Lead Opinion
OPINION
¶ 1 Wе granted review to consider whether a reviewing court should consider a claim based upon Blakely v. Washington,
I.
¶ 2 Robert Allen Henderson lived with his 73-year-old mother, Marian Pyle, at her house. During an argument, Henderson assaulted Pyle. The assault continued until Pyle forced Henderson from her bedroom. The next morning, Pyle’s daughter arrived and Pyle left her bedroom. When Pyle’s daughtеr left the house, Henderson attacked Pyle again. The attack continued until sher
¶ 3 Henderson was indicted on one count of kidnapping, Ariz.Rev.Stat. (A.R.S.) § 13-1304 (2001), one count of assault, A.R.S. § 13-1203 (2001), and one count of threatening or intimidating, A.R.S. § 13-1202 (2001). The jury convicted Henderson of assault and threatening or intimidating. The jury did not convict him of kidnapping, but did find him guilty of the lesser included offense of unlawful imprisonment, A.R.S. § 13-1303 (2001).
¶4 Pursuant to A.R.S. § 13-702.01.A (2001), the trial judge imposed a “super-aggravated” sentence for the unlawful imprisonment conviction. Unlawful imprisonment is a class 6 felony that carries a presumptive term of one year. A.R.S. § 13-701. C.5 (2001). Section 13-702.A (2001) permits a sentencing court to increase or reduce the presumptive sentence and mandates that any increase or decrease be based on the “aggravating and mitigating circumstances” contained within thаt same section. Id. The maximum term that a judge can impose under section 13-702.A for a class 6 felony is 1.5 years. Id. Section 13-702.01.A, however, provides that a judge can increase the sentence for a class 6 felony to two years, providing that the court “finds [ ] at least two substantial aggravating factors listed in § 13-702, subsection C.”
¶ 5 The trial court found three aggravating circumstances that fit within the list of statutory aggravators codified in A.R.S. § 13-702. C: infliction or threatened infliction of serious physical injury, § 13-702.C.1; physical and emotional harm caused to the victim, § 13-702.C.9; and that the victim was over the age of sixty-five, § 13-702.C.13.
¶ 6 On appeal, Henderson alleged that the trial judge erred by not giving him proper credit for his presentence incarceration and also raised claims related to his Fifth Amendment privilege against self-incrimination. He did not raise any Sixth Amendment claims.
¶ 7 After Henderson submitted the case to the court of appeals, the United States Supreme Court issued its opinion in Blakely v. Washington, holding that “any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt.” Blakely, 542 U.S. at -,
¶ 8 The court concluded that Blakely did apply to Henderson’s direct appeal, which was рending at the time Blakely was decided. State v. Henderson,
¶ 9 The State contends that the court erroneously applied the harmless error standard to Henderson’s Blakely claim, because Henderson had not preserved his objection at trial. Specifically, the State argues that, under the correct fundamental error standard, Henderson must establish not only that fundamental error occurred but also that the error caused prejudice. See State v. Hunter,
¶ 10 We granted review to determine whether the court of appeals erred in applying a harmlеss error standard to Henderson’s Blakely claim. We exercise jurisdiction pursuant to Article 6, Section 5(3) of the Arizona Constitution and Rule 31.19 of the Arizona Rules of Criminal Procedure.
II.
¶ 11 The parties no longer dispute several issues considered at earlier stages of this proceeding. First, neither party disputes that the .holding of Blakely applies to this case. In addition, as the State candidly conceded at oral argument, Blakely error clearly occurred. A judge, not a jury, found facts that made Henderson eligible for an aggravated sentence and, in doing so, applied a lesser standard of proof than Blakely requires. Moreover, Henderson acknowledges that he made no trial objection that could be construed as raising any Blakely issue.
¶ 12 Finally, Henderson does not challenge the court of appeals’ conclusion that Blakely error constitutes trial, not structural, error, a conclusion with which we agree. As we held in Ring III, there are “relatively few instances in which we should regard error as structural.”
