State v. Lopez
173 A.3d 485
Conn. App. Ct.2017Background
- On March 3, 2013, Trooper Colin Richter stopped Juan C. Lopez for erratic speeding on I-95, observed signs of intoxication (slurred speech, glassy/bloodshot eyes, odor of alcohol), and administered three standardized field sobriety tests, which Lopez failed.
- Lopez refused a breath test; no chemical blood/urine/breath BAC evidence was introduced at trial.
- The state pursued a behavioral DUI prosecution under Conn. Gen. Stat. § 14-227a(a)(1), relying on officer observations and expert testimony about field sobriety tests.
- The state’s expert, forensic toxicologist Robert H. Powers, testified on the scientific basis of the tests and opined (based on hypotheticals matching Richter’s description) that such performance would correspond to a BAC of 0.12 or higher and impaired driving ability.
- On cross-examination, the trial court sustained objections to two defense questions asking whether Powers knew if Lopez himself was intoxicated; the court allowed extensive other cross-examination probing Powers’ expertise and the hypothetical-BAC opinion.
- The jury convicted Lopez of operating under the influence and driving with a suspended license; Harper, J., dissented in part and concurred in part, arguing the exclusion of the two questions was proper and harmless and would affirm the conviction.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the trial court improperly restricted cross-examination of the state’s toxicology expert by barring questions about the defendant’s intoxication | State: Exclusion proper because questions sought an expert’s opinion on the ultimate issue for the jury to decide | Lopez: Questions were aimed to clarify/expose that Powers’ hypothetical-BAC testimony did not speak to Lopez’s actual BAC; exclusion impaired confrontation rights | Held: Exclusion of the two questions was proper; they asked for an opinion on the ultimate issue and were outside the scope of cross-examination (Harper, J. would affirm) |
| Whether barring those questions was harmful error requiring reversal | State: Any restriction was harmless because ample cross-exam and other evidence supported conviction | Lopez: Exclusion allowed expert hypothetical-BAC testimony to improperly influence jury | Held: Harper, J. concluded any error was harmless given Richter’s testimony, jury instructions, lack of BAC evidence, and overall strength of behavioral evidence |
| Admissibility of altered/incomplete dash-cam video evidence | State: Video admissible | Lopez: Video should have been excluded as incomplete/altered | Held: Harper, J. concurred with majority that trial court did not abuse discretion in admitting the video |
| Proper scope of expert testimony on hypotheticals and ultimate issues | State: Expert may opine on hypotheticals; cannot opine on ultimate issue of intoxication | Lopez: Expert’s hypothetical BAC opinion effectively testified about defendant | Held: Experts may answer hypothetical questions; they cannot render opinions on the ultimate factual issue for the jury — trial court properly limited ultimate-issue testimony |
Key Cases Cited
- State v. Daniel B., 164 Conn. App. 318 (appellate decision on confrontation and scope of cross-examination of expert)
- State v. Wright, 273 Conn. 418 (trial court discretion on admissibility and defendant’s obligations to follow rules of evidence)
- State v. Taylor G., 315 Conn. 734 (expert witness may not opine on ultimate issue of fact)
- State v. Rodriguez, 311 Conn. 80 (harmless error framework for nonconstitutional evidentiary rulings)
- State v. A. M., 324 Conn. 190 (presumption that jury follows instructions)
- State v. Purcell, 174 Conn. App. 401 (defendant must produce evidence jury disregarded instructions to rebut presumption)
