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State v. Arguelles
63 P.3d 731
Utah
2003
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*1 hеrein; participate do DURRANT tice Judge K.L. McIFF sat.

District

2003 UT 1 Utah, Appellee, Plaintiff

STATE ARGUELLES,

Roberto Y. Defendant Appellant.

Nos. 970366.

Supreme Court of Utah. 14, 2003.

Jan.

Rehearing Denied Jan.

735

737 *6 (“Arguelles”),

Roberto Y. pled guilty aggravated to four counts of murder. During penalty phase, Arguelles waived counsel, acknowledged that he appropriate felt death was the him, presented punishment for limited evidence. court sentenced defendant death. before Now us man- datory statutory appeal, the court assistant1 claims on behalf that the death should sentence be overturned.

BACKGROUND April On confessed killing Bond, kidnapping Margo Ste- Blundell, Martinez, phanie Tuesday Lisa later, days Roberts. Three charged aggravated with four counts of murder. attorneys Two from the Salt Lake (“LDA”) Legal Defenders Association were appointed Arguelles. represent Sep- On disqualified tember LDA magistrate potential because actual conflicts of interest. In January magistrate ap- (“Brass”),

pointed Edward Brass Patrick (“Anderson”), Anderson and Clark Donald- (“Donaldson”) represent Arguelles. son later, Three months before the magistrate, Arguelles waived his Brass, Anderson, accepted counsel *7 standby Donaldson counsel. In the same hearing, Arguelles right his pre- waived to a liminary hearing attempted plead magistrate guilty. not-guilty entered behalf, Arguelles’s pleas on then bound him over the district court. Gen., Shurtleff, Att’y L. Mark Thomas ¶ Arguelles rep- reaffirmed his desire to Brunker, Gen., Att’y City, Asst. Salt Lake for hearing resent himself in a before the district plaintiff. court, pled guilty ag- then to each count of Brass, City, attorney K. Edward Lake Salt gravated Arguelles explicitly murder. also for court. the jury his to a trial for the waived sen- tencing phase. During three-day penalty the followed, proceeding present- which the State AMENDED OPINION offenses, Arguelles’s prior ed evidence of de- DURHAM, Chief Justice: murders, charged of tails and the testi- ¶ mony family presents 1 This case the unusual of situa- the victims’ members. As evidence, capital mitigating Arguelles presented tion wherein a defendant seeks the Glover, defendant, testimony Jenny death for his crimes. The in- corrections statute, sentence, By capital oppose this all does nоt court reviews cases his and since he has counsel, which a in death sentence is reached. Utah waived his the court assistant (2001). Arguelles appointed § argue appeal. Ann. Since case Code 76-3-207 on officer, again I’ll represent new counsel. vestigator peace testified this who help Arguelles’s myself and his if regarding confession it comes that.” Arguelles locating in the victims’ bodies. magistrate 7 The determined that examinations and presented also compelling did establish a need for State blackouts, describing history of reports testimony about the voluntariness Steele’s loss, Af- disorders. memory associative videotaped Arguelles’s confessions because weighing aggravating ter present at the there were other witnesses evidence, trial court sentenced confession, evidence would Steele’s to death. necessary to preserve and not be cumulative ap- August pending automatic 5 In action. The trial court also cause of court, Arguelles attempted sui- peal to this necessary not a determined that Johnson was prison. The State moved to cide in while prior establishing Arguelles’s convic- party to the district court case remanded tion, knowledge aggra- but that Johnson’s evidentiary for an vating brought out factors to be proceed. competency to Conflict mental sentencing phase of the trial created a con- Bradshaw and Ken Brown were counsel Jim flict of interest could not hearing. The court appointed for the district waive. Af- Arguelles competent proceed. found not wish ter indicated that did determining 8 In that a conflict of inter- sentence, appointed Brass appeal Johnson, as to the trial court est existed statutorily handle as a assistant to testimony potential be found that his would required greater de- appeal. We discuss necessary. compelling and The testi- both surrounding tail the facts each below mony compelling “Mr. because Johnson’s assistant raised issues with the defendant numerous conversаtions appeal. directly aggravating impact on the issue of presentation those

circumstances and the jury. has BEFORE THE circumstances to defense I. MAGISTRATE Mr. conceded that Johnson information magis- Early proceedings, aggravating circum- that could address the represent appointed trate the LDA to testimo- stances.” The found moved to uelles. June (1) necessary ny was it was: adverse because magistrate inquire have the into the LDA’s (2) (3) admissible; defendant; and, to the ar- potential conflicts interest. The State presented any “the has not alterna- defense gued employees, Steele that two LDA Robert to defeat the claim that tive sources State’s (“Steele”) (“Johnson”), Virgil Johnson only for Mr. is the source available Johnson trial, necessary would witnesses to further this information.” The trial court Steele, creating interest. an a conflict of upon Opinion Advisory relied Utah Ethics *8 attorney, Arguelles represented LDA had states, firm which “the law must avoid Arguelles present and confessed been when in in representing a defendant a case which Johnson, charged. an to four the crimes substantially participated investigator its employed investigator, previously LDA State,” by employed while the and which by County Lake and the Salt Sheriffs Office cites 1.7 of the Rules of Profes- Rule Utah investigated in which an earlier case precluding a “law firm from sional Conduct Arguelles attempted of murder was convicted long pos- representing a defendant so as the hearing, At aggravated and assault. the the sibility investigator that the testi- exists will attorneys argued LDA that there was no fy.” the that it Because claimed using that conflict and the State was the witness, planned as a the to call Johnson Arguelles motion as a “ruse.” testified that Finally, that a conflict did exist. found any At the end of he would waive conflict.’ Arguelles that could court concluded hearing, Arguelles magistrate, “I told it conflict was based just not waive the because you to not be want I will know loyalty, through upon an of which “dem- accepting going other and all issue divided counsel right Arguelles the court to have effec- found that a denial of the had waived onstrates knowingly, intelligently, assistance of counsel.”2 counsel tive and volun- tarily. Brass, magistrate appointed The ¶ LDA was dis- 9 Two months after Donaldson, and to remain in Anderson pro Arguelles his own se mo- qualified, filed standby Arguelles. ease as to counsel disqualify which was prosecutors, to tion thereafter, magistrate ap- Soon denied. ¶ 12 During hearing, Arguelles the same Brass, Donaldson, attorneys and pointed right preliminary waived his to a hearing and Arguelles. represent A Anderson to month magistrate again Arguelles asked if he later, Arguelles pro se filed a motion any believed himself “free from mental dis- court-appointed counsel and to dismiss ease, impairment defect pre- that would represent himself. knowingly, vent intelligently [him] from and 23, 1997, April hearing, an voluntarily 10 In entering Arg- into this waiver?” magistrate conducted a waiver of counsel responded, uelles “I do.” The State then questioning colloquy Arguelles, him to standby asked whether counsel had discussed whether understood what determine whether, Arguelles the waiver with in hearing happening at the and whether he standby opinion, Arguelles counsel’s under- fully consequences electing understood the Standby stood the waiver. counsel an- represent waiving himself and counsel. swered, subject “I’ve discussed that with him During magistrate colloquy, in- many times. I’ve not discussed this form Arguelles repre- formed of his my with him. It’s not participate desire to by attorney an and informed sented preliminary hearing. the waiver of the You charges facing uelles of the he was and the bright can going see that he’s a —I accompanying possible sentences say young guess male. I that’s relative. charges. magistrate Arguelles The told capable understanding form, He’s about the court rales he must follow and that my opinion.” magistrate pressed The stand- “simply not he could take stand and further, asking, accept your counsel “We’ll by telling story.” magistrate proceed representation you do not believe that Arguelles advised it was also “unwise” аppropriate it’s participate this waiver represent himself. for you but have discussed with the defen- explained dant his desires to him what answered numerous giving up by entering he’ll be clearly into this waiv- questions affirmed that he be- er; true,” respond- is that correct?” discerning himself to “That’s lieved be “of sound mind, standby magistrate mentally capable understanding ed counsel. The thus proceedings consequences concluded that had made a know- [the and the pleas, any ing, voluntary preliminary waiver] [his] and free of men- waiver of hear- ” impairment ing disease or .... rights. tal defect or and that he all of his understood present at the assistant was hear- hearing 13 At the end of the before the ing capacity standby in the counsel and did magistrate, magistrate not-guilty entered Arguelles’s raise about not concerns pleas Arguelles, for ease was bound Nevertheless, competence. mag- mental to the over district court. counsel, standby asked “Has the istrate de- you any any manifested fendant actions — II. THE BEFORE DISTRICT COURT you that would lead that he is believe knowingly, intelligently 14 In voluntarily, waiving first before the Standby May to counsel at this time?” court on district *9 responded, colloquy, again present standby counsel After this as “No.” assistant was coun- July hearing body coming testifying At the on the State's else and forward to counsel, that, disqualify Arguelles motion to long accuracy told the so as it to do with the court: trial honesty opinions and the of that are in the Virgil opinion Regardless my that. And I know Johnson's past, Mr. of who to and I testifies And, justi- testimony's personally, of me there. I past, going know I have a bad the think it's same, to be no the and all documented. I fied. And I don't see conflict with him it's And problem Virgil any- giving delivering have no with Johnson or them them facts. facts or pled that Arguelles guilty conducted another self- trial court found to sel.3 The trial court guilty plea colloquy knowingly, voluntarily, and intelli- representation each count and Arguelles, again assessing Arguelles gently, jury that be- he for and that had waived the discerning fully knowing and mind” penalty portion lieved was of “sound of trial he the the understanding “mentally capable of and of consequences was the his choice. consequences” proceedings of his and the the ¶ during 16 At time or no judge in- counsel. also choice to waive during hearings standby any pre-trial did Arguelles’s of quired the circumstances into Arguelles’s counsel raise concerns about previous and represent choice himself the to competence. Additionally, when court the Arg- disqualification Arguelles’s of counsel. any standby he asked counsel whether had procedural gave description of the uelles to questions regarding Arguelles’s decision history leading up disqualification of to the standby jury penalty phase, the waive for request- LDA. if he was now the When asked “[b]oy, many ques- are replied counsel there waiving by LDA ing representation the and ask, you to his tions I’d ask but this is “[WJell, conflict, answered, I Arguelles the So, respect I it. decision and no.” Once now, attorneys have and I am easier these again, Arguelles court the trial found just attorneys as to continue with these now voluntary intelli- knowingly made a and reiterated, stand-by judge counsel.” The gent the to a waiver of counsel and “[Yjou’re that procedure?” comfortable with jury, standby objection. no counsel made “Yes,” responded Arguelles. Referring to hearing, At of the end the himself, Arguelles’s represent decision to explicitly standby “[D]o court asked counsel him, your judge anything there asked “Is you any Standby concerns?” counsel causing you to for mind that feel to informed asked be being in a you placed reason that are to planning present was noted you properly your posture present where can might gain- he need court’s assistance “No,” you responded Arguelles. case?” “So Arguelles He ing after hours. access your you properly present believe that can no mention of concern over made case; in this is that correct?” asked defense ability competence, Arguelles’s mental do,” Arguelles. “I judge. replied himself, ability represent plead or his Arguelles guilty 15 After entered his guilty. each four plea, the court read aloud of the prior penalty phase to the One week charges, Arguelles to confirm the accu- asked hearing, standby Arguelles, with counsel’s racy charges, and confirmed that help, prohibit photography filed a motion uelles understood the nature and elements phase. Arguelles argued during penalty rights, consequences charges, and the photograph in court taking would pleading guilty. Arguelles demonstrated “very distracting irritating” would charges he that he understood the when ability infringe represent himself. on his responded appropriately, the con- corrected Arguelles in an affidavit that he indicated victims, charges to one of the tent as appear if in the courtroom would “refuse un- when he was and asked for clarification [his] the news media allowed take [were] again, to answer.4 sure how Once upcoming proceed- photograph he whether he believed asked ings.” un- mentally competent and whether by standby proceedings argued the conse- 19 This motion was derstood both quences pleas. Arguelles day the first of his indicated counsel and competent phase hearing. Arguelles and that he under- reasserted he was distracting proceedings. photography stood and the the charges Brass, assistant, serving judge example, wheth- 3. The 4. For asked still agreement exchange standby joined plead guilty in for capacity er his counsel and was Anderson, prosecutor’s promise penal- to seek the death co-counsel Donaldson. the third coercion, threat, counsel, attorney assigned standby ty unlawful was not constituted a present hearing. *10 at the influence. spend avoiding stated he did not want to time victed of this crime in March 1979. Arg- paying camera when he “should be raped atten- sixteen-year-old uelles girl in Febru- going ary tion to what’s on.” Counsel for the 1979. This case was dismissed because discreet, argued quiet- to have media one conviction on the earlier sex back, placed in shutter camera under the сharge.6 May 1980, abuse In Arguelles was judge Arg- court’s control. The aggravated denied convicted of sexual assault of a “[Wje’ll stated, motion but fifteen-year-old girl, uelles’s see how it degree felony, first goes.” judge Arguelles stay The ordered and was also attempted convicted of capital in the courtroom after he threatened to homicide of another fifteen-year-old girl, a degree felony. leave. incarcerated, first Arg- While escaped uelles custody from approximate- for Immediately pro- after the motion to ly forty-five minutes. He was not convicted denied, Brass, photography acting hibit escape at the time of Arg- the crime.7 counsel, standby argued a motion to ex- parole 25, uelles was released on on June impact clude victim evidence.5 After the ar- Arguelles prison returned to in Au- gument, Arguelles Brass told the court that 1992, gust being after convicted of two counts percent had “missed at least 50 of what we aggravated sexual young abuse of two say each had to because he’s troubled children. photography place.” judge that’s taken ¶23 agreed only distracting, it was but “mod- In the phase aggrava- second estly” distracting. day case, On the second presented tion the State evidence of the hearing, Arguelles while cross-examining charged confession, murders. In his 1996 witness, Arguelles asked the if Arguelles cameraman February 21, 1992, stated that on “[cjould off, ... please.” he knock that forty-two-year-old abducted Margo Bond judge then asked the worked, cameraman to “hold the from the school where she drove her Arguelles camera.” After finished his cross- to the west County, desert Tooele sexually examination, judge told the cameraman assaulting way, her on the then removed her prohibition clothes, there was “no further her, on the cam- strangled death, bound her era.” body. and buried her During three-day penalty phase, 19, 24 March Arguelles On offered presented the State aggravating thirteen-year-old ride, Stephanie Blundell a factors, including Arguelles’s pri- evidence of Timpanogos Canyon, drove her to sexually specific her, crimes and the death, circumstances of strangled assaulted her to charged mitigation, Arg- crimes. For then buried her. uelles called one witness —the officer to 25 On March Arguelles offered initially whom he confessed—and offered re- fourteen-year-old Tuesday Roberts and six- tests, ports, and notes of his medical and teen-year-old ride, Lisa Martinez a then psychological history. Throughout pen- a nearby Arguelles drove them to school. alty phase, Arguelles represented himself girls handcuffed together attempted standby with some assistance from counsel. sexually resisted, assault Lisa. When Lisa ¶ 22 presented The State first Arguelles evidence of repeatedly stabbed her with a Arguelles’s prior chisel, crimes. In killing October wood her.8 then fifteen, Arguelles when he was Tuesday was convicted took to a different location and sex- gas of car and theft. ually October Tuesday assaulted her. He took back uelles committed sexual ten-year- abuse of a pick to the school field up body, Lisa’s girl, degree felony. old farm, third pig He was con- strangled drove to a Tuesday to 5. This motion was denied. 8. The medical examiner testified that he found forty-three sharp injuries eighteen force beyond 6. The trial court found a reasonable injuries body. blunt force on Lisa's rape. doubt committed the beyond 7.The trial court found a reasonable doubt that committed the crime of es- cape, degree felony. a second *11 ¶ presented

