383 P.3d 301
Or. Ct. App.2016Background
- Defendant pleaded guilty (Sept 2010) to possession of methamphetamine and was placed on a judgment of conditional discharge under ORS 475.245 with an 18‑month probationary term ending April 18, 2012.
- The conditional discharge provided that a conviction would be entered if the defendant was unsuccessfully terminated from drug court; successful completion would lead to dismissal.
- Defendant incurred probation violations during 2011; the court imposed short jail sanctions but did not extend probation or enter an adjudication of guilt before the probation term expired.
- After the probation term expired, the court continued to impose sanctions for post‑expiration noncompliance and on September 11, 2012 terminated the conditional discharge, entered a judgment of conviction, and sentenced the defendant; defense did not object on the ground later raised on appeal.
- On appeal defendant argued (relying on State v. Granberry) that because the state did not initiate revocation proceedings before the probationary period expired, the court lacked authority to enter the conviction; the State argued ORS 138.050 bars appellate review of challenges to convictions after a guilty plea.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument | Held |
|---|---|---|---|
| Does ORS 138.050 bar appellate review of defendant’s challenge to the entry of conviction after a guilty plea? | ORS 138.050 precludes appeals attacking convictions entered after guilty pleas; defendant’s sole attack on the conviction is therefore barred. | Granberry requires dismissal because revocation proceedings must be initiated before probation expiry; conviction entry was unauthorized. | Held: ORS 138.050 controls; appeal dismissed. |
| Does ORS 138.053(3) ("notwithstanding ORS 138.050") permit review here because the judgment revoked probation? | ORS 138.053(3) does not expand review to collateral challenges to the conviction; review is limited to the order that revoked probation. | ORS 138.053(3) authorizes review of proceedings that revoked probation, which should include challenge to entering conviction. | Held: ORS 138.053(3) does not confer jurisdiction to review the entry of the conviction; it limits review to the revocation order itself. |
| Is Granberry’s substantive rule (state must initiate revocation before probation expiry) applicable to invalidate this conviction? | State did not dispute Granberry’s substance but invoked jurisdictional bar instead of contesting applicability. | Granberry controls: without timely revocation or extension, court lacked authority to enter conviction. | Held: Court assumed Granberry’s substantive rule but refused to reach it because appeal was jurisdictionally barred. |
| Does the post‑2001 ‘‘colorable claim of error’’ language in ORS 138.053(3) broaden review? | It was intended to limit non‑meritorious appeals, not to broaden review beyond the listed dispositions. | That language permits review of predicate proceedings and the resulting conviction when appealing a revocation. | Held: The 2001 amendment constrains review; it does not expand ORS 138.053(3) to encompass challenges to convictions. |
Key Cases Cited
- State v. Granberry, 260 Or. App. 15 (court held revocation proceedings must be initiated during conditional‑discharge probation or conviction cannot later be entered)
- State v. Miller, 224 Or. App. 642 (probation‑extension and timing principles in ORS chapter 137 apply)
- State v. Vanlieu, 251 Or. App. 361 (probation cannot be revoked based solely on post‑expiration conduct)
- State v. Balukovic, 153 Or. App. 253 (orders occurring before judgment of conviction are not reviewable under ORS 138.053(1)(e))
- State v. Landahl, 254 Or. App. 46 (appeals from guilty pleas cannot challenge the entry of conviction under ORS 138.050)
- State v. Davis, 265 Or. App. 425 (dismissal of appeals that solely attack convictions entered after guilty pleas)
- State v. Clements, 265 Or. App. 9 (ORS 138.050 bars challenges to convictions post guilty‑plea)
