344 Conn. 1
Conn.2022Background
- Defendant (father) was convicted of first‑degree sexual assault, attempted first‑degree sexual assault, and two counts of risk of injury to a child based on two charged incidents (Jan. 5, 2015 and Dec. 24, 2015) involving his daughter (P).
- Before trial, the state gave notice it would present evidence of numerous additional uncharged instances of sexual touching of P spanning 2014–2016; the state expressly sought to admit that evidence under Conn. Code Evid. § 4‑5(c) (intent/common scheme/completing the story), and declined to offer it as propensity evidence under § 4‑5(b).
- The trial court admitted P’s testimony about many additional incidents and admitted two videoed forensic interviews (hearsay exception for medical diagnosis/treatment). The court gave limiting instructions that the other‑acts evidence was for intent/absence of mistake, and repeatedly told jurors not to use it as propensity evidence; no separate limiting instruction was given immediately before/after the videos.
- The prosecutor’s closing emphasized a broader timeline and repetitive abuse beyond the two charged incidents. Defense maintained, consistently, a denial defense—that the alleged conduct never occurred (not that it was accidental).
- The Connecticut Supreme Court held the admission of the uncharged misconduct under § 4‑5(c) was an abuse of discretion because intent was not genuinely at issue in a general intent case where the defense was denial of occurrence; the error was harmful and required a new trial.
Issues
| Issue | State's Argument (Plaintiff) | Defendant's Argument | Held |
|---|---|---|---|
| 1) Were the uncharged‑misconduct acts admissible under § 4‑5(c) to prove intent/absence of mistake? | Evidence shows a pattern and sexual interest in the victim and therefore is relevant to intent/common scheme. | Defense argued he denied the acts entirely, so intent/mistake were not in dispute and prior acts were irrelevant and prejudicial. | The court held admission was an abuse of discretion: because defendant’s theory was denial of occurrence in a general‑intent case, intent/absence of mistake was not genuinely at issue and the uncharged acts were irrelevant. |
| 2) May this court affirm on the unpreserved alternative ground that the evidence would have been admissible as propensity under § 4‑5(b)? | State asked court to affirm on that alternative ground (propensity admissibility). | Defense relied on the record that the state declined to offer propensity and trial court never exercised discretion on that ground. | Court declined to consider the unpreserved alternative: the state did not seek admission as propensity at trial, so appellate court would be usurping trial court discretion. |
| 3) Was admission of the two forensic interview videos (without a contemporaneous limiting instruction) separately reviewable or preserved? | State argued defendant did not separately object to video content as uncharged misconduct. | Defense contended pretrial motion in limine and earlier ruling preserved objection to any evidence of uncharged misconduct, including the videos. | Court treated the claim as preserved by the pretrial motion and adverse ruling; but the judgment was reversed on the broader uncharged‑misconduct ground so the court did not need to separately resolve other evidentiary claims. |
| 4) If erroneous, was the admission harmful such that reversal or new trial is required? | State argued error was harmless in light of all evidence. | Defense argued the state’s case relied almost entirely on P’s testimony and the uncharged acts materially and prejudicially expanded the alleged conduct and timeline. | Court held the error was harmful: absence of corroboration, the shocking frequency/severity of uncharged allegations, and prosecutor’s closing made it likely the verdict was substantially swayed; reversed and remanded for new trial. |
Key Cases Cited
- State v. DeJesus, 288 Conn. 418 (Conn. 2008) (established liberal propensity exception for uncharged sexual misconduct)
- State v. Meehan, 260 Conn. 372 (Conn. 2002) (general rule excluding prior misconduct and recognized exceptions for intent, motive, common scheme)
- State v. Mark T., 339 Conn. 225 (Conn. 2021) (standards for reviewing evidentiary rulings and harmlessness analysis)
- State v. Ellis, 270 Conn. 337 (Conn. 2004) (erroneous admission of other misconduct can be harmful when it inflames jury and is dissimilar/severe)
- State v. Fernando V., 331 Conn. 201 (Conn. 2019) (limitations on considering unpreserved alternative grounds on appeal)
- State v. Beavers, 290 Conn. 386 (Conn. 2009) (absence‑of‑mistake/intent exception to exclusion of prior misconduct)