¶ 13 Ring III however, considered only the Sixth Amendment violation caused by submitting factual questions legally essential to expose a defendant to a maximum sentence to the wrong factfinder. The aggravating facts used to enhance Henderson’s sentence were found by a judge instead of by a jury. As we held in Ring III, that procedure violated Henderson’s Sixth Amendment right to a jury trial. See
¶ 14 Before the court of appeals, Henderson relied primarily upon Sullivan v. Louisiana,
¶ 15 The defendant in Neder v. United States,
¶ 16 Recently, in Mitchell v. Esparza,
¶ 17 As the court of appeals correctly noted, the Blakely error in this case much more closely resembles the error in Neder than that found in Sullivan. Henderson,
¶ 18 Reviewing courts consider alleged trial error under the harmless error standard when a defendant objects at trial and thereby preserves an issue for appeal. See State v. Totress,
¶ 19 Fundamental error review, in contrast, applies when a defendant fails to object to alleged trial error. Id. at 572,
¶ 20 To prevail under this standard of review, a defendant must establish both that fundamental error exists and that the error in his case caused him prejudice. See Gendron,
¶ 21 We note that prior appellate decisions have not consistently described the showing necessary to establish fundamental error. Compare King,
¶22 We review the Blakely error that occurred here under a fundamental error standard because Henderson did not object at trial. Hence, Henderson, not the State, bears the burden of establishing both that fundamental error occurred and that the error caused him prejudice.
III.
A.
¶ 23 To obtain relief under the fundamental error standard of review, Henderson must first prove error. As previously noted, the State concedes that Apprendi/Blakely error occurred.
¶ 24 Because the parties concede that error occurred, we next consider whether this error was fundamental. To establish fundamental error, Henderson must show that the error complained of goes to the foundation of his case, takes away a right that is essential to his defense, and is of such magnitude that he could not have received a fаir trial. Hunter,
¶ 25 In this case, as previously noted, error exists on two levels. First, the aggravating facts used to enhance Henderson’s sentence were found by a judge instead of a jury, violating Henderson’s Sixth Amendment right to a jury trial. See Apprendi,
B.
¶ 26 Having shоwn that fundamental error occurred, Henderson must demonstrate that the error caused him prejudice. Fundamental error review involves a fact-intensive inquiry, and the showing required to establish prejudice therefore differs from case to case. Bible,
¶ 27 Because the nature of the error involved here deprived Henderson of the opportunity to require that a jury find facts sufficient to expose him to an aggravated sentence, Henderson must show that a reasonable jury, applying the appropriate standard of proof, could have rеached a different result than did the trial judge.
¶ 28 Whether a defendant can make that showing depends upon the facts óf his particular case. In some cases, no Blakely error will have occurred because the factual finding or findings necessary to expose a defendant to an aggravated sentence will fall outside the Apprendi/Blakely analysis, will be implicit in the jury verdict, or will have been admitted by the defendant. In other cases, no Blakely error will occur because a jury, applying the beyond a reasonable doubt standard, will find those facts legally essential to expose a defendant to a defined sentencing range. The Sixth Amendment then allows a judge to find additional facts by a preponderance of the evidence, as long as the sentence imposed does not fall outside the statutorily prescribed sentencing range. State v. Martinez,
¶ 29 We consider the C.1 and C.9 aggravators together, as did the court of appeals. Henderson,
¶ 30 The fact that the jury found Henderson not guilty of kidnapping under A.R.S. § 13-1304 strongly supports his argument that a jury could have reached a different conclusion as to these aggravators than did the judge. Thе difference between the kidnapping charge and unlawful imprisonment, A.R.S. § 13-1303, the lesser charge of which the jury convicted Henderson, is that the jury could have convicted Henderson of kidnapping only if it found, beyond a reasonable doubt, that Henderson intended to inflict serious injury upon his victim. See A.R.S. § 13-1304.A.3. Unlawful imprisonment, in contrast, does not include violence as an element. By convicting Henderson of unlawful imprisonment rather than kidnapping, the jury arguably distinguished between the crimes on the basis of violence, the only element the two crimes do not share.
