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State v. Havens
2011 Ohio 5019
Ohio Ct. App.
2011
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Background

  • Havens pled guilty on March 10, 2009 to one count of assault (misdemeanor of the first degree) and one count of violating a civil protection order (felony of the fifth degree); in exchange, the state dismissed eleven charges and recommended community control sanctions.
  • The trial court sentenced Havens on May 12, 2009 to three years of community control with special conditions prohibiting contact with the victim, his wife.
  • On June 22, 2010, the trial court found Havens violated community control by committing a new offense against his wife and continued community control with added no-contact restrictions.
  • On July 22, 2010, Havens again violated community control by repeatedly contacting the victim; the court revoked community control and imposed concurrent prison terms of six months for assault and twelve months for CPOD.
  • Havens did not appeal the conviction or the sentence; the appellate record includes an Anders brief suggesting no meritorious issues; court conducted independent review.
  • The sole asserted issue on appeal was whether Havens’ guilty pleas were knowingly, intelligently, and voluntarily entered; the court held the pleas were valid and the appeal lacked merit.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Havens’ pleas were knowingly, intelligently, and voluntarily entered State argues pleas complied with Crim.R.11 and were voluntary Havens contends pleas were not entered knowingly/voluntarily Plea validity affirmed; res judicata and Crim.R.11 satisfied; no merit

Key Cases Cited

  • Perry, 10 Ohio St.2d 175 (1967) (res judicata bars raising defenses that could have been raised at trial or on direct appeal)
  • Griggs, 103 Ohio St.3d 85 (2004) (involuntary plea if failure to inform rights; strict vs substantial compliance for Vol/Non-constitutional rights)
  • Nero, 56 Ohio St.3d 106 (1990) (substantial compliance for non-constitutional rights; totality of circumstances standard)
  • Veney, 120 Ohio St.3d 176 (2008) (pretrial plea must be knowingly and voluntarily entered under totality of circumstances)
  • Russell, Clark App. No. 10CA54, 2011-Ohio-1738 (2011) (Crim.R.11(C)(2) strict vs substantial compliance; right waivers)
Read the full case

Case Details

Case Name: State v. Havens
Court Name: Ohio Court of Appeals
Date Published: Sep 30, 2011
Citation: 2011 Ohio 5019
Docket Number: 10CA0027
Court Abbreviation: Ohio Ct. App.