State v. James
231 Ariz. 490
| Ariz. Ct. App. | 2013Background
- James was convicted of “reasonable apprehension” aggravated assault and sentenced to life without release until 25 years; the jury found the aggravated assault not a dangerous offense under A.R.S. § 13-1204(A) but the record shows a deadly weapon was involved.
- The indictment alleged James used a weapon to place the victim in reasonable apprehension of imminent physical injury; the trial instructions misstated the required mental state by allowing knowing or reckless “reasonable apprehension.”
- Evidence included surveillance video, witnesses, and James’s police interview; a shopping cart theft led to a confrontation where James produced a knife and lunged toward an employee, though no injury occurred.
- James testified the knife was displayed in panic and that he did not intend to cause fear or apprehension, and his defense contested the mental state.
- The jury convicted on the theory of reasonable apprehension but instruction error allowed a non-existent liability theory and undermined the defense’s focus on intent; there was no objection to the instructions at trial.
- This court reviews fundamental error under Henderson; the error is fundamental and prejudicial given the case facts and James’s defense and arguments.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the jury instructions misstated the mens rea for the assault | James argues error went to core of case by misdefining intent | State concedes error in including knowingly/recklessly | Fundamental error; instructions were improper |
| Whether the error was prejudicial under Henderson | James asserts prejudice from incorrect instruction | Prejudice shown by defense focus on intent | Prejudice established; could have changed result |
| Whether invited error applies to the instruction | No invited error since no party proposed the instruction | State may have invited by adopting in another case | Invited error not shown; fundamental error review applies |
Key Cases Cited
- State v. Henderson, 210 Ariz. 561 (Ariz. 2005) (fundamental error review for trial-court errors in criminal cases)
- State v. Bearup, 221 Ariz. 163 (Ariz. 2009) (prejudice analysis in fundamental error review)
- State v. Ontiveros, 206 Ariz. 539 (Ariz. 2003) (rules for fundamental error and prejudice)
- State v. Zinsmeyer, 222 Ariz. 612 (Ariz. 2009) (instruction on non-existent theory of liability as fundamental error)
- State v. Rutledge, 197 Ariz. 389 (Ariz. 2000) (reversible error considerations in appellate review)
- State v. Bible, 175 Ariz. 549 (Ariz. 1993) (case-specific fundamental error analysis)
- State v. Williams, 154 Ariz. 366 (Ariz. 1987) (harm of incorrect instruction when it lessens burden of proof)
- State v. Logan, 200 Ariz. 564 (Ariz. 2001) (invited error doctrine considerations)
- Karr v. State, 221 Ariz. 319 (Ariz. 2008) (standard of review when sustaining conviction)