¶ 31 In aggravating Henderson’s sentence for unlawful imprisonment, however, the trial judge found that the crime was of a violent nature and that the victim suffered trauma and injuries. Blakely involved a similar circumstance. There, the defendant pled guilty to second-degree kidnapping. 542 U.S. at -,
¶ 32 A similar situation occurred here. By finding the presence of the C.1 and C.9 aggravators, the trial judge made a finding at least arguably contrary to the facts found by the jury. Given the jury’s failure to convict Henderson of kidnapping, we conclude that a reasonable jury, applying the correct burden of proof of beyond a reasonable doubt, could have found differently than did the trial judge as to the C.1 and C.9 aggravators.
¶33 The trial judge also found the existence of a third aggravating factor listed in section 13-702, that Henderson’s victim was over the age of sixty-five. A.R.S. § 13-702.-C.13. This fact was not disputed; no reasonable jury could have failed to find the existence of this aggravator beyond a reasonable doubt.
¶34 Section 13-702.01, however, requires that a trial judge find the existence of at least two substantial aggravators under section 13-702.C. Because the victim’s age, by itself, could not expose Henderson to the super-aggravated sentence of section 13-702.01, Henderson has demonstrated that the fundamental error in his case caused him prejudice.
¶35 Normally, in such a situation, we would remand this case to the superior court for re-sentencing. Because Henderson has been released from prison and has finished his term of community supervision, however, remand is no longer appropriate.
IV.
¶ 36 For the foregoing reasons, the opinion of the court of appeals is vacated in part and affirmed in part. The superior court conviction is affirmed.
Notes
. The court did not make explicit references to A.R.S. § 13-702.C when sentencing Henderson. Rather, the court made the following statement:
Mr. Henderson, 1 was here at your trial. I heard the testimony. I observed the witnesses testify, and in aggravation I find that the violent nature of the facts of this case are aggravating. Thе trauma that you’ve caused Ms. Pyle and the injuries that you’ve caused her are aggravating.
I find, in aggravation, Ms. Pyle’s age. I further find in aggravation that you have no remorse whatsoever for any of these offenses. I find in aggravation your statements that you made to me today.
I don’t have to consider the allegations that would have been presented on acts that are unrelated to the crimes that you committed on March 15, 2003 to find that this crime here, all by itself, warrants a super aggravated sentence, and thе most I can give you under this crime is two years, and so that’s what I’m going to do.
. Henderson initially contended that this appeal is moot because he has been released from prison. The State conceded that the case is moot, but nonetheless urged us to take review. As a general rule, this Court will not examine moot questions unless they present issues of great public importance or they are likely to recur. See David G. v. Pollard ex rel. County of Pima,
. Every federal circuit court of appeals has also held that Apprendi error may be reviewed as trial error. E.g., United States v. Perez-Ruiz,
. Justice Stevens’ dissent to United States v. Booker similarly recognizes that not all judicial factfinding related to sentencing violates constitutional guarantees: ”[J]udicial factfinding to support an offense level or an enhancement is only unconstitutional when that finding raises the sentence beyond the sentence that could have lawfully been imposed by reference to facts found by the jury or admitted by the defendant.” - U.S. -, -,
Concurrence Opinion
concurring.
¶37 Were we writing on a clean slаte, I would conclude that all Apprendi error is structural, for the reasons explained by Justices Jones and Feldman in their separate opinions in Ring III and its progeny. See, e.g., State v. Ring,
¶ 38 I join the balance of the Court’s opinion unreservedly. It is perhaps worth noting, however, that the fundamental error test for prejudice we adopt today — whether any reasonable jury could have disagreed about the presence of an aggravating factor, see supra ¶ 27 — is for practical purposes no different than the harmless error test adopted in Ring III. See Armstrong,
¶ 39 The major conceptual difference is that under fundamental error analysis, the defendant bears the burden of proving prejudice, while under harmless error analysis, the burden is on the State.
. As the Court correctly notes, see supra ¶ 13, there is a difference between Ring error and Blakely error. Ring error involves a deprivation only of Sixth Amendment rights; Blakely error violates both the Fifth and Sixth Amendments. See id. Nonetheless, given the holding in Ring III that the denial of a defendant’s right to a jury finding of aggravating factors can be harmless in a case in which a defendant is sentenced to death, it would beggar reason to arrive at a different conclusion when the consequence of the judge's factual finding is merely an additional term of years.
. An appellate court may find fundamental error even if the issue is not raised on appeal by a defendant See United States v. Atkinson,
