State v. June Gorthy(075009)
145 A.3d 146
| N.J. | 2016Background
- Over a decade defendant June Gorthy persistently contacted a New Jersey therapist (C.L.) despite repeated rejections; police found knives, guns, hollow-point bullets, and an axe in her vehicle when she traveled to New Jersey.
- Gorthy was indicted on stalking and weapons charges; she entered PTI but later violated conditions and was re-indicted. Defense counsel raised competency concerns and the court ordered psychiatric evaluations.
- Mental health experts diagnosed a delusional disorder but opined Gorthy was competent to stand trial; a defense psychiatrist also opined she met the statutory insanity standard for the stalking conduct.
- At trial Gorthy refused to assert an insanity defense (fearing "hospital time"/civil commitment); the court conducted a detailed colloquy, concluded she could not knowingly and intelligently waive the insanity defense, and asserted it on her behalf for the stalking count.
- Jury found Gorthy not guilty by reason of insanity on stalking, convicted her on weapons counts; she was civilly committed on the stalking disposition and received probation for weapons convictions.
- On appeal the Appellate Division panels split; the Supreme Court of New Jersey held that a competent defendant has autonomy to decide whether to assert insanity, reversed the acquittal-by-insanity on stalking, affirmed weapons convictions, and remanded for new competency determination and, if appropriate, retrial on stalking.
Issues
| Issue | State's Argument | Gorthy's Argument | Held |
|---|---|---|---|
| May a trial court interpose the insanity defense over a defendant found competent who refuses it? | Court may assert insanity if defendant’s delusion prevents a knowing, intelligent, voluntary waiver; protecting society and just outcomes justifies intervention. | Once declared competent under N.J.S.A. 2C:4-4, defendant has autonomy to refuse insanity; her fear of civil commitment made the refusal rational. | A competent defendant has the right to decide whether to assert insanity after a detailed colloquy; the court erred by invoking the defense over Gorthy’s informed refusal. |
| What procedure should a court follow when a defendant declines insanity despite evidence supporting it? | (State) Courts should assess knowing and voluntary nature; procedure can include thorough inquiry. | (Gorthy) Court need only assess capacity to waive; detailed inquiry unnecessary beyond competency finding. | Court must conduct a detailed colloquy at close of State’s case explaining nature of the defense, available evidence, sentencing exposure, and civil-commitment consequences, then respect competent defendant’s choice. |
| Does a competency finding under N.J.S.A. 2C:4-4 necessarily permit the defendant to make strategic trial decisions? | (State) Some mental impairments may affect particular strategic choices even if competency is found. | (Gorthy) Competency implies capacity to make strategic decisions, including refusing insanity. | Competency under N.J.S.A. 2C:4-4 includes capacity to interact with counsel and make defense decisions; a competent defendant’s strategic choices must be respected. |
| Were the weapons convictions and evidentiary rulings proper despite the insanity ruling error? | Evidence of other weapons was relevant to stalking and admissible; prosecutor’s single remark not prejudicial; jury queries properly answered. | Admission of uncharged weapons and prosecutor’s remark denied a fair trial. | Appellate Division affirmed: evidentiary rulings and prosecutor’s isolated comment did not produce unjust result; weapons convictions affirmed. |
Key Cases Cited
- State v. Handy, 215 N.J. 334 (N.J. 2013) (unitary trial required for substantive and insanity defenses; court must conduct searching inquiry when competent defendant waives insanity)
- State v. Khan, 175 N.J. Super. 72 (App. Div. 1980) (approved sua sponte assertion of insanity where waiver not intelligent; prescribed bifurcated procedure later disapproved)
- Frendak v. United States, 408 A.2d 364 (D.C. Ct. App. 1979) (courts may impose insanity defense when defendant cannot intelligently waive it)
- Drope v. Missouri, 420 U.S. 162 (U.S. 1975) (competency hearings require fact-sensitive inquiry; no fixed signs mandate further inquiry)
