense, and the prior act evidence was offered to illustrate the manner in which the offense could have been committed.
¶24. Second, although the prior act and the charged offense share some common features, there is nothing within the pattern or characteristics of the prior act that is so distinct that it constitutes the defendant’s “signature.” Neither the way in which the defendant followed the shopper and positioned himself in view of the child and not the parent, nor the manner in which he exposed himself, is in any way unique or idiosyncratic. There is also nothing unique about the act of getting only the child’s attention, as many other shoppers could have done so with solely benign intentions. Similarly, it is an unfortunate reality that nothing about the way the defendant exposed himself to and allegedly masturbated in front of the child is unusual or distinct. This type of conduct certainly does not constitute “signature” criminal behavior sufficient to identify the defendant as the perpetrator to the exclusion of others.
¶ 25. The prior act evidence offered by the State should not have been admitted as signature evidence in this case where identity was not at issue and the pattern and characteristics of the past acts were insufficiently distinct to identify the defendant as the perpetrator. On this basis, I would reverse the trial court’s ruling that the department store clerk’s testimony and the closed-circuit video were signature evidence admissible under V.R.E. 404(b).
¶ 26.1 am authorized to state that Justice Johnson joins this concurrence.
Dissenting Opinion
¶ 27. (Ret.), Specially Assigned, dissenting. I would not reverse defendant’s conviction on the grounds identified by the majority and therefore dissent.
¶ 29. More importantly, to the extent the court is required to conduct a Rule 403 balancing test prior to admitting evidence under V.R.E. 404(b), the record demonstrates that such balancing occurred. Before trial, the State gave notice pursuant to V.R.Cr.P. 26(c) of its intent to introduce evidence that defendant had engaged in the same type of activity four weeks earlier in another department store. The evidence consisted of testimony from an employee at the store and a closed circuit videotape. The court conducted the Rule 403 balancing before trial and in a written opinion concluded that this evidence should be excluded on Rule 403 grounds absent a claim by defendant that the allegation against him was “incredible” or “until developments at trial make the introduction of the other bad acts imperative, or unless the defense otherwise opens the door to its admission.”
¶ 30. Defense counsel later opened the door to admission of this evidence by implying that it would have been impossible for defendant to expose himself to the victim given the close physical presence of the child’s mother. The State moved to introduce defendant’s prior bad act to rebut this insinuation. The videotape of defendant’s earlier act showed how defendant used store shelves to shield his activity from the mother’s view. Defendant objected on propensity grounds but did not raise a Rule 403 objection. The court admitted the prior bad act as signature evidence, explaining that “the argument has been made to the jury where the mother being right there, you know, it couldn’t happen that way but, in fact, here’s a tape that tells me this is precisely what happened — it has happened before and how this person has done it. So for that reason I am going to find that that’s admissible.” Thus, the record reflects that the court engaged in the Rule 403 balancing test before trial and defendant later opened the door to the admission of this evidence.
¶ 31. The majority erroneously concludes that the trial court’s failure to conduct a Rule 403 balancing test warrants reversal of defendant’s conviction. However, this Court has conducted the balancing test itself in cases where the probative value and prejudicial effect are evident from the record. In State v. Derouchie,
¶ 32. Finally, to the extent this alleged error should be addressed at all, I believe our review should be for plain error rather than abuse of discretion because defendant did not object on Rule 403 grounds at trial. A defendant cannot claim error in the admission of evidence unless he has made a timely and specific objection during trial. V.R.E. 103(a)(1); State v. Fisher,
1133. The need for a timely and specific objection is particularly relevant where, as here, the judge who presided at trial did not consider the pretrial motion concerning the admissibility of defendant’s prior bad act. See State v. Senecal,
¶ 34. In this case, the pretrial judge decided that evidence concerning defendant’s prior bad act was not admissible on Rule 403 grounds unless defendant opened the door to its admission at trial. The trial judge later ruled that the evidence was admissible because defendant had implied that he could not have committed the charged act. In the absence of a Rule 403 objection at trial, defendant may not now raise this claim of error on appeal. This Court has consistently held that to preserve an issue for appeal a party must “present the issue with specificity and clarity in a manner which gives the trial court a fair opportunity to rule on it.” In re White,
