Defendant, who was convicted of murder in 1995, was charged with two counts of felon in possession of a firearm, a Class C felony, after police officers found a rifle and a shotgun in his home on April 14, 2011. See ORS 166.270(5) (“Felon in possession of a firearm is a Class C felony.”). Defendant pleaded no contest and the trial court accepted that plea, finding defendant guilty of both counts. At a later sentencing hearing, defendant argued that the trial court’s determinations of guilt should merge under ORS 161.067, resulting in only a single conviction. The trial court denied defendant’s merger request and entered a judgment reflecting two felon-in-possession convictions. On appeal, defendant renews his merger argument. The state responds, first, that this court
I. BACKGROUND
In conjunction with entering his no-contest plea, defendant signed a “plea statement” in which he acknowledged, among other things, that he was pleading “no contest” to two counts of felon in possession and that the state would argue for consecutive sentences on those two counts. The trial court accepted the pleas and found defendant guilty. Immediately after the court announced that it would accept the pleas, defendant asserted that it was the appropriate time “to ask the Court to consider merger” of the two counts of felon in possession. On that point, defendant argued that the two counts merged under ORS 161.067(3) because they involved “exactly the same criminal offense” and there was “not sufficient pause” between the two offenses.
Shortly before the sentencing hearing, defendant filed a “supplemental memorandum regarding merger and concurrent sentencing” in which he argued that his “convictions should merge,” that “concurrent sentencing [was] required if the two convictions do not merge,” and that the court should impose concurrent sentences even if it had authority to make the sentences consecutive. In a responsive memorandum, the state expressed opposition to defendant’s merger request on several grounds, including that defendant had agreed to plead to “both counts of Felon in Possession of a Firearm.” At the merger hearing, a deputy sheriff testified about the circumstances under which law enforcement officers had found the two guns in different areas in defendant’s home. During that encounter, the deputy testified, defendant said that the rifle belonged to his wife and that he had known that the rifle was in their home. Defendant also told the deputy that the shotgun belonged to one of his friends, who must have left it at defendant’s house; defendant eventually admitted that he had known that firearm was present, too. Defendant later acknowledged that his fingerprints would be on both guns.
At the end of the hearing, the trial court rejected defendant’s request for merger, ruling that merger was not warranted because defendant’s guns were stored in different locations (“the rifle was stored in a case under a bed in the bedroom, the other one was located in the living room area”) and the guns were owned by different people (one by defendant’s wife, the other by a friend). Based on those facts, the court ruled, “a reasonable inference” could be drawn that the two guns “were acquired at different times, in different ways, in different places, again, one by the wife, and another by the friend.” The court concluded that “there was a sufficient pause in the possession of the shotgun versus the possession of the rifle, for an opportunity to renounce the criminal intent.” In accordance with that conclusion, the court entered a judgment reflecting convictions for two counts of felon in possession of a firearm.
On appeal, defendant argues that the trial court erred when it did not enter a single merged conviction for felon in possession. The state makes two arguments in response. First, the state contends that we lack jurisdiction over the appeal and must dismiss it. Second, the state contends that, on the merits, the trial court properly rejected defendant’s merger request. We address the jurisdictional issue first.
A. Appellate jurisdiction
Defendant originally asserted, in his opening brief, that this court has jurisdiction over his appeal under ORS 138.050. That statute provides, in part:
“(1) Except as otherwise provided in ORS 135.335, a defendant who has pleaded guilty or no contest may take an appeal from a judgment or order described in ORS 138.053 [ — including, as here, judgments that impose a sentence on conviction — ] only when the defendant makes a colorable showing that the disposition:
“(a) Exceeds the maximum allowable by law; or
“(b) Is unconstitutionally cruel and unusual.
“(3) On appeal under subsection (1) of this section, the appellate court shall consider only whether the disposition:
“(a) Exceeds the maximum allowable by law; or
“(b) Is unconstitutionally cruel and unusual.”
Alternatively, defendant has suggested (in a memorandum responding to the state’s motion to dismiss this appeal) that this court may have jurisdiction under ORS 138.222, because defendant’s conviction is for a felony, not a misdemeanor. That statute provides, in part:
“(1) Notwithstanding the provisions of ORS 138.040 and 138.050, a sentence imposed for a judgment of conviction entered for a felony committed on or after November 1, 1989, may be reviewed only as provided by this section.
“(4) In any appeal, the appellate court may review a claim that:
“(a) The sentencing court failed to comply with requirements of law in imposing or failing to impose a sentence;
“(b) The sentencing court erred in ranking the crime seriousness classification of the current crime or in determining the appropriate classification of a prior conviction or juvenile adjudication for criminal history purposes; or
“(c) The sentencing court erred in failing to impose a minimum sentence that is prescribed by ORS 137.700 or 137.707.
