196 Conn.App. 712
Conn. App. Ct.2020Background
- Defendant (first cousin of victim) was tried and convicted of: sexual assault in the first degree (§ 53a-70(a)(2)), risk of injury to a child (§ 53-21(a)(2)), and conspiracy to commit risk of injury (§§ 53a-48(a), 53-21(a)(2)) for repeated sexual abuse of a child between ages ~7–10.
- Victim and coconspirator T (also a first cousin) testified: multiple incidents of abuse occurred, including fellatio and anal intercourse; some incidents involved both men acting together.
- State charged “on or about diverse dates” and alleged sexual intercourse (fellatio and anal intercourse) and alternative forms of contact—counts that aggregated multiple incidents.
- Defendant moved for a bill of particulars and, alternatively, requested a specific unanimity instruction; trial court denied the bill and refused the specific unanimity charge but gave general unanimity instructions.
- Defendant also moved to preclude testimony that he and T had an ongoing sexual relationship since childhood; trial court allowed limited testimony that they had an ongoing sexual relationship.
- On appeal defendant argued (1) denial of bill of particulars and omission of a specific unanimity instruction permitted a nonunanimous verdict, and (2) admission of evidence about the sexual relationship was unduly prejudicial and irrelevant to conspiracy; the Appellate Court affirmed.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument | Held |
|---|---|---|---|
| Whether denying bill of particulars and refusing a specific unanimity instruction allowed a nonunanimous verdict | Information legally sufficient; case turns on witness credibility so unanimity risk is unlikely | Information duplicitous (aggregated multiple incidents/acts), so jurors could convict based on different incidents; needed specific unanimity instruction | Sexual assault count: no error—§53a-70(a)(2) proscribes a single type of conduct (sexual intercourse) even if proven by different acts; no unanimity instruction required. Risk-of-injury and conspiracy counts: alternatives existed, but jury instructions did not sanction nonunanimity and specific instruction was not required. |
| Whether admitting limited testimony that defendant and T had a long-term sexual relationship was improper | Relationship is relevant circumstantial evidence of agreement/intent and relevant to T’s credibility; probative value > prejudicial effect | Relationship evidence was irrelevant to conspiracy, improperly showed propensity/character, and was unduly prejudicial (taboo, potential juror bias) | Admission was within the court’s discretion: evidence was probative of conspiracy and credibility, limited in scope, and not unduly prejudicial; no abuse of discretion shown. |
Key Cases Cited
- State v. Saraceno, 15 Conn. App. 222 (Conn. App. 1988) (duplicitous charging concerns arise only where policy considerations implicated; credibility-driven cases often do not produce unanimity problems)
- State v. Famiglietti, 219 Conn. 605 (Conn. 1991) (multipartite test for when a specific unanimity instruction is required)
- State v. Benite, 6 Conn. App. 667 (Conn. App. 1986) (trial court must give specific unanimity instruction when alternative statutory subsections are conceptually distinct)
- United States v. Gipson, 553 F.2d 453 (5th Cir. 1977) (federal unanimity rationale requiring jury to agree on factual basis of the offense)
- State v. Marcelino S., 118 Conn. App. 589 (Conn. App. 2009) (applying Saraceno where credibility dominated and duplicity did not create unanimity risk)
- State v. Michael D., 153 Conn. App. 296 (Conn. App. 2014) (duplicitous information may exist, but credibility-centric evidence can negate reasonable risk of nonunanimity)
- State v. Mancinone, 15 Conn. App. 251 (Conn. App. 1988) (limits Benite to cases involving alternative statutory subsections or elements)
- State v. Dyson, 238 Conn. 784 (Conn. 1996) (a trial court’s silence about unanimity is not equivalent to an instruction that sanctions a nonunanimous verdict)