death, mitigation, Arguelles one bodies at the and then buried two witness, containing that one reason medical Arguelles farm. confessed five documents information, Tuesday he was did not hand- he killed because and and a psychological any witnesses to the initial mitigating want there to be of factors for the written sheet judge Arguelles crime. to consider. had indicated little, if present “very earlier that would ¶ family called of 26 The member any” mitigation evidence. testify of the four murder victims each impact it and the had on about murder ¶ Arguelles’s request, At Brass exam- family. their Glover, Jenny department ined correc- ¶27 Bond, investigator peace officer. Margo tions husband Warren initially spoke Bond, with Glover uelles about that he saw his wife on testified last finally murders February 21, Roberts and Martinez before before she went to work confessing to of the four murders each Kennedy High School. Four Junior investigators He later, body Margo charged. then showed her found. months was Martinez, Roberts, bodies granddaughter. He where the had two and one sons were located.9 testified that Margo being “high life.” Blundell Glover on described Arguelles Body Champi- it was her belief that had not con- Builder She the Ms. Utah fessed, riding, the Martinez and Roberts murders golfing, camp- on and loved bike stated, only have and that “those ing. Mr. did I lose would not been solved Bond “not wife, found.” my bodies would never ever been my I lost best friend .... I had but Arguelles also testified that said he everything.” Glover lost way only for murders felt the to atone ¶ Blundell, Stephanie 28 Elaine Blundell’s through his execution. mother, daugh- her that she last saw testified she ter on March before left for Arguelles presented also a series of Stephanie’s body was four school. found psycho- documents related to his medical and years Stephanie had one sister and later. police logical background. report, In a 1980 brother, “very “bubbly” out- one reported Arguelles friend that going.” asked how the murder had When thirty-minute episode had in which he family, replied impacted Elaine that “[i]t yelled at on the floor and thrashed friend’s basically apart.” tore us psychological her. A 1979 evaluation stated “very understanding Arguelles that had little Juarez, Martinez’s sis- Veronica Lisa ... of ... his sexual offenses and on some ter, that she her sister and testified last saw happened.” can’t remember what occasions Mend, Roberts, Tuesday her sister’s psychological A “there test stated that they March before left house did episodes in which individual together. Tuesday’s Lisa and bodies were done, being later not know what was years and a half later. Lisa was found three recall been could not what had done.” daughters. Veronica the oldest of four testi- likely” test stated also “most try “wanted out fied Lisa to be personality had a such as “anti- disorder cheerleader, got she never the chance to but social, schizotypal, paranoid borderline schiz- that.” asked effect mur- do When what oid.” Two medical tests from 1994 and 1995 her, der had on Veronica stated complained scalp stated my best friend and she’s “[s]he was like now memory loss. numbness not there more.” no case, Roberts, Tuesday mitigation 34 At the end of his 30 Shawn Roberts’ brother, Tuesday judge to the was the asked the “refer testified that you.” I handed youngest [sic] four. She was “involved in sheet that into dance, drawing.” three-page, ... This hand-written document list- softball and liked “blackouts, loss, memory disa- “changed murder ed a Shawn testified series judge might really [sic] hit us He sociative states” that everything.... It’s hard.” stated, aggravating and mit- weighing I’ve limb.” consider when like lost a “[i]t’s body independently after four months she was murdered. 9. Bond's was discovered *12 trial igating by factors. When asked the Jim and Ken appoint- Bradshaw Brown were evidence, represented the ed Arguelles court about offered months later and responded, throughout Arguelles competency “It was indicated me the hearing. by law it well be back to that remanded ¶ May to a 38 Prior competen- if I didn’t offer the court some sort the court cy psychiatrists, hearing, three Drs. Gard- mitigation mitigation. why That’s the ner, Kovnick, Bigler, and interviewed offered.” uelles, tests, neuropsychological conducted ¶ Arguelles After had offered his miti- analyzed psychological and his and medical evidence, Arguelles gating the court asked background. Drs. Gardner and Kovnick di- in what his attitude was relation “further agnosed Arguelles with an per- antisocial psychiatric psychological examination.” disorder, sonality Bigler and Dr. found that Arguelles indicated that refuse he would to Arguelles inju- had suffered an acute brain if cooperate court ordered men- ry However, attempt. from suicide tal examinations. Arguelles each found that doctor had aggra- In the trial findings court’s present ability “sufficient to consult with mitigating factors, vating and attorney with degree his reasonable aggravating found eleven and four factors understanding rational and rational as [a] mitigating factors. The trial court stated understanding well as factual pro- testimony family that members ceedings “[t]he against him.” touching here as to their heard loss is both ¶ 39 In interviews with Drs. Gardner and enduring. they daily and The losses feel are Kovnick, Arguelles stated that and inmates altering to them.... life To them guards put had in shampoo chemicals and compassion expresses its and concern.” The toothpaste paint had sent fumes into “aggravating then trial court found that the thoughts cell. doctor felt Neither these rose outweigh, eclipse, if circumstances not paranoia, to the level of delusion or mitigating. justifying The evidence they Arguelles’s compe- neither felt affected penalty overwhelming.” death is The trial tency to with consult counsel or understand Arguelles court ordered to be executed. regarding proceed- and make decisions ings. hearing, Arguelles At testified III. POST-SENTENCING incidents, about the claimed that COMPETENCY guards trying inmates and were him make HEARING actually incompetent or cause him to be Arguelles attempted by After suicide Captain Jacobson, incompetent. found a cor- August hanging was re- the case prison, rections officer that testified to the manded district court for a on initially while he felt that claims Arguelles’s competency proceed. At a baseless, of harassment were he later found hearing May Arguelles said he Arguelles’s shampoo shampoo bleach in remember could events Arguelles’s toothpaste. He also stated stated, charged crimes “I know from Arguelles was often taunted and ridi- newspapers I read stuff what by culed other inmates. Arguelles what I know.” he could also said phase competency hearing, Arguelles not remember events from the 40 At the However, proceedings. main- Arguelles complete still testified that he did not have a stated, tained he knew he had committed recollection of his earlier trial. He “I in, and he wished to I pleaded crimes die for them. The remember went I Arguelles guilty.... court ordered asking district eval- I remember for the death psychiatrists three uated and that conflict sentence.” he maintained that appointed counsel be with assist wanted to die “because committed the [he] penalty, to seek the his desire death and with crimes.” admitted that he He and conflict competency. hearing, Arguelles “disagreements Also at this counsel had with stuff.” requested represent counsel to him told his conflict “ve- When counsel were competency proceedings. attorneys hemently opposed penalty,” LDA to the death problem only be- The court assistant also asks it was a stated requirement had court to relax the obviousness paperwork not received he