“(7) Either the state or the defendant may appeal a judgment of conviction based on the sentence for a felony committed on or after November 1, 1989, to the Court of Appeals subject to the limitations of chapter 790, Oregon Laws 1989. The defendant may appeal under this subsection only upon showing a colorable claim of error in a proceeding if the appeal is from a proceeding in which:
“(a) A sentence was entered subsequent to a plea of guilty or no contest [.]”
In response, the state contends that we do not have jurisdiction under either ORS 138.050 or ORS 138.222. With respect to the
The state also argues that ORS 138.222 cannot confer appellate jurisdiction here, either because that statute is not “an independent source of appellate jurisdiction in a felony case” or, even if it can be, it works “in tandem” with ORS 138.050 with the following result:
“So, if a defendant is convicted of a felony based on his plea of no contest, ORS 138.050 permits an appeal only if and to the extent that he asserts a claim that the ‘disposition’ exceeds the statutory or constitutional maximum, and then ORS 138.222 more narrowly and specifically defines the permissible scope of appellate review of such a claim”
(Emphasis in state’s brief.)
Recent decisions of this court resolve the jurisdictional questions presented here. In State v. Clements,
But if the issues raised on appeal involve something other than challenges to a conviction, the existence of appellate jurisdiction depends on whether the defendant pleaded to a felony or to a misdemeanor. When the appeal is from a judgment based on a plea to a misdemeanor, jurisdiction lies, if at all, under ORS 138.050(1) and the scope of issues that this court may review is also governed by that statute. State v. Beckham,
When the appeal is from a judgment based on a plea to a felony, however, jurisdiction lies, if at all, under ORS 138.222(7). Clements,
“Either the state or the defendant may appeal a judgment of conviction based on the sentence for a felony committed on or after November 1, 1989, to the Court of Appeals subject to the limitations of chapter 790, Oregon Laws 1989. The defendant may appeal under this subsection only upon showing a colorable claim of error ina proceeding if the appeal is from a proceeding in which:
“(a) A sentence was entered subsequent to a plea of guilty or no contest [.]”
ORS 138.222(7) (emphasis added). The scope of issues that we may review when an appeal is properly taken under ORS 138.222(7) is “congruent” with the scope of issues “based on the sentence” that give rise to our jurisdiction under that statute. Clements,
Applying those principles, we consider the following questions in determining whether we have jurisdiction over defendant’s appeal. First, does defendant challenge only his conviction on appeal? If so, we must dismiss because the appeal is prohibited by ORS 138.050. Second, if defendant challenges something other than his conviction on appeal, do his appellate arguments concern “either the terms of the sentence or procedural or legal errors bearing directly on the terms of the sentence”? Clements,
We begin by exploring whether defendant’s merger arguments amount to a challenge to his conviction or, instead, are challenges “based on the sentence.” Related questions have vexed us over the years. On one hand, the Oregon appellate courts have emphasized that “merger” is a concept that applies to the merger of multiple guilty verdicts into a single conviction. State v. White,
“To be perfectly clear, the phrase ‘merged for sentencing purposes’ is a misnomer and should never be used because it improperly conflates two distinct parts of the criminal process: the entry of convictions and the imposition of sentences. The concept of merger relates to the former and is controlled by ORS 161.067. The imposition of consecutive or concurrent sentences relates to the latter and is controlled by ORS 137.123. The two statutes operate independently.”
State v. Mason,
On the other hand, we repeatedly have held just the opposite. Most prominently, we held in State v. Sumerlin,
Not only did Sumerlin hold that merger arguments can give rise to jurisdiction under ORS 138.050, it explicitly overruled contrary precedent that was based on the scope of this court’s authority under ORS 138.222. In State v. Anderson,
It may appear that some tension exists between the Sumerlin cases (holding that merger arguments are sufficiently related to sentencing or disposition to give rise to appellate jurisdiction in cases involving guilty or no-contest pleas) and those in which we have emphasized that merger relates to convictions, not to sentences. Nonetheless, those lines of cases have coexisted for nearly two decades, and we have repeatedly rejected arguments that we should overturn Sumerlin based on the competing line of authority.
Nonetheless, the state argues that we lack jurisdiction over this appeal because Sumerlin cannot withstand the holdings in State v. Cloutier,
Two aspects of Cloutier readily distinguish that case from this one. First, and most significantly, the court was addressing the scope of appellate jurisdiction created by ORS 138.050, not the scope of jurisdiction that we may have in this case under ORS 138.222. As we recently explained, the scope of appellate jurisdiction under those two statutes is not identical. Clements,
Second, the Cloutier defendant was making a constitutional argument, not a statutory one, and that distinction helped drive the Supreme Court’s analysis. The court did not broadly hold that no procedural arguments related to sentencing can give rise to jurisdiction under ORS 138.050 (although portions of its discussion admittedly hint at the possible viability of such an argument in the future); rather, it held only that a sentence imposed in violation of constitutional due process principles is not a disposition that “[e]xceeds the maximum allowable by law” under ORS 138.050(l)(a). Defendant here does not make a constitutional argument; rather, his argument is that the trial court failed to comply with statutory requirements when it rejected his merger request.
