State v. Flores Ramos
367 Or. 292
Or.2020Background
- Defendant Isidro Flores Ramos was tried for multiple felonies (including first-degree unlawful sexual penetration, first-degree sexual abuse, attempted first-degree rape, first-degree burglary, and coercion) after assaulting a child.
- Trial court denied defendant’s pretrial request for a unanimity instruction and instead instructed the jury that 10 of 12 jurors could convict.
- Jury returned guilty verdicts on five counts; polling showed four counts were unanimous and one (attempted first-degree rape) was 10–2.
- Defendant preserved objections to the nonunanimity instruction and appealed; the Court of Appeals affirmed; Oregon Supreme Court held the case for Ramos and then reviewed it.
- Oregon Supreme Court: the nonunanimity instruction violated the Sixth Amendment under Ramos; the single 10–2 conviction was reversed; the court held the erroneous instruction was not structural and was harmless beyond a reasonable doubt as to the unanimous convictions; case remanded for further proceedings.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Flores Ramos) | Held |
|---|---|---|---|
| Whether instructing the jury that it could convict by 10–2 violated the Sixth Amendment | Instruction was erroneous but harmless if jury actually reached unanimity on a count | Instruction violated the Sixth Amendment whenever given and requires reversal of all convictions | Instruction violated the Sixth Amendment under Ramos; nonunanimous conviction must be reversed |
| Whether the instructional error is a structural error requiring automatic reversal | Not structural; the error’s effects are measurable and subject to harmless-error review | Structural: undermines reasonable-doubt protection, deliberation, and public confidence | Not structural; error is subject to Chapman harmless-error analysis |
| Whether the erroneous instruction was harmless as to counts where the jury returned unanimous guilty verdicts | A unanimous jury poll shows the error was harmless beyond a reasonable doubt | Erroneous instruction could have affected deliberations and individual juror responsibility; unanimity poll is insufficient | Harmless beyond a reasonable doubt as to the four unanimous convictions; those convictions are affirmed |
| Remedy for the mixed verdicts (one nonunanimous, others unanimous) | Reverse only the nonunanimous conviction; leave unanimous convictions intact | Reverse all convictions because instruction contaminated entire trial | Reversed the single 10–2 conviction; affirmed the unanimous convictions; remand for further proceedings |
Key Cases Cited
- Ramos v. Louisiana, 590 U.S. _ (held Sixth Amendment requires jury unanimity for serious offenses)
- State v. Ulery, 366 Or. 500 (Or. 2020) (applied Ramos to reverse Oregon nonunanimous convictions)
- Neder v. United States, 527 U.S. 1 (1999) (harmless-error framework for omitted elements)
- Sullivan v. Louisiana, 508 U.S. 275 (1993) (failure to instruct beyond a reasonable doubt is structural)
- Johnson v. Louisiana, 406 U.S. 356 (1972) (disagreement among jurors does not alone establish reasonable doubt)
- Chapman v. California, 386 U.S. 18 (1967) (constitutional error may be affirmed only if harmless beyond a reasonable doubt)
- Fulminante v. Arizona, 499 U.S. 279 (1991) (admission of coerced confession subject to harmless-error review)
- Bruton v. United States, 391 U.S. 123 (1968) (admission of codefendant confession may be inherently prejudicial but is reviewed for harmlessness)
- Romano v. Oklahoma, 512 U.S. 1 (1994) (presumption jurors follow instructions; speculative harms insufficient for reversal)
- Yates v. Evatt, 500 U.S. 391 (1991) (harmless-error analysis assumes jury considered all evidence unless instructions foreclosed that)