cause plain Again, error review. conflict counsel. At one associated requested from has failed to meet the Arguelles stated that counsel were court assistant point, necessary persuasion” “trying keep things him. At the burden of from” “substantial *13 testimony, precedent. Arguelles the to Id. The obviousness of his asked overturn end requirement a competent very that he at the heart of judge to find him so would strikes analysis, re- plain relaxing and this get able the sentence carried out.” error “be to would, essence, testified, quirement a new doctor assert- in create After each upon mani- thought Arguelles longer com- form review based they that still no ed injustice. given Following hearing, the trial fest We have been no reason petent. the implement to to this and decline found that “failure remember new standard court proceedings adopt it here. prior of the to some the details” “potential conflict” between and outweigh and not

uelles conflict counsel did ANALYSIS doctors, and the conclusions of the court ¶ 44 The court makes a number assistant competent. declared (1) arguments appeal. argues оn He that have, sponte, the trial court sua or- should STANDARD OF REVIEW hearing early competency a in the dered argues court that 41 The assistant proceedings rejected and should reviewing adopt should new rules for we testimony competency regarding offered capital “ have often that cases. We stated (2) competency hearing, post-sentencing argued not raised at trial cannot be ‘issues permitting that erred in the lower courts appeal’ .... for the first time unless (3) represent himself, to that petitioner ‘plain oc demonstrates that error’ improperly disqualified Arguelles’s court ‘exceptional circumstances’ exist.” curred counsel, (4) original erred that trial court (Utah Carver, 1017,1022 v. 928 P.2d Monson allowing take press photographs 1996) 1105, (quoting Lopez, v. 886 P.2d State (5) proceedings, that the trial (Utah 1994)). cases, however, In capital 1113 improperly aggravating court evaluated the court review not raised below this will issues (6) presented, that the factors error, plain for unless the defendant invited impact improperly admitted court victim Tillman, the error at trial. State v. 750 P.2d (7) evidence, a (Utah Parsons, 1987); v. 552-53 State (8) violated, speedy appeal has been (Utah 1989). 1275,1285 Thus, while felony aggravated murder statute Utah’s in capital plain will cases for we review issues are unconstitutional. death scheme error, party we not save a from will error addressing In addition the court assis- that party when “has made a conscious deci error, claims of we also note several tant’s objecting from or has led the sion refrain argu- instances which the court assistant’s Brown, trial court into error.” v. State appel- comply ments fail to with rules of (Utah 1997). P.2d procedure. late urges assistant us precedent perform de novo abandon this I. COMPETENCY in capital review all issues cases. We Home, rejected argument argues v. The court State assistant ¶4, 14, asking competent P.3d In and that 2002 UT defendant magistrate have re- precedent, we overrule trial court should assistant hearing early in the persuasion.” quired competency “a a bears substantial burden of (Utah Menzies, addition, proceedings. court assistant P.2d 1994). concluding, made new erred in The court assistant has no claims holding after arguments precedent, competency after to overturn this sentenced, Arguelles was that defendant was we therefore decline to address the issue proceed. competent Because neither again. below, ity these claim was raised we review to have rational and factual understand- ing proceedings plain against for error. of the him or claims

punishment specified charged; for the offense inability or ... his to consult Duty Require A Trial Court to with his counsel participate in Hearing proceedings against and to Competency Sua him Sponte degree reasonable of rational understanding.” § Utah Code Ann. 77-15- ¶46 argues The court assistant 2(1)—(2)(2002). We have held that de- “[i]n have, magistrate and trial court should sua termining whether a competent defendant is sponte, competency ordered evaluation plead guilty, the trial court must consider guilty, pre- Arguelles pled when waived present whether the defendant has sufficient liminary hearing, and waived ability lawyer to consult with his with a *14 counsel. assistant The court claims that degree understanding reasonable of rational do so court’s failure to violated and has a rational as well factual as under- process rights. Arg- due We discuss here standing proceedings against him.” plead guilty to competence uelles’s and waive Holland, (Utah 430, State v. 921 P.2d 433 hearing; compe- a preliminary we discuss his 1996) (internal omitted) quotations (citing to in the tence waive ‍‌‌‌​‌​​‌​​​​​‌​​​​​​‌‌​​‌​​​‌​‌​​​‌‌​‌​​​‌​‌​​​​‍counsel next section. Moran, 389, 396, Godinez v. 509 U.S. 113 II, See section infra. 2680, (1993)). S.Ct. 125 L.Ed.2d 321 “ ¶47 It is well established that due ‘[Competency is established when a defen- process requires that a defendant be mental can, will, necessarily dant not but assist or ly competent plead guilty and stand to to consult Lafferty, with counsel.’” State v. mentally incompetent trial. “A defendant 19, 51, (quoting 2001 UT 20 P.3d 342 State defense, providé proceedings can and Woodland, (Utah 1997)). no 665, v. 945 P.2d 668 against comport such a do not defendant procedures ¶49 alleging in for State, 17, process.” due v. Jacobs 2001 UT competence explained statutory are in the ¶ 12, (quoting Young, 20 P.3d v. 780 382 State scheme. Whenever a is defendant or be (Utah 1233, 1989)); York P.2d 1236 see also incompetent proceed, petition comes to a Shulsen, (Utah 590, Ct.App. v. 594 may by be filed with the court defense coun 1994) (“Due process requires that defen a sel, defendant, any person acting on the plead competent guilty.”); Drope dant be to behalf, prosecuting attorney, defendant’s Missouri, 896, v. 420 U.S. 95 S.Ct. any person supervision custody who has or (1975) (stating prohibi 43 L.Ed.2d 103 § over the Utah Ann. 77- defendant. Code against subjecting mentally incompetent tion (2002). Furthermore, 15-3 while section 77- defendant to is adver trial fundamental the court to “raise the issue of 15-4 allows system justice). sarial time,” any competency the defendant’s we ¶ 48 Section 77-15-1 of Utah have that the trial court has no statuto held person ry duty in competency hearing “[n]o Code mandates that who is order a in the competent proceed shall be for a a v. petition. Bailey, tried absence of State (Utah 1985).10 Thus, public 281, § offense.” Code Ann. P.2d we Utah 77-15-1 have (2002). compe Section 77-15-2 defines defen that in the of a a determined absence incompetency proceed tency petition, dant’s as an “inabil- must hold a “[a] Robinson, 375, Relying upon Drope Pate v. 383 U.S. The decisions in both Pate and were (1966), Drope require 86 S.Ct. 15 L.Ed.2d 815 state statutes that a and based on which Missouri, judge competency v. 420 U.S. 95 S.Ct. on his own order (1975), suggests L.Ed.2d 103 if assistant motion there is “bona fide doubt” as to Supreme precedent judge competence, that United re- States Court or if the has “reasonable quires competency the trial court "order a cause" to believe the not be defendant contrast, competent. evaluation” "a and when defendant is suicidal In statute does Utah’s history Bailey, by further, inquiry of mental illness.” In how- a standard into not establish which ever, distinguished expressly compe- competence required; we Utah’s is an order for a tency statutory hearing mandatory only filing state statute from the schemes the is of a Supreme analyzed petition. United States Court in Pate omitted). (citations Drope. Bailey, We P.2d at stated: penalty phase. He jury there is waive a competency hearing when ‘a substan- un- that he a defen- words actions question possible doubt indicated tial guilty fully partic- competency proceedings, at the time derstood the dant’s ” State, 17, 13, 20 hearings. 2001 UT plea.’ ipated Jacobs v. The trial court found Holland, P.2d (quoting voluntary, knowing, P.3d 382 made (1996)). 430, 435 intelligent for each of his decisions. waivers Furthermore, magistrate and the trial us, therefore, before 50 The issue judge ample opportunity to observe question a “substantial whether there was and behavior in the court- uelles’s demeanor Arguelles’s compe possible doubt” as Arguelles ex- room. The record shows that guilty pled or in the either when he tence hearings, mental defects at the hibited no magistrate proceedings before pre-trial an- proceedings, that he understood determining wheth the trial court.11 posed, questions participated swered the should ordered er the lower court “ hearings. standby counsel in the Neither only competency hearing, we ‘consider any over expressed nor concern the State the [trial] facts before those that were ” Arguelles’s competence proceed, nor does Jacobs, plea was entered.’ when indication that he the record contain (modification ¶ 18, 17 at 20 P.3d 382 UT competent.12 595). York, (quoting 875 P.2d at original) *15 record to thus examine the determine We ¶ magis- petition, 54 a neither the Absent should have creat facts existed that whether required to trate trial court nor the was Arg- question of doubt as to ed a substantial Arguelles competency hearing order a where peti competence proceed, to absent a uelles’s clearly proceed- appeared understand the to competency. tion to assess his ings ability to coun- the consult with and had ¶ We find no sel about his case. therefore hearing magistrate, In a a 51 before rights Arguelles’s process due to wheth- violation of colloquy was conducted determine Holland, Jacobs, of under 77-15-1 Arguelles consequences section er understood hearing. waiving preliminary the Utah his to Code. he himself