Nor does our decision in Landahl call Sumerlin into question, at least with respect to appeals that arise under ORS 138.222(7). In Landahl, the defendant appealed a misdemeanor DUII conviction, entered after a trial court “set[] aside its previous dismissal of the charge and [entered] a judgment based on his guilty plea made upon his entry into a diversion program.”
To sum up: We have jurisdiction over this appeal because defendant’s merger argument means that the appeal is “based on the sentence” within the meaning of ORS 138.222(7). We have authority to review that argument because it raises a claim that the “sentencing court failed to comply with requirements of law in imposing or failing to impose a sentence.” ORS 138.222(4)(a); see Sumerlin,
B. Merger
ORS 161.067, the “anti-merger statute,” governs the circumstances under which multiple guilty verdicts or a defendant’s guilty or no-contest pleas to multiple criminal charges should merge into a single conviction. As pertinent here, that statute provides:
“(3) When the same conduct or criminal episode violates only one statutory provision and involves only one victim, but nevertheless involves repeated violations of the same statutory provision against the same victim, there are as many separately punishable offenses as there are violations, except that each violation, to be separately punishable under this subsection, must be separated from other such violations by a sufficient pause in the defendant’s criminal conduct to afford the defendant an opportunity to renounce the criminal intent.”
We review the trial court’s denial of defendant’s merger request for legal error and are bound by the court’s findings of historical fact if constitutionally sufficient evidence in the record supports them. State v. Watkins,
Defendant contends that, under ORS 161.067(3), he should be convicted of only one count of felon in possession because “the state failed to prove that [his] possession of one of the firearms ended before the possession of the second began” and, therefore, “the state failed to prove that a sufficient pause existed between defendant’s ‘repeated’ violations of the felon in possession statute.” Defendant relies on State v. Barnum,
The state acknowledges that the “one crime must end before the other begins” test “makes sense in the context of a continuous series of acts during a single incident that, when combined, constitute a single offense.” (Emphasis added.) The state contends, however, that the test does not make sense “when the charges are based on [acts] that the defendant commenced committing separately, at different times and places, when the offenses are of a ‘continuing’ nature and thus all happen to overlap at a single time and place.” As we understand the state’s argument, it is that the existence of some overlap in time and place between two continuing crimes does not mean that there never was “a sufficient pause in the defendant’s criminal conduct to afford the defendant an opportunity to renounce the criminal intent.” ORS 161.067(3).
We agree with the state. As we explained in State v. Bell,
“Here, * * * the record establishes that defendant’s acts of possession of the firearms were separate acts. He obtained each firearm from a different person at a different time and then stored each firearm in a different location within his residence. These facts demonstrate, as the trial court ruled, that defendant had the opportunity to renounce his criminal intent at each juncture. Consequently, ORS 161.067(3) authorized separate convictions for the possession of each firearm.”
Id. at 17.
We followed Bell in our recent decision in State v. O’Dell,
Here, defendant does not challenge the trial court’s finding that defendant acquired the two firearms from two different people. Defendant also does not challenge the inference that the trial court drew from that finding: that defendant acquired the guns at different times. Instead, he simply argues that that inference is not relevant to the merger analysis because “the fact that the offenses may have begun at different times does not mean that one offense ended before the other began.” (Emphasis in defendant’s brief.) Defendant acknowledges our contrary holding in Bell, but urges us to overrule that case. We decline to do so.
Accordingly, in keeping with our holdings in Bell and O’Dell, we consider whether the record in this case includes evidence sufficient to support a plausible inference that defendant gained possession of the two firearms at different times that were separated by a pause sufficient to give defendant an opportunity to renounce his criminal intent. We agree with the trial court’s conclusion that such an inference is supported by the evidence that defendant’s wife owned the rifle, which defendant knew was in their home, and that defendant had obtained the shotgun from a friend. Accordingly, each of the two felon-in-possession offenses is separately punishable under ORS 161.067(3). The trial court did not err when it denied defendant’s request for merger.
Motion to dismiss denied; affirmed.
Notes
As discussed in more detail below, multiple offenses that violate only one statute and involve only one victim result in “separately punishable offenses”— that is, they do not merge — if they are separated “by a sufficient pause in the defendant’s criminal conduct to afford the defendant an opportunity to renounce the criminal intent.” ORS 161.067(3).
The trial court’s “opportunity to renounce” ruling was only one of two bases on which the court determined that it should enter a judgment reflecting two felon-in-possession convictions. The court also ruled that merger was precluded by this court’s decision in State v. Collins,
Any tension between the two lines of cases may reflect a practical reality: although merger does, strictly speaking, relate to convictions, trial courts generally consider the parties’ arguments about merger at sentencing, not when juries return guilty verdicts on multiple counts, or even when a defendant pleads guilty to multiple charges. See Bowers,
