State v. Lee
264 P.3d 239
Utah Ct. App.2011Background
- Lee appeals three issues regarding his guilty plea and subsequent proceedings in the trial court.
- Lee argues Sixth Amendment error for an allegedly improper colloquy when he sought new court-appointed counsel.
- Lee challenges Rule 11(e) compliance in accepting his guilty plea to forcible sexual abuse, a second-degree felony.
- Lee asserts ineffective assistance of trial counsel for coercion, failure to move to withdraw the plea, incompetency at plea/sentencing, and an illegal sentence under Rule 22(e).
- Utah Code section 77-13-6(2) bars review of a guilty plea unless withdrawal is pursued before sentence; failure to withdraw forecloses appellate review of the plea’s validity.
- The court ultimately affirms Lee’s sentence and holds that Lee’s arguments based on incompetency and counsel’s effectiveness do not establish reversible error.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether improper colloquy or coercion claims attack the plea’s validity | Lee contends plea was coerced and colloquy inadequate | Lee argues Sixth Amendment and Rule 11(e) deficiencies | Jurisdictional bar; issues treated as PCR, not reviewable on direct appeal |
| Whether Rule 11(e) compliance was required or violated in plea | Lee alleges Rule 11(e) failure in entering guilty plea | Lee’s Rule 11(e) claim is subject to PCR and not reviewable on direct appeal | Not reviewable on direct appeal due to jurisdictional bar; PCR governs |
| Whether trial counsel was ineffective for incompetency-related conduct affecting sentencing | Lee claims counsel failed to raise or address incompetency, affecting sentence | No competent showing of incompetence or prejudicial counsel failure | No ineffective assistance; record supports competent representation and Lee’s competency was not demonstrated |
| Whether Lee’s sentence was illegal under Rule 22(e) | Lee argues sentence illegal due to counsel/coercion/competency issues | Sentence not patently illegal; Rule 22(e) narrow scope | Sentence affirmed; Rule 22(e) claim rejected as improper and unsupported |
Key Cases Cited
- State v. Ott, 247 P.3d 344 (2010 UT) (failure to withdraw plea within time bars review of plea validity)
- State v. Merrill, 114 P.3d 585 (2005 UT) (jurisdictional nature of withdrawal timing)
- State v. Litherland, 12 P.3d 92 (2000 UT) (Strickland standard for ineffective assistance)
- State v. Arguelles, 63 P.3d 731 (2003 UT) (competency evaluation during guilty plea considerations)
- State v. Nicholls, 148 P.3d 990 (2006 UT) (rule 22(e) improper avenue for guilty plea challenges)
- State v. Brooks, 908 P.2d 856 (Utah 1995) (patently illegal sentence concepts for Rule 22(e) analysis)
- State v. Candedo, 232 P.3d 1008 (2010 UT) (narrow scope of illegal sentence under Rule 22(e))
- State v. Reyes, 40 P.3d 630 (2002 UT) (jurisdictional bar when challenging guilty plea)
- State v. Pursifell, 746 P.2d 270 (Utah Ct.App. 1987) (conflict-of-interest concerns as potential good cause for new counsel)