Arguelles affirmed that believed understanding proceedings capable of Postr-Sentencing Competency B. of the The consequences and the waiver. Evaluation agreed. assistant court ¶ years Arguelles 55 than two after More ¶ hearing Arguelles’s In 52 first before death, attempted he was to suicide sentenced court, guilty the court conducted a district then ordered prison. while in and plea colloquy Arguelles discussed with competency Arguelles and evaluations jury. Arguelles’s his to a waiver of still determine whether he was again competency; Arguelles confirmed competent proceed. hearing from After ¶ Arguelles that was 53 record shows that experts, several the court determined hearings of the before coherent each Arguelles competent. court, magistrate the trial that he ¶ that The court claims appropriately, 56 assistant responded questions Arguelles competency questions intelligently! his own evaluations asked inadequate” that repeatedly “patently were uelles affirmed choice to waive competent erroneously Arguelles found preliminary hearing, plead guilty, and Jacobs, 382. previously that: 2001 UT 17 at 15 n. 20 P.3d 11. We have clarified applies to both a determi- The same standard appeal that assistant’s plead guilty The court claims competency to and a nation of 12. competency Arguelles incompetent problematic, trial. con- determination of Compare stand are Holland, (guilty that, P.2d at acting standby 433 sidering at when as counsel (stand plea), Young, at with 780 P.2d only hearings, failed to raise the assistant not Shulsen, trial); see Yorkv. also affirmatively competency stated concerns but (Utah (noting Ct.App.1994) that test "[t]he thought Arguelles competent. that he guilty competency plead for the same trial”). competency to stand alcoholism, lengthy possibly He and that he proceed.13 asserts had Id. at incompetent deemed direct his sustained a ad- concussion. 1009. In should dition, appeal. the defendant had exhibited bizarre proceedings, diag- behavior in court had been Adequacy Competency Evaluations schizophrenia prison, nosed with while in Id. expressed obviously thinking. delusional plain for review error We case, by In 1009-10 & n. 10. the current the trial court have deemed should whether contrast, while has manifested sui- inadequate. competency evaluations possibly para- cidal tendencies some mild claims that assistant first The court noia,14 presume there is no reason thorough enough. were He evaluations is delusional. that none examiners were complains Arguelles prior to his suicide familiar Second, in upon the evaluations relied interviewed attempt, evaluators Hays thorough were much than less the ones only briefly, too one of In Hays, upon relied this case. the trial testing tech the evaluators used formal competence finding court’s pri- was based Arguelles. Citing Hays v. Mur marily upon niques with report single, of a 30-minute (10th Cir.1981), phy, F.2d 1004 the court members, interview four conducted staff background claims that assistant three of whom had never before interviewed in-depth illness more of mental mandated Id. at 1011 & n. 12. defendant. During examination. interview, the did ques- evaluators not ask that, Hays, diagnosis held tions schizophre- where standard nia, only significant engaged superficial but inquiry there was defendant disease, it was Id. into day. a serious mental error for matters such as time of ruling upon compe- The place noisy prison court to base interview took on a its block, clearly cell tency psychological evaluations that were inade- and no were tests *16 Hays, Id. at 1005. The Id. facts of 1011-12 In quate. administered. & n. 12. however, case, hand, quite are from the current the current different on other First, Arguelles’s past there much of evaluators case. is not as evidence studied mental physical history spent in case as then a of incompetence the current there total him,15 Hays. Hays, eight inquiring was uncontra- hours his was in there with into thought processes evaluating capabil- evidence that defendant had been the his dieted Thus, Hays, subject pro- of we do not several mental commitment ities. unlike find that haphazard, ceedings preceding years, in the that he the evaluations so or were suicide, attempted Arguelles’s that he had suffered evidence of mental so illness hearing, appointed sepa enough conflict is to warrant reversal 13.Before not of represent Arguelles compe to in the findings. rate counsel trial court's See United States v. Galle proceedings. During tency competency (10th Cir.1994). gos, 39 F.3d To war hearing, Arguelles neither his counsel nor raised reversal, must an rant the assistant show that inadequate. a claim that the evaluations were preju actual conflict existed and that the conflict that The court assistant now asserts there was a See, Lovell, e.g., diced defendant. State v. Arguelles ap between the counsel conflict 40, 22, is UT 984 P.2d 382. The assistant represent hearing. pointed to him at The apparently Finally, unable to show either. since remedy court assistant does not state what he object we do not treat to the failure invited warrants, alleged pre conflict but we thinks plain error but review the under the that he raises either to avoid sume the conflict doctrine, finding that error a there was a conflict error to reverse the the invited doctrine or would not affect our of review. standard assistant, findings. court's factual however, identify the nature failed to of this conflict; is, suggests that 14. belief alleged that has failed to he show " prison required that he at the attorney the defense was harassed 'that was to make fact, advancing paranoia. a choice his interests to the detri been own rational and based not ” Taylor, of ment his client’s interests.’ State v. 1997) (Utah (quoting United Arguelles The three еach met with evaluators Acevedo, (7th States F.2d Cir. individually. spent ninety Dr. Gardner minutes Indeed, 1989)). the court assistant admits that hours, Arguelles, with Dr. Kovnick five and Dr. precise uncertain he is what the nature of this Bigler ninety minutes. alleged possibility conflict was. The mere of a Peyton, compelled we to Rees v. 384 U.S. 86 S.Ct. overwhelming, that are (1966). experts of trained question conclusions L.Ed.2d 583 1505.16 vantage point superior and the identify 62 The court assistant fails to court. questions the evaluators focused how ¶ Next, claims the court assistant inadequate to the task of deter- upon were wrong focused on the the evaluators Arguelles’s competence participate mining to considering competency in and over criteria Surely, determining in appeal. in his suggesting incompetency. looked factors appeal competent to his Arguelles was waive in claims the evaluators The assistant execution, capa- proceed that he was to Arg- vestigated questions: whether three repre- understanding to his decision ble appeal to his competent was waive uelles himself, he no and that had suffered sent execution, capable to whether he was proceed attempted damage from the significant brain represent understanding to his decision hanging, the also conclude evaluators could himself, and dam whether suffered brain competent participate to attempted hanging. These age from the appeal. in The ultimate his conclusion asserts, questions, were three the assistant Arguelles had a “sufficient evaluators —that evaluators; proper inquiry for attorney ability consult with his present to rather, they whether have considered should degree of rational under- reasonable participate in his competent un- standing and as well as factual rational appeal. derstanding proceedings against competence precisely him” —is the test for person 61 To decide whether appeal. in assist one’s own ap in competent to trial or his stаnd assist determine whether peal, court must Further, cannot see how we results person has mental disorder that competence ap- participate his uelles’s “(1) inability and factu his to have rational placed peal question. re- against understanding proceedings al stated, after the peatedly before and both specified for the punishment him or of the hanging, forego his he wished (2) inability to con charged; offense directly imposition of his appeal and move participate in the sult with his counsel and appeals mandat- capital are sentence. Since him proceedings against with a reasonable by statute, Arguelles forego the could not ed understanding.” degree of Utah rational only waive involvement appeal but could (2002). contrast, By § Ann. 77-15-2 Code *17 issue, question there- appeal. in the The person competent whether a is decide fore, Arguelles continued to be was whether must appeal, the the court waive participate in competent to waive his ap capacity to “whether he has determine very ad- appeal issue the evaluators his —the a rational preciate position his and make dressed. continuing abandon respect with or choice complains 64 The court assistant also hand ing litigation further or on the other all of the suffering dis that the evaluators failed address from a mental whether is 77-15- ease, disorder, may set forth in Utah section which substan criteria Code or defect identify, premises.” in The court assistant does not tially capacity affect the 5.16 (v) adversary competency experts to the nature of the requires understand 16. The statute him; following against and the factors: proceedings consider address (vi) (a)the appropriate present capacity courtroom behav- to: manifest defendant's (i) ior; comprehend appreciate charges the and him; allegations against (vii) or (ii) events, relevantly, testify applicable; if facts, pertinent disclose to counsel disorder, (b) impact men- the of the mental mind; and states of retardation, any, quali- tal if on nature (iii) appreciate range comprehend and counsel; ty relationship with defendant’s penalties, applica- possible if and nature of (c) currently psychoactive be- medication is if ble, may imposed proceedings that in ing administered: him; against (iv) (i) necessary to whether the medication legal engage in reasoned choice of strat- competency; and maintain the defendant's egies options; however, psyche. over which criteria the evaluators ous effects on human The court however, explain, In prejudiced. assistant fails ef- how was what looked or ¶¶ 40-42, upon Lafferty, Arguelles. Arg- 20 fect death had 2001 UT row State v. that it harmless error uelles made clear his intent to we held seek the death P.3d reports competency penalty long placed did before he the written on where death row, indeed, and, pled specifically address all of the factors before he had even asked, guilty. relevant in section 77-15-5 but all the When that listed insisted reports on through were addressed his environment death row factors had not affect- subsequent ed to seek hearing. penalty. case his desire the death Giv- Such is Although reports the written do not en this statement and the lack evi- here. precise language contrary, statute or dence of the to the we see no use the cause statutory analysis by presume Arguelles fac organize their had been incom- rendered stay tors, reports, petent by with on in combination death row or that he testimony hearing, waiving competency incapable offered at the in his involvement Arguelles’s appeal. specifically address abilities way statutory that all

such a the relevant Findings 2. of Fact Concerning Competen- are considered. The that factors fact cy “psy do not reports address effects Arguelles is of no choactive medication” on ¶ Next, the court assistant claims on consequence since was not such that findings the trial court’s of fact concern

medication. ing competency “replete legal are er challenge Finally, findings rors.” To the factual the court assistant states court, Arguelles’s com- the court assistant “first the evaluators overlooked must supports marshal all record evidence that plaints tampered that someone had with his finding[s].” being challenged P. R.App. “the coercive effects” that Utah cell and 24(a)(9). upon findings “A trial court’s factual will an inmate. record death row however, reveals, they clearly not be overturned unless consid- are the evaluators Arguelles’s complaints tampering. Lafferty, erroneous.” ered 2001 UT ¶45, addition, prison, Arguelles since this complained While in preserved, claim toxic and that was not there were fumes his cell assistant must there placed in his sham- show that was an error in someone substances obvious, findings, poo toothpaste. suggests error was The record prejudicial. it was have been a factual for these there basis However, even if con- concerns. ¶ 68 The court assistant identifies a num- reality, had no basis one cerns he feels the trial ber of factors court failed evaluators stated that such would not notions making findings. consider in its factual level of affect rise to the delusions that would however, assistant, evi- fails to marshal the Arguelles’s competency. quite appar- It is supporting findings dence he attacks. *18 ent, therefore, that did the evaluators not Instead, addressing weight of he avoids the this overlook issue. by supporting findings evidence the court’s argues analysis The court that prefacing 66 assistant the with an that admission evaluators failed to take into consideration “there to marshal in of support” is evidence Arg- findings. Acknowledging the “coercive effects” of death on the row court’s suggests cry uelles. assistant that to existence of evidence marshal is a far participate ‍‌‌‌​‌​​‌​​​​​‌​​​​​​‌‌​​‌​​​‌​‌​​​‌‌​‌​​​‌​‌​​​​‍appeal to not actually marshaling uelles’s desire from the See evidence. Woоdland, (Utah merely the is result of the uncomfortable State v. 1997) (“[Defendant] prison. environment of the assistant evi- As the must marshal the notes, sug- light a number of dence in most find- commentators a favorable to the gested being that on deleteri- ings death row has of the court and show that evidence (ii) medication, 77-15-5(4) (2001). any, § the effect of the if Utah Code Ann.

the defendant’s affect and demeanor and ability participate proceedings. to in the insufficient.”)- Having colloquy, the In this reviewed defendant. Id. to be following: the the regard with to court assistant’s should do record claims, findings that the we factual determine (1) advise his constitu- the defendant of legal “replete with trial court are not of the counsel, right tional to the assistance of the errors,” by against and no means are right represent well as his constitutional to Rather, the weight of the evidence. great (2) himself; ascertain that the defendant only slight a few misstate- findings contain intelligence capacity possesses the and to presumed prejudicial. be ments that cannot appreciate conse- understand and the compe- finding of trial court’s Reversal of the quences represent of him- the decision not in order. tency therefore is self, de- including expectation the that the comply will fendant technical rules RIGHT TO COUNSEL II. WAIVER OF a de- recognition presenting and the that telling matter just fense is not of one’s that the argues The court assistant (3) story; and the ascertain that defendant Arguelles to permitting lower courts erred charges nature comprehends the of the phase represent himself range permissible proceedings, of makes trial. court of the assistant punishments, facts additional es- support claim. arguments this three understanding to a broad of the First, sential argues Arguelles’s waiver of that voluntary. The case. right to was not counsel Arguelles was assistant asserts court (Utah Heaton, P.2d constitutionally improper choice given a 1998); App see v. Petty, also State 2001 UT se, proceed pro accept new counsel or ¶ 6, 998. In the of such P.3d absence imposition this choice undermined that the of colloquy, we will review the record de novo Second, reliability Arguelles’s waiver. validity of the waiver. to determine Arguelles not argues was the assistant review, Heaton, 958 P.2d at 918. In our we right to counsel. competent to waive presumption indulge every reasonable Arguelles’s history of mental illness Given against right. at 917. waiver of the Id. penal- open to seek the death and his desire claims, Arguelles was ty, assistant separate the lower On two occasions voluntarily competent knowingly and engaged Arguelles colloquy courts in a con- right. Finally, the assistant waive cerning During self-representation. both argues that under- the waiver counsel colloquies, Arguelles was informed of his proceedings. The integrity mined right represent and to himself. counsel that, argues defen- court assistant because Through colloquies, the course mitigat- sought penalty, dant death ample opportunity to determine courts ing presented Arguelles was intelligence had the and ca- merely “sham,” impaired func- which consequences pacity to understand the system. tioning of the adversarial proceeding without counsel. re- peatedly capable that he affirmed have held that before We compe- understanding proceedings, was counsel, can waive defendant tent, knowingly voluntarily aware of the “the defendant ‘should made waiving counsel; standby disadvantages self-represen dangers and fully counsel ca- affirmed tation, will so that the record establish understanding pable of what it meant doing he knows what he is and his choice *19 ” Finally, during waive counsel. eyes Frampton, open.’ made with State v. Arguelles understanding manifested clear 1987) 183,187 (Utah (quoting P.2d Faret 737 charges against potential him of the and the 806, 835, California, ta v. 422 U.S. 95 S.Ct. knowingly penalties. responded as the (1975)(internal He 2525, quota 45 L.Ed.2d 562 omitted)). charges presented explained were to him and preferred method of es tion understanding punishment an that could tablishing validity of a waiver is a collo prison time or quy court and be substantial execution. on record between the

