State v. John J. Eddy
68 A.3d 1089
R.I.2013Background
- John J. Eddy was indicted on five counts (three first-degree child-molestation sexual-assault counts and two first-degree sexual-assault counts) and repeatedly discharged court-appointed attorneys, electing to represent himself.
- The Superior Court appointed standby counsel multiple times; Eddy repeatedly rejected and discharged counsel and insisted on proceeding pro se after extensive colloquies with the trial justice about risks.
- On the morning jury selection began, Eddy asked for counsel; the trial justice denied appointment because Eddy had ample prior opportunities and the request came after the jury was sworn (jeopardy had attached).
- Eddy then voluntarily asked to be absent from the remainder of the trial; the trial justice conducted a detailed colloquy, allowed him to leave, and instructed the jury not to infer guilt from his absence.
- The trial proceeded in Eddy’s absence, the jury convicted him on all five counts, and he was sentenced to multiple life terms; Eddy appealed pro se.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Validity of waiver of counsel | State: waiver was voluntary based on record and repeated refusals of counsel | Eddy: his waiver was not voluntary | Waiver was voluntary under totality of circumstances; Eddy repeatedly rejected competent counsel |
| Revocation of waiver / appointment of counsel after waiver | State: trial justice has discretion to deny post-waiver requests, especially when dilatory and last-minute | Eddy: he revoked his waiver at trial and should have been appointed counsel | Trial justice acted within discretion to deny eleventh-hour request after jury empaneled; record shows dilatory motive |
| Requirement to appoint counsel when pro se defendant voluntarily absents himself | Eddy: absence without counsel violated Sixth and Fourteenth Amendments; counsel should be appointed (at least standby) | State: defendant voluntarily waived presence; no constitutional requirement to appoint counsel for voluntary absence | No constitutional requirement to appoint counsel when a pro se defendant voluntarily absents himself; distinction drawn between voluntary and involuntary removal |
| Rule 43 / defendant charged with crimes equivalent to capital offenses | Eddy: Rule 43 forbids trial in his absence for capital-equivalent charges | State: offenses were not punishable by death; Rule 43 inapplicable | Rule 43 applies only to death-penalty prosecutions; charges here were not death-penalty offenses, so continuing trial was proper |
Key Cases Cited
- Faretta v. California, 422 U.S. 806 (1975) (defendant has a constitutional right to represent himself)
- Illinois v. Allen, 397 U.S. 337 (1970) (right to be present may be lost by consent or misconduct)
- State v. Thornton, 800 A.2d 1016 (R.I. 2002) (standby counsel and waiver-of-counsel principles in Rhode Island)
- State v. Laurence, 848 A.2d 238 (R.I. 2004) (repeated rejection of appointed counsel can constitute voluntary waiver)
- United States v. Leveto, 540 F.3d 200 (3d Cir. 2008) (post-waiver requests for counsel lie within trial court discretion; dilatory motive is relevant)
- United States v. Mack, 362 F.3d 597 (9th Cir. 2004) (involuntary removal of pro se defendant may require appointment of counsel to fill representation gap)
- Clark v. Perez, 510 F.3d 382 (2d Cir. 2007) (no constitutional violation where pro se defendant voluntarily absented herself and waived presence)
- Thomas v. Carroll, 581 F.3d 118 (3d Cir. 2009) (discusses concerns about breakdown of adversarial process when pro se defendant absents himself; court’s remarks dicta on requiring counsel)
