State v. Pass
832 N.W.2d 836
Minn.2013Background
- Pass was tried for two counts of second-degree murder (Tina San Roman) and assault/attempted murder (victim O.A.R.). The jury acquitted Pass of the San Roman charges and deadlocked on the counts related to O.A.R.
- At the first trial, O.A.R. testified that he found San Roman on the garage floor with Pass standing over her; Pass then stabbed O.A.R. during an attempt to help San Roman. Forensic evidence linked blood at the scene to Pass, O.A.R., and San Roman.
- Before a retrial on the unresolved counts, the State sought to admit evidence about San Roman’s death to show motive; the district court initially excluded that evidence under Wakefield and denied dismissal of the remaining counts.
- On remand the State narrowed its proffer; Pass sought to introduce alternative-perpetrator evidence (unredacted prior statements and DNA) implicating someone else in San Roman’s death. The district court excluded all evidence related to San Roman’s death under a Rule 403-type analysis and then dismissed the remaining counts, holding exclusion would violate Pass’s due process right to present a complete defense.
- The court of appeals affirmed; the Minnesota Supreme Court granted review and addressed (1) whether the State could appeal dismissal without violating double jeopardy and (2) whether excluding Pass’s alternative-perpetrator evidence violated due process.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| May the State appeal the district court’s dismissal without violating double jeopardy? | State: Dismissal was based on due process ruling unrelated to factual guilt, so appeal is permitted. | Pass: Dismissal effectively acquits and prevents appeal under double jeopardy protections. | Court: Appeal allowed — dismissal rested on legal due process grounds, not a factual acquittal, so no double jeopardy bar. |
| Did exclusion of Pass’s alternative-perpetrator evidence violate his due process right to present a complete defense? | Pass: Excluding evidence that points to another perpetrator eviscerates his ability to present a complete defense. | State: Evidentiary rules (Rule 403 and foundational requirements) permit exclusion of confusing, unfairly prejudicial, or unconnected alternative-perpetrator evidence. | Court: No due process violation — application of Rule 403 (and related evidentiary limits) was not arbitrary or disproportionate under Holmes; exclusion constitutional. |
| Was the district court’s reasoning adequate under Holmes when excluding defense evidence? | Pass: District court’s exclusion deprived him without proper Holmes analysis. | State: The court’s Rule 403 concerns are legitimate; Holmes permits such exclusions if proportionate. | Court: District court and court of appeals failed to explicitly apply Holmes’ additional balancing, but Holmes itself supports exclusion; result affirmed (dismissal reversed). |
| Must district court clarify scope of its exclusion order on remand? | State: Needs clarity to proceed fairly. | Pass: Ambiguity may harm defense planning. | Court: Yes — remand for clarification and further proceedings consistent with opinion. |
Key Cases Cited
- State v. Wakefield, 278 N.W.2d 307 (Minn. 1979) (limits admissibility of evidence regarding acquitted offenses)
- State v. Large, 607 N.W.2d 774 (Minn. 2000) (double jeopardy and State appealability after acquittal)
- United States v. Scott, 437 U.S. 82 (1978) (distinguishing acquittals on merits from dismissals for nonfactual reasons)
- Holmes v. South Carolina, 547 U.S. 319 (2006) (constitutional test for excluding defense evidence implicating another perpetrator)
- State v. Jenkins, 782 N.W.2d 211 (Minn. 2010) (Minnesota acceptance of foundational limits on alternative-perpetrator evidence)
- State v. Jones, 678 N.W.2d 1 (Minn. 2004) (foundational requirement connecting alternative perpetrator to the offense)
- Montana v. Egelhoff, 518 U.S. 37 (1996) (upholding constitutionality of evidentiary rules excluding certain defense evidence)