751 ¶20, (quoting 45 at A. Waiver 979 P.2d 799 Wilks v. Voluntariness of Israel, (7th 32, Cir.1980)). 627 36 F.2d ¶ Despite colloquy, extensive 72 this Arguelles’s argues the court assistant that ¶ case, In75 the court assis voluntary Arguelles because waiver was not argue tant does that not the new counsel required accepting to choose between was assigned Arguelles any way incompe proceeding pro se. After new counsel and tent; merely Arguelles asserts that determining had a that counsel developed relationship of trust with his conflict of interest the case should be original and was improperly counsel denied disqualified, appoint court offered to new option proceeding with the counsel he Arguelles counsel for the defendant. When preferred. petitioner particu “That did not offer, refused this the court informed him larly presented like him the choice accept that he would either need to new proceed pro that he did want to se are represent counsel or himself. de not sufficient reasons to render choice represent cided to himself. Wilks, constitutionally offensive.” 627 F.2d at 36. A pick is “not defendant entitled to ¶ “[a] 73 It is true that defen among court-appointed choose” counsel. self-represen right dant’s of the assertion ¶ Bakalov, 20, 1999 45 at P.2d UT 979 799 voluntary, product tation must be of a 120, (quoting Wulffenstein, State v. P.2d 733 meaningful v. free and choice.” State Baka (Utah 1986)). 121 compelling Absent some lov, 45, 16, 799; 1999 UT 979 P.2d see also why representation reason Arg- offered (2d Hams, 927, 649 931 McKee v. F.2d Cir. inadequate, uelles was we will not conclude 1981). However, requiring we have held that presented the choice him denied him the competent defendant choose between Wilks, right 36; to counsel. See 627 F.2d at appointed proceeding pro counsel and se ¶¶ Vancleave, App UT 2001 228 at 15-16 & n. involuntary does not to an amount decision. 5, 29 P.3d 680. Bakalov, 20, 799; 1999 UT 45 at Garvin, v. see also Barratt 2000 U.S. Dist. Competency Right B. to Waive to Counsel 13587, *13, 1364352, 2000 LEXIS WL *5 (S.D.N.Y. 21, 2000); Vancleave, Sept. v. ¶ Next, the court assistant asserts 228, 16, App 2001 UT 680. A P.3d voluntary, even if the waiver waiver circumstances, may, require “under certain was ineffective because was not to select defendant from a limited set of competent By waive to counsel. options regarding a course of conduct asserting incompetent McKee, representation.” F.2d at 931. counsel, attempts waive assistant import clarity minimize the manifested ¶ Where, here, the defen by Arguelles during colloquies the two re- “expressly dant declined an offer counsel cannot, garding representation. self We by judge, he has the burden of however, question Arguelles’s consider showing by preponderance of the evidence competency quality considering without that he so [his did not waive to coun responses of his the record. (citing sel].” Frampton, P.2d at 187 155, 161-62, Michigan, Supreme Moore v. 355 U.S. 77 The Court has held that U.S. 191, (1957)). requirements competency 2 L.Ed.2d S.Ct. defen minimum for showing dant greater meet this burden to waive no assistance counsel are incompetent requirements competency the counsel offered him was than the for or Moran, inadequate repre otherwise Godinez the task stand trial. v. 509 U.S. See all, 389, 399, 2680, senting him. After “[a] defendant cannot 113 S.Ct. 125 L.Ed.2d 321 (1993).17 proceed incompetent be forced to with coun addi Some states established requirements sel ... proceeding competency choice between tional for to waive ‘[a] incompetent counsel, see, People e.g., Lego, counsel no counsel is es 168 lll.2d ” Bakalov, sence no choice at all.’ 1999 UT Ill.Dec. 660 N.E.2d ..Godinez, did, The Court however, note states are more elaborate . 509 U.S. at *20 "free to standards that are 113 S.Ct. 2680. adopt competency

752 (1995); Klessig, Evidence Mitigating 211 Wis.2d C.

978-79 State v. wealth v. trial. 489, wealth v. maintained that N.W.2d requires N.E.2d 1336 194, 41 564 N.W.2d (1995); People Cal.Rptr.2d See, e.g., 824, 160, no more than Simpson, 44 Starr, 171-72 831 competency 541 Pa. 716, 724 (1998), 463, v. (Minn.1997); Wilder, Mass.App.Ct. 466-67 competency 564, while v. (1997); to Camacho, 664 A.2d 35 waive (1995). others Cal.App.4th Common- Common- to stand 154, counsel 1326, have 561 689 reliability of the death verdict. The assistant to employed independent ditional tem that gues creating dence contends ' [27] bring that mitigating ¶ forward.18 a breakdown necessarily 80 that Finally, presentation mitigating the trial court should havе evidence draws into the court assistant in the counsel merely of adversarial to question the present a “sham,” failed sys evi ad ar case, gives no entirely In this the record 78 is position 81 The assistant’s not compe Arguelles was not presume precedent. reason to Su- without The United States trial, A, I supra, capital to see section punish- tent stand that preme Court has held indeed, Arguelles expressed a provide that procedur- shows must certain ment statutes intelligence high degree safeguards, of coherence of including the consideration al circumstances, colloquies proceedings. other mitigating aggravating and presume imposed see no reason is penalty We therefore that the death ensure competent to waive counsel. arbitrarily capriciously. he was not v. See Johnson alone, past history Texas, 350, 359-62, 2658, of Standing a defendant’s 113 509 U.S. S.Ct. (1993). Thus, preference for the death mental illness 125 L.Ed.2d 290 Court estab penalty imprisonment life do not a penalty over order for death determined knowingly voluntari incapacity constitutionally capi- an permissible, lish to be “the To ly forego hold that generally choose to counsel. must be allowed to tal defendant any history mitigating of mental illness any defendant with introduce relevant evidence presump regarding for the death record or desire his ‘character or ” tively his incompetent to control own defense the circumstances of the offense.’ Califor- Brown, con significantly would burden accused’s nia v. 107 S.Ct. U.S. (1987) 837, represent (quoting Eddings himself. stitutional 93 L.Ed.2d 934 110, Oklahoma, 104, 102 S.Ct. v. U.S. Finally, in this case the trial court (citations omitted)) (1982) 869, 71 L.Ed.2d by the justifiably position taken relied on the added). (emphasis only counsel. Not defendant and then Court, Supreme question fail raise a about 82 The United States did defendant however, affirmatively upon he has never ruled whether competency, stated presen represent waive his competent he was himself —and defendant mitigating Some courts agreed. The court assistant has tation evidence. his counsel reason, Eighth capital held that cases the given aside from observations us no requires avail general and about Amendment admission all capital about defendants ensure relia history, mitigating to disre- able evidence to mental health verdict, bility regardless death gard on the record concern- the statements having approves ing therefore no cause whether the defendant competence. We see presented. v. Koe question adequacy of the trial court’s such evidence See State datich, 225, 939, ruling, superior it its fact- 112 N.J. 548 A.2d 992-97 as was on based (1988); State, finding com- also Morrison v. 258 Ga. perspective, that see 506, (1988) (stating petent to waive counsel. S.E.2d any spe- Telford, 940 P.2d the] not identified record.” State The court assistant has Rammel, mitigating (Utah cific have been Ct.App.1997) (quoting evidence could State v. not, explained how (Utah 1986)). but was nor has submitted court assis- outweighed aggravating such fac- evidence proffer, and we decline to tant has made no such "we aside tors. We have stated that will not set speculate upon evi- what additional exclusion of verdict because of tire erroneous might dence have been offered. proffer appears [in unless a of evidence

753 mitigating to complied defendant offer where counsel with where refuses client’s demand evidence, “may” evidence). have an present obli- to mitigating no We independent investiga- conduct gation to an agree reasoning with the of these courts. mitigation). The tion into evidence of vast ¶ Although 83 Supreme thé United States issue, majority considering of courts this Court has never decided whether a defen- however, opposite conclu- reached may dant presentation waive the mitigat- sion, a determining defendant’s Sixth evidence, ing opinions suggest its that such a right represent Amendment to himself and right naturally from extends the Sixth proceedings the course of the carries control emphasized Amendment. The Court right it the choose how much —if with to right represent to oneself is at thе See, any mitigating is offered. evidence — very core of the Sixth Amendment. Faretta Davis, 378, e.g., United States v. 285 F.3d 806, California, 832, v. 422 U.S. 95 S.Ct. (5th Cir.2002) (overturning 381-85 district (1975). 2525, 45 right L.Ed.2d 562 to independent appoint decision to coun- court’s counsel, said, personal the Court has is a present mitigating to evidence defendant sel right may be waived the defendant. Lockhart, present); Singleton to v. refused 834, Further, Id. 95 S.Ct. 2525. the Court Cir.1992) (8th 1315,1322 (finding F.2d 962 no capital has determined may that a defendant counsel ineffective assistance of where coun- Utah, right appeal, waive the to Gilmore v. complied present with client’s demand to sel 1012, 1015, 436, 429 U.S. 97 S.Ct. 50 L.Ed.2d Peters, evidence); mitigating Silagy v. no 905 (1976), 632 self-representing and that a de- Cir.1990) (7th 986, (stating capi- F.2d 1008 fendant must be to allowed control may presentation forego tal defendant proceedings.19 course of the McKaskle v. evidence); State, mitigating Nelson v. 681 168, 179-81, Wiggins, 944, 465 104 U.S. S.Ct. (stat- 252, (Ala.Crim.App.1995) 255-56 So.2d (1984). 79 L.Ed.2d 122 importance Given the ing capital presen- defendant waive the represent oneself and direct evidence); mitigating People tation of v. the proceedings, we are loathe to take a Bloom, 669, 1194, Cal.Rptr. 48 Cal.3d 259 774 stance directly contrary that would run (1989) 698, (upholding P.2d death 718-19 ver- right. agree with We the statement of self-represented where dict defendant chose Appeals: the Fifth Circuit Court evidence); present mitigating no Hamblen State, (Fla.1988) 800, (up- 527 804 v. So.2d An rep- individual’s constitutional holding self-represented death verdict where great resent weight himself is one oppose did not death verdict defendant importance considerable in our criminal evidence); present mitigating chose to no justice system. right certainly This out- Coleman, 509, v. I11.2d 214 Ill.Dec. weighs judge’s an individual limited discre- (1995) 212, 919, (upholding N.E.2d appoint tion to amicus counsel when that self-represented verdict death where defen- appointment yield presentation will present mitigating dant chose to no evi- jury directly ap- contradicts the dence); Ashworth, 56, State v. Ohio St.3d proach by the undertaken defendant. (1999) 1231, N.E.2d (upholding 1236-39 Davis, 285 F.3d at 381. pres- death verdict where chose to defendant recognized, 84 As other courts have evidence); mitigating ent no Wallace v. State, requiring appoint rule counsel to (Okla.Crim.App. P.2d 511-12 1995) present against (upholding evidence defendant’s wishes death verdict where defen- only openly sought would not dant undermine defendant’s death chose evidence); present Sixth it mitigating Zagorski rights, largely no ‍‌‌‌​‌​​‌​​​​​‌​​​​​​‌‌​​‌​​​‌​‌​​​‌‌​‌​​​‌​‌​​​​‍Amendment would be State, (Tenn.1998) requiring pro v. 983 S.W.2d 657-59 unenforceable. “A rule se (finding no present mitigating ineffective assistance of counsel defendant considering mitigating When mitigating the role of evi- allowed to introduce relevant cases, capital phrased added)); dence in Court has (emphasis evidence ...." lace, see also Wal- presentation mitigating permis- evidence as a (quoting language 893 P.2d at 510 n. See, Brown, right. e.g., sive Supreme dealing California United Court cases States U.S. 107 S.Ct. 93 L.Ed.2d 934 evidence). (1987) (“[T]he capital generally defendant must

