State v. Graham
291 P.3d 243
Utah Ct. App.2012Background
- Defendant was charged in August 2008 with two counts of unlawful sexual activity with a minor.
- Trial proceeded as a bench trial after Defendant waived his right to a jury trial; two different attorneys appeared for Defendant during trial.
- First counsel and Defendant clashed over trial strategy and subpoenaing witnesses; Defendant requested removal and later chose to represent himself after the waiver.
- Defendant signed a waiver of counsel after a on-record colloquy; standby counsel (first appointed) remained available, and later second counsel was appointed as standby and then acted as actual counsel during the second phase of trial.
- The court found Defendant guilty on both counts; credibility given to the minor witness over Defendant; competency evaluated prior to trial; appellate counsel later challenged the convictions.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Was the waiver of counsel knowing and voluntary? | Waiver occurred after proper colloquy; voluntary and informed. | Waiver may have been tainted by conflict and coercive circumstances. | Waiver was knowing and voluntary. |
| Did first counsel’s alleged conflict of interest yield ineffective assistance, requiring reversal or relief? | No actual conflict; no prejudice established. | There was an actual conflict or significant conflict that presumptively affected performance. | No presumption of prejudice; no ineffective assistance from first counsel. |
| Was second counsel ineffective for failing to file a motion for mistrial based on Day 1 conduct? | No ineffectiveness; decision informed by Rule 11 concerns and lack of basis for mistrial. | Second counsel should have filed a mistrial motion. | Second counsel was not ineffective. |
Key Cases Cited
- Faretta v. California, 422 U.S. 806 (U.S. 1975) (right to self-representation; warnings about dangers of proceeding pro se)
- State v. Pedockie, 137 P.3d 716 (Utah 2006) (three methods to waive right to counsel; express waiver requires knowing, intelligent decision)
- State v. Arguelles, 63 P.3d 731 (Utah 2003) (no absolute right to counsel of own choosing; court may offer alternatives)
- State v. Bakalov, 979 P.2d 799 (Utah 1999) (choice between competent appointed counsel and pro se does not itself render waiver involuntary)
- Cuyler v. Sullivan, 446 U.S. 335 (U.S. 1980) (actual conflict of interest requires showing that conflict adversely affected performance)
- Strickland v. Washington, 466 U.S. 668 (U.S. 1984) (deficient performance and prejudice required for ineffective assistance of counsel)
- Gardner v. Holden, 888 P.2d 608 (Utah 1994) (actual prejudice not presumed from personality clash; must show adverse effect on performance)
- State v. Scales, 946 P.2d 377 (Utah Ct. App. 1997) (strong presumption of reasonable professional conduct; need to show no tactical basis for actions)
- State v. Clark, 89 P.3d 162 (Utah 2004) (ineffective assistance standard; no prejudice without lack of conceivable tactical basis)