754 unenforceable, importance right no of to waive as the court has defendant’s be would defense, an im- put defendant to counsel and and the compel means to control Bloom, Cal.Rptr. requiring presentation the practicality 259 affirmative defense.” case, evidence, if 669, Arg- “even mitigating 774 at 718. we hold that P.2d all judge argue for appointed regardless counsel to of his uelles’s sentence is sound have mitigation, power no that could mitigating there is evi- failure offer additional cooperate and compelled [the defendant] to dence. Hamblen, 627 divulge such information.” at 804.

So.2d DISQUALIFICATION III. OF DEFENSE COUNSEL Finally, not convinced 85 we are possible failure to all defendant’s offer 86 court assistant claims reliabili undermined the removing Arguelles’s trial court erred ty Even where a defendant of the verdict. original appointed counsel with whom death, penalty, the death verdict seeks the apparently uelles had established a relation- conformity with the not stand will without argues ship of trust. He that the removal safeguards provided in our death procedural deprived of his Sixth Amendment First, penalty is penalty the death statutes. right of choice20 and that counsel pled not available unless defendant therefore reversed. death sentence should be guilty committing a guilty or found been Arguelles’s already have determined that We § capital Ann. 76-3- crime. Utah Code right to counsel not ren- waiver of 207(1) (2001). accepting Arguelles’s Before involuntary by the either dered choice to make plea, judge questioned Arguelles se, accept proceed pro new see counsel charges certain defendant understood A, supra. II We therefore consider section him, consequences plead against knew the (1) whether erred here made, guilty, plea knowingly ing determining disqualified, that the LDA was Second, voluntarily. may not the sentencer (2) properly determined be impose unless it finds death right waive to con- could not aggravating doubt that yond reasonable (3) counsel, flict-free whether error outweigh mitigating circum circumstances disqualifying prejudicial LDA was pen imposition and that of the death stance defendant. alty “justified appropriate” under the accused, although 87 “The § Ann. 76-3- circumstances. Utah Code right guaranteed the counsel Sixth Holland, 1019, 207(4)(b); P.2d State v. 777 Amendment, have (Utah 1989). does not the absolute case, Arguelles did 1026 In this choosing.” her to counsel of his or own any mitigating evi present not refuse to Okun, U.S.App. LEX States v. dence, United merely limited of such but the amount 14193, *5, 85, 83, Appx. 2001 WL IS Fed. judge imposed ver evidence. The the death (2d 2001). 699099, 20, *2 The Sixth only finding that had met Cir. June dict after the State Amendment a limited to select showing penalty was entails its burden of the death represented by attorney one’s person crimes. and be an appropriate for this and these however, Third, choosing; mandato “the essential aim of the must withstand sentence § guarantee Ann. 76- Amendment ad ry appellate Utah Code is to an effective review. 3-207(5). Arguelles’s for each criminal rather uphold sentence vocate defendant We only carefully considering the record to than to ensure that a defendant will inexora after imposed bly represented by lawyer the sentence whom determine whether Wood, States, lawfully. prefers.” v. P.2d 71 Wheat v. 486 U.S. See State United 1982) (Utah at section 100 L.Ed.2d and discussion S.Ct. infra (“the (1988) safeguards, provides amendment procedural sixth VIII. Given these they disqualification that we should visions or how relate to the 20. The court assistant also asserts upon article the LDA. decline to address these claims overturn sentence We based I, they adequately briefed. because have not been sections 7 and 12 of Utah Constitution Lafferty, P.2d n. 5 court assis- See State section of the Utah Code. The 77-1-6 (1988). tant, however, pro- provides analysis no of these ensuring can retained criminal criminal defendants who afford trials are conducted qualified right counsel of within profession counsel the ethical standards of the choice”). Thus, considering when Sixth legal proceedings their and that appear fair to all claims, inquiry appropriate Amendment “the who them.”22 observe Id. at 108 S.Ct. process, the adversarial on the focuses on *23 lawyer relationship with as accused’s his case, In this 90 the trial court dis Cronic, v. 466 U.S. such.” United States qualified Johnson, LDA because LDA the an 21,104 648, 2039, n. 657 657 S.Ct. 80 L.Ed.2d investigator, previously by was employed the 1, (1984); Slappy, also Morris v. 461 U.S. see County Salt Lake Sheriffs Office had and (1983) (hold 1610, 75 L.Ed.2d 103 S.Ct. 610 investigated an Arg- earlier in ease which right ing there is no Sixth Amendment attempted uelles was convicted of murder meaningful attorney-client relation to “a aggravated assault. The trial not ship”). testimony ed that the rele Johnson was ¶88 court’s We review the trial case, vant and admissible this it was disqualify to an the LDA for abuse decision defendant, adverse to parties the Lanoue, See United v. of discretion. States adequate had no other source for infor this (1st 656, Cir.1998); 664 United 137 F.3d mation. (2d Locascio, 924, v. 6 F.3d Cir. States ¶ 91 assistant The court claims that the 1993). given The trial court sub must be true State intent to call as a had no Johnson making deference in stantial its determina merely professed witness but such an intent disqualify to tion whether counsel because in an disqualified effort to the LDA nascent “[t]he likelihood dimensions of deny Arguelles to counsel of choice. notоriously of interest are hard to conflicts correctly court assistant notes that adverse predict, thoroughly even for familiar those counsel should not be called a to Wheat, as witness with criminal trials.” U.S. at insignificant testimony offer to 162-63, or as a ruse determining 108 S.Ct. 1692.21 In See, disqualify e.g., counsel, counsel. State v. disqualify to trial court Worth whether (Utah en, 839, 1988). recognize are presumption a in favor of We must convinced, however, 164,108 not testi defendant’s counsel of choice. Id. at Johnson’s insignificant mony or presumption may This be over was that the motion to S.Ct. 1692. disqualify merely pretext. was by come demonstration of actual conflict him an John by showing specific knowledge con son potential Arguelles’s or of a serious had prior testimony flict. His Id. offenses. was relevant to and extent of the nature crimi found, 89 If a conflict is a de ag past, nal would be which considered an right has a fendant limited to waive his gravating sentencing. at factor Johnson’s right to at 161- her conflict-free counsel. Id. prosecution as a witness for identification however, 62, court, 1692. The trial S.Ct. potential posed thus a serious conflict. given must “substantial to refuse latitude” ¶ 92 are also not convinced that proffered disqualify waiver and coun We improper moving to State had an motive in opposition sel in Id. defendant’s wishes. disqualify LDA. Notwithstanding at 108 S.Ct. 1692. The to waive general improprie- counsel claim conflict-free is circumscribed because assistant’s evidence, independent ty, has “an interest the court there is no nor reason Wheat, Supreme the conflict was the result of 22. The States Court also United that, determination, making single attorney representing noted de more than one being "whipsawed” courts are at risk Although potential fendant. conflict in this appeal way on claims of error no matter defendants, which multiple not involve Wheat case does Wheat, they 486 U.S. at S.Ct. rule. controlling in cases there is such as this where waiver, the 1692. If trial court allows the potential gener or serious See an actual conflict. might lаter claim ineffective defendant assistance Johnson, (Utah ally Ct.App. State 823 P.2d 484 161-62, On Id. 108 S.Ct. 1692. counsel. 1991) (applying analysis Wheat be to conflict hand, waiver, if the court the other refuses client). tween counsel here, might, de- claim he was defendant nied of choice. Id. counsel Lajferty, deny of a different outcome.” motive likelihood presume, that State’s ¶ 35, First, counsel. 19 at 20 P.3d 342. burden Arguelles his UT LDA it disqualify showing before such a likelihood rests moved State Honie, refuse 4 at complaining party. made aware that would 2002 UT disqualified. if were counsel the LDA new 57 P.3d 977. Second, real had no reason case, presume In this even if we LDA, attorneys LDA oppose the since the rejected improperly Arg-r agreed Arguelles in desire to assist counsel, we waiver of conflict-free are uelles’s promoted by the receive the sentence prejudiced not that the error de convinced State, i.e., po- a death Given the sentence. First, Arguelles fendant. denied testimony value of Johnson’s

tential competent LDA was counsel. After the dis the State absence of evidence that acted *24 counsel, qualified, Arguelles offered was motive, that the trial court improper we hold declined, voluntarily II which see section in disqualifying its did not abuse discretion A, Second, persuaded we supra. are LDA. the have that a outcome would resulted different ¶ err, however, court did 93 trial disqualified. if the LDA were not rejecting Arguelles’s outright waiver of penal seeking the death was adamant about Arg- right to conflict-free counsel. When the start, and, repre ty matter who from the no responded willing that he was to waive uelles him, quite unlikely that he sented it is would conflict, Arg- any the trial court stated that signifi have counsel to mount allowed right to could not waive the effective uelles or cant to the death sentence that defense does, A defendant assistance counsel. successful, would have been such a defense however, right have a limited to waive con given Arguelles’s the horrific nature of Wheat, 161-62, 486 flict-free counsel. U.S. at paucity the circum crimes and Johnson, 1692; v. also State 108 S.Ct. see the error in stances. therefore hold that We (Utah 484, Ct.App.1991). Upon 490 823 P.2d failing Arguelles’s to consider waiver con finding potential a serious conflict that defen beyond a flict-free counsel harmless rea waive, willing the to trial court dant sonable doubt. weighed right the to should defendant’s against of choice the counsel seriousness PRESS IV. PHOTOGRAPHY Wheat, potential 486 at the conflict. U.S. Johnson, 163-64, 1692; at 108 S.Ct. 823 P.2d ¶ argues that 96 The court assistant the Collins, (citing v. F.2d 488 United States 920 by per- trial court committed structural error (10th Cir.1990)). 619, the the 626 On face of press during mitting photographs the to take record, rejected appears it trial court the the argues penalty phase hearings. He balancing without waiver interests Arguelles’s compromised Amend- Sixth stake. represent it right ment himself since error, Arguelles’s Upon finding 94 need have influenced choice seek we prepare a penalty if we find error the death and not “mean- not reverse sentence ingful” mitigation case. The court assistant beyond harmless a reasonable doubt.23 be Honie, photography argues allowing v. 57 977 also State 2002 UT P.3d ¶ 35, 19, Eighth (quoting Lafferty, v. 2001 UT Amendment because the violated 342). photographer drove “An error is harmful if it “distraction of verdict; if, reject proceedings undermines our uelles to shorten confidence error,, mitigation sufficiently high meaningful case.” The State ar- minus the there is argues that a constitutional error so undermines the 23. The court assistant we should which prejudice proceedings treat each of his of error as a fairness of the must claims structural States, presumed. 520 and reverse Johnson v. United U.S. error the sentence no harmless 461, 1544, 468-69, analysis. exceptions, L.Ed.2d 117 S.Ct. 718 error With few constitu- (1997). We find no merit in the court assistant’s tional errors are for harmlessness. See reviewed California, argument presumptive- Chapman treat v. U.S. that we all errors S.Ct. (1967). adopt ly prejudicial, and we decline to such a 17 L.Ed.2d 705 Structural error is re- "veiy for a class of cases” in rule. served limited that the record 100 In gues prohibit shows no оbvious motion to violation, and prejudicial photography, Sixth Amendment he indicated that photography already to not “very decided distracting irritating” would be penalty oppose prior the death infringe upon ability repre- would phase. He sent himself. also stated that he would if appear photography refuse to al- were Supreme 97 The United States lowed. After the court denied the mo- First and stated that while the Court tion, Arguelles threatened to leave the court- guarantee Amendments Sixth room, but him A stay. ordered on what press report to attend a trial and short hearing, time later after observed, Amend they have the Fourteenth standby argued a counsel motion to exclude Due Process each de ment Clause assures evidence, impact victim standby told counsel a fair the fundamental trial. fendant the court that had “missed at least Florida, 560, 569, 571, Chandler U.S. ” percent what say we each had to .... (1981). There L.Ed.2d 740 S.Ct. acknowledged The court photogra- per prohibition se of elec is no allowance phy “modestly” distracting. On the sec- judicial pro coverage during media tronic day penalty phase ond hearing, while 569,101 ceedings. Id. at Howev S.Ct. 802. witness, cross-examining a Arguelles asked er, might defendant show that broadcast “a off, please.” cameraman “knock that coverage particular of his had an ad case *25 stop, The trial asked the court cameraman to impact participants verse on the trial suffi prohibition but lifted the after the witness process.” to constitute a denial of due cient stepped down. 581,101 802. Id. at S.Ct. ¶ 98 This court stated that has ¶ 101 motion was right media has a to criminal the of access prior penalty phase, made and right proceedings, but this is not absolute complained photography during about subject exceptions. v. Ar- and is State Therefore, penalty hearing. phase chuleta, (1993); 234, 857 P.2d Keams- 237 objection properly preserved. Because 515, Lewis, Corp. v. 522 Tribune 685 P.2d trial it is within the court’s discretion under (1984). right “must be access 4^01(4) R. Admin. Utah Judicial to allow considerations, against weighed other includ photography during hearings, still an we use ing the accused’s Sixth Amendment “A abuse of standard of discretion review. Archuleta, trial.” A a fair 857 P.2d given great judge trial a deal of latitude may altogether court restrict “access where determining most fair and efficient man necessary to assure that the defendant re v. ner to conduct business.” Morton trial_” Keams-Tribune, a fair 685 ceives Co., 271, Baking Continental 938 P.2d 275 P.2d at 522. (Utah 1997). willWe find that a trial court ¶ to allow 99 Utah courts have discretion “only its discretion if abused the trial photography in R. still the courtroom. Utah ‘beyond court’s decision was the limits ” 4-401(4). determining Admin. In Olsen, 332, Judicial reasonability.’ State v. 860 P.2d during photography (Utah 1993) whether to allow still Hamilton, (quoting 334 State v. hearing, judge (Utah 1992)). “should consider whether 232, 827 239-40 An P.2d abuse photography ... can be with- accommodated if the of discretion occurs trial court’s actions distracting participants ... [and out “inherently are unfair” or “if we conclude whether] there is a substantial likelihood [person] that ‘no would take reasonable ” photography jeopardize would to a adopted the trial v. view court.’ State _” 4- fair or trial Id. at (Utah 188,192 Russell, 1990); 791 P.2d State 401(4)(A)(B). pho- forbid court should 649, (Utah Schweitzer, 943 P.2d Ct. v. 651 tography by appearance if it or distracts Gerrard, v. App.1997) (quoting State 584 P.2d noise, ifor it would from “create distraction 1978)). (Utah 885, 887 proceedings any participants for SA(7), ....” In Re We need not Canon 102 consider whether Modification (Utah 1292,1294 1981). we P.2d abused its discretion since vating Stephens, press prej- is invalid. v. photography that the factor Zant

find 2733, are 77 L.Ed.2d udicial. We not convinced U.S. S.Ct. (1983). rejected penalty analysis, an the death or Under Wood would have “meaningful” mitigation simply invalid will removed from presented case factor during calculus, photography pen- aggravating if factors still there not been fact, alty hearing. prior outweigh mitigating beyond one month a reason- phase factors doubt, upheld. filing prohibit photography, will be motion able the death sentence Honie, 64, 4, Arguelles had commented to the trial court State v. 2002 UT 57 P.3d 977 (Utah Wood, little, present “very any” (citing if that he would 1982).) Further, Arguelles mitigation in- evidence. early as his confession to the dicated Aggravating mitigating that he to seek crimes wished the death primarily factors are with “the concerned penalty. Eighth We find no therefore nature crime” and circumstances of the Amendment violation and hold Sixth character, background “the [or] defendant’s allowing photogra- Amendment error in still § history.” 76-3- Utah Code Ann. during phy penalty phase hearing 207(2)(a)(i-ii). Additionally, the Code states encourage judges, ‍‌‌‌​‌​​‌​​​​​‌​​​​​​‌‌​​‌​​​‌​‌​​​‌‌​‌​​​‌​‌​​​​‍harmless. We do sentencing proceedings “any that in capital however, to continue to exercise caution in aggravation mitigation other facts or quiet maintaining non-distracting court- that the court considers relevant cases, particu- room in all environments to the sentence” be examined. Utah larly capital proceedings. 76-3~207(2)(a)(iv). § ag Code Ann. These gravating AND factors “need not V. MITIGATING AGGRAVATING proven admitted into FACTORS been beyond guilt a reasonable doubt ¶ 103 The court assistant claims the Honie, phase.” State v. 2002 UT erred in manner in trial court which it *26 examples aggravating P.3d The of weighed aggrava evidence of evaluated mitigating in 76- factors Utah sections Code ting presented during sentencing.24 factors 3-207(3) 76-5-202(1), are not intended to We review court assistant’s contentions be or to a limitation on exhaustive create error, determining plain improp for whether presented during what be the sentenc and, so, if er factors were considered wheth ¶ Honie, ing hearing.' 4 at UT they prejudicial. er were P.3d 977. ¶ 104 The Code Utah states pled guilty “[w]hen defendant has to or A. Opting Out Without Parole of Life guilty capital felony, been found of there ¶ proceedings During sentencing, Arguelles further shall be before the court jury opted possibility on the of sentence.” Utah life issue Code to remove without of 76-3-207(l)(a) During parole sentencing leaving § Ann. (Supp.2001). option, as a death proceeding, aggravating mitigating possibility parole or life with the of weighed. penalty sentencing options. factors are “The death two trial court thus if, only imposed considering shall after possibility felt the need to examine the totality aggravating mitigating future criminal behavior. Ac circumstances, assistant, jury persuaded cording Arguelles ... the court is aggravation outweighs mitigation, punished by exercising total total the court for persuaded, beyond sentencing argues options. and is further a reason to limit He doubt, imposition Arguelles punished able of the death should not be for justified.” penalty opting statutory right § Code 76- to waive Utah Ann. to use his 3~207(4)(b). possibili appeal, sentencing option On we will not automati of life without cally ty parole. if aggra- set aside death sentence that the argues one argues reliability 24. The court assistant also that because mined the See section sentence. Arguelles incompetent,” C, was "suicidal and supra. II mitigating presented limited under- failed to show that 111 In assistant has accordance with LaffeHy, prejudiced. during in fact court stated sentencing uncharged that each aggra- crime used as an 107 The trial court did not cite vating factor was found to have occurred opt decision to out of life without the uelles’s beyond a Additionally, reasonable doubt. possibility parole aggravating as an factor. the trial court uncharged stated that each option The trial court stated that absent the only upon crime was “in part.” relied minor incarcerating Arguelles possi- without uncharged Because the crimes were relied bility parole, take must into upon minimally, and were determined to society possible account the future threat beyond have been committed a reasonable should he ever be court referred freed. The doubt, we unwilling are to conclude that the engaged “reign to the of horror and terror uncharged erroneously crimes were consid- by years Mr. in his three of free- ered sentencing phase. expressed that if dom” concern again, were ever free “horror more and ter- Impact 2. Victim Evidence ror” would ensue. ¶ 112 The court аrgues assistant that vic- probability 108 The of future violence impact tim inappropriately evidence was used legitimate aggravating a defendant is a factor aggravating as an impact factor. Victim evi- sentencing. to consider in Utah Code Ann. dence and constitutionality its are discussed 76-3-207(2)(a)(iv). First, § applies only it VI, Contrary section to the court infra. a subclass of all murderers. Not murderers assertion, assistant’s the record does not society are considered a future threat if impact show that victim evidence was cited Additionally, being released. a threat if re- aggravating as an sentencing factor. In the unconstitutionally vague leased is not inas- proceeding, the trial ag- court listed eleven guide much as it serves to sentencers their gravating factors and four factors. Thus, duty. it is not unconstitutional to con- weighed These factors were in order to de- potential aggravating sider for violence as an justi- termine whether the death factor. citing fied. After those factors the court acknowledged the sorrow of the families and Aggravating B. Other Factors expressed “compassion its and concern” for them, acknowledgment but this part was not 1.Uncharged Crimes factors, aggravating of the court’s review of argues 109 The court assistant *27 we decline read it as such. The trial juris because the trial court never obtained stated, aggra- “the court finds that the eight diction over two of the crimes listed as vating outweigh, eclipse, circumstances if not factors, aggravating may these two crimes mitigating,” and made no mention of the support not be relied on to the sentence. impact victim evidence until later. The State counters that these crimes were only used to determine the sentence for the Brutality 3. aggravated four convictions of murder and ¶ 113 The court assistant chal may Arguelles’s be used to determine inclina lenges brutality the trial court’s use of as tions. an aggravating sentencing factor in the in LaffeHy uncharged proceeding. 110 We held brutality He claims as an may aggravating crimes be considered in the factor fails to narrow the clas phase capital of eases if the eligi elements of the sification of defendants who are death proven beyond crimes are a reasonable ble. He “nothing also claims that there is 1239,1259 Laffety, doubt. State v. justify application 749 P.2d in the evidence to of (Utah 1988). 76-3-207(2)(a)(ii) Section aggravating any also the heinousness factor to concerning states that evidence “the defen of the murders.” He further cites v. character, Tuttle, (Utah background, history” 1989), dant’s [and] 780 P.2d 1203 may § be considered. Utah Code Ann. 76-3- 76-5-202(q) (Supp.2001) Utah Code section 207(2)(a)(ii)(Supp.2001). that all establish murders are brutal and counting prejudiced the double prior to death must show abuse

proof of serious Arguelles. in for heinous acts present order factors. The State aggravating qualify as aggra- of trial court’s discussion The ag- regardless of whether the argues that is somewhat vating and factors meets the tech- factor considered gravating indi- analysis, the record unclear. On close heinousness, the court is of nical definition aggravating factors were that some cates nature of the consider the permitted to factor than once and one referred to more determining in the sentence. acts criminal by the trial more than once was counted num- discussing the example, in court. For did not find the trial court 114 We killed, makes the court also ber of victims brutality Arguelles’s considering the err history criminal Arguelles’s reference First, the level regardless of whether acts. Tuesday killed to Roberts was the fact that brutality level of heinousness rose to the potential The destroy her as a witness. Tuttle, brutality be consid as outlined Arguelles’s record criminal court later cites balancing aggrava if relevant to ered and the independent aggravating factor as an Code ting mitigating evidence. Utah i.e., witness, Tuesday potential murder of 76-3-207(2)(a)(iv) (Supp.2001). Sec Ann.'§ Roberts, aggravating independent another as ond, suggestion that the assistant’s factor. aggra not reveal heinous does аp- factors aggravating some 117 While by the record. unsupported vating factors is times, only multiple pear to referred be. sentencing trial court stated been aggravating appears factor to have one an has shown that “the defendant proceeding trial court than once. The “counted” more brutality, particularly to Lisa Mar horrific aggravating factor is states that the fourth Contrary as to the assistant’s tinez.” heinous “involved crimes sertion, to Lisa is not limited this statement victims, including actual to the acts terror accurately describes the acts Martinez The court then refers physical violence.” as against the other victims well. committed brutality” as the of the murders the “horrific specifical did not though the trial court Even eighth aggravating factor. To be constitu- victims, it ly references mention other sound, tionally aggravating factor of hei- them, against brutality committed heinous death naiTow the class of nousness must set forth in Wood meeting the standard eligible Once the definition defendants. Tuttle, here in the murders Tuttle. As narrowed, difference be- heinousness death physical before volved “terrible abuse brutality and heinousness is small. tween wholly cause un an intent to that evidenced fact, requirement meet the heinousness suffering victims.”25 necessary 5—202(l)(p), listed in Utah Code section 76— Tuttle, brutality of the consti- that a brutal act must we have stated met the threshold level crimes therefore Wood, battery or torture. State tute an to warrant consideration heinousness 1982). (Utah Thus, P.2d aggravating factor. heinousness and brutali- court’s treatment of *28 factors was ty aggravating separate as two Counting Aggravating Fac- Multiple duplicative. tors v. cites Parsons 118 The court assistant (Utah 1994), Barnes, support in argues that 871 P.2d 516 assistant 115 The court aggravating factors contention that aggravating of his counted the same the trial court In Parsons we determining Arg- may not be counted twice.- multiple in times factors “cannot be allowed the held that a sentencer argues that the The State uelles’s sentence. count, doubly weigh the commission opportunity to and that did not double trial court be- underlying felony and the motive had, of the has failed to if it the court assistant even stabbed re- her friend as she was example, Tuesday was hand- erts watched Roberts 25. For subsequently to sexu- peatedly when tried to death. Roberts cuffed to Martinez ally Martinez; struggled and sexually Martinez assault and murdered. assaulted subsequently sixty-one times. Rob- stabbed underlying felony separate ag- as correctly [the] hind aggrava- concluded that the (quoting gravators.” ting Id. at 528 outweighed Willie factors mitigating fac- (Miss.1991)). State, beyond Therefore, 585 So.2d Since tors a reasonable doubt. robbery presumably always any will be based stemming error from the double refer- pecuniary gain, upon the motive of we held ence was harmless. in committing

that the defendant’s motive robbery could not be considered as an inde- VI. VICTIM IMPACT EVIDENCE pendent aggravating factor. Id. The current ¶ 121 argues The court assistant parallel case is not to Parsons since the impact admission and use of victim evi here, murder, underlying aggravated crime sentencing dence in the proceeding un motives, only be the result of various constitutional. argues He that because each might aggra- some of which be considered as murder victim personal has “tremendous vating factors. worth,” using impact victim evidence does sympathetic 119 While we are distinguish non-capital not capi crimes from argument generally that it inappropri is tal ones. aggravating ate to count the same factor ¶ 122 The Supreme United States Court in sentencing proceeding, more than once has held that under certain circumstances sentencing process we note that the does not impact permissible victim evidence is under comparison involve a mere of the number of the federal Payne constitution. v. Tennes- aggravating mitigat factors to the number of see, 2597,115 U.S. S.Ct. L.Ed.2d Rather, ing factors. “[t]hese standards re (1991). Utah Code section 76-3-207 al- quire sentencing body that the compare the lows for the consideration impact of victim totality mitigating against totality of the during sentencing. Utah Code factors, aggravating of the not terms of 76-3-207(2)(a)(iii) §Ann. (Supp.2001). aggravating the relative numbers of the factors, mitigating but terms of then- ¶ 123 Even if we impact were to find victim respective substantiality persuasive evidence unconstitutional under state consti- Wood, ness.” 648 P.2d at 83. Central to our principles, tutional in this case its admission then, inquiry is whether the trial court harmless, therefore, would be we do not weighed mitigating aggravating fac First, question.26 treat the constitutional as correctly, opposed they tors to whether supra discussed B section V the record merely correctly. were counted indicates that the trial court did not treat the ¶ 120 trial impact court did not err in its victim aggravating evidence as an weighing aggravating mitigating Second, impact factor. if even victim evi- Following Arguelles’s considered, guilty plea, very factors. were dence little was sub- mitted, the trial court convened a unlikely to consider and it is this evidence had aggravating mitigating Only sentencing factors as effect on the outcome. 76-3-207(l)(a). called, outlined in straightfor- Utah Code section four witnesses were who weighed aggravating wardly briefly court then and rather described the vic- tims, against factors qualities, impact factors and their and the of their aggravating contrast, determined that family “the circum- deaths and friends. outweigh, crimes, eclipse, mitigat- stances because of the violent nature of the if ing. justifying pen- The evidence the death the trial court found and relied on tremen- added.) alty overwhelming.” (Emphasis aggravating dous amount evidence. Even Setting aside “listing” impact the technical double if the victim evidence admitted were factor, aggravating invalid, “subsequent one we hold that the trial deemed invalidation of *29 argues quires impact The court assistant that the Utah Con- the exclusion of victim evidence requires impact stitution the exclusion of victim any inadequately presented because the briefs Carter, citing State v. 888 P.2d 629 arguments supporting this assertion. We would (Utah 1995). Unfortunately, the court assistant in-depth exploration welcome an this issue in merely me, arguments restates made in State v. Ho- however, time, again At this we future. ¶4, 2002 UT 61 n. 57 P.3d where we decline address the issue. declined to if the Utah consider Constitution re- 762 any delay statutory aggravating circum- invited assistant

one of several require Arguelles’s .appeal. automatically not rever- stances does penalty.” Stephens, Zant v. sal of the death 862, 890, 2733, 77 L.Ed.2d 462 103 S.Ct. U.S. OF AG- VIII. CONSTITUTIONALITY (1983). court did not Given MURDER GRAVATED FELONY evidence, and formally impact consider victim AND DEATH PENALTY STATUTE given impact that the victim evidence offered SCHEME minimal, we hold that error attrib- ¶ The claims that court assistant evidence was uted to the admission of such aggravated felony murder statute and Utah’s harmless. penalty scheme are unconstitutional. death claims Specifically, the court assistant TO SPEEDY APPEAL

VII. RIGHT death-eligi- fails to the class of each narrow properly murders or to limit the discre- ble ¶ argues that the 124 The court assistant tion of the sentencer. We have addressed right government Arguelles’s has violated felony challenges aggravated mur- Utah’s relies speedy appeal. a court assistant penalty scheme der statute death (10th Champion, on Harris v. 15 F.3d 1538 found both to be See State v. constitutional. Cir.1994), right a exists to assert that such Honie, 17-35, 977; 4,¶¶ 2002 UT 57 P.3d argues law. under federal The State ¶19, 141, Lafferty, v. P.3d State 2001 UT binding and that Harris is not on this court Lovell, 342; v. State 1999 UT Supreme Court neither the United States 382; Young, v. P.2d P.2d State 336- right a to a recognized nor this court has (Utah 1993); Holland, v. P.2d speedy appeal. (Utah 1989). 1019, 1024 The court assistant recognize concerning a arguments 125 We decline to raised no new has appeal. statutes, speedy a There is no con and we decline to therefore address recognizes trolling precedent again.27 federal these claims right, and the assistant has such a why to demonstrate this court should failed CONCLUSION adopt under constitu this notion- the Utah find 128 We the court assistant’s claims rule, stated, general have a “[a]s tion. As we without trial court of error merit. The did in engage not constitutional

we will state move, failing sponte, in not err sua for analysis argument an unless for different competency hearing early proceedings in the analyses under the state and federal consti finding Arguelles competent in tutions is briefed.... This Court will not hearing. post-sentencing competency constructing engage arguments in out of knowingly, competently, uelles and voluntari- capital whole cloth on behalf defendants counsel, ly waived his and his failure 1239,1247 Lafferty, cases.” State additional to offer evidence did 1988). (Utah n. 5 integrity not undermine the of the verdict. recognize Any disqualifying Arguelles’s Even if origi- we were to error harmless, speedy appeal, right to a it would not have nal counsel was as was the trial pro appeals in this decision to press photography been violated ease. court’s allow interrupted months proceedings. for nineteen The trial court cess did attempted improperly victim-impact and the when suicide not admit evidence. competency Arguelles’s right speedy appeal remanded for hear case was Further, violated, ing. aggravated for felony the court assistant asked been and Utah’s extensions from this court to com numerous murder statute and death scheme brief, plete and file his before and after are not We therefore af- both unconstitutional. Thus, competency hearing. firm sentence. court, opinion rejected by 27. The author of this continues to hold been and therefore ac- expressed quiesces operation prece- in State v. in the the court’s the views her dissent acknowledges Young, but that those views dent. *30 RUSSON, peal. I Justice Justice WILKINS am mindful of countless hours of Judge GREENWOOD concur Chief expended by effort him working through vo- opinion. Justice DURHAM’S researching luminous records and the diffi- cult and sensitive capital issues case. himself, Having disqualified by Ml of this monetary was done him without Associate Chief Justice does not DURRANT compensation. herein; participate Judge PAMELA Appeals GREENWOOD from the Court of

sat.

HOWE, Justice, concurring: express my ‍‌‌‌​‌​​‌​​​​​‌​​​​​​‌‌​​‌​​​‌​‌​​​‌‌​‌​​​‌​‌​​​​‍I appreciation 1311 concur. appointed

and thanks to our court assistant argue this court brief and the issues

presented mandatory statutory ap- in this

Case Details

Case Name: State v. Arguelles
Court Name: Utah Supreme Court
Date Published: Jan 14, 2003
Citation: 63 P.3d 731
Docket Number: 970364, 970366
Court Abbreviation: Utah
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