282 P.3d 1041
Utah Ct. App.2012Background
- Utah Court of Appeals sustains two first-degree sodomy convictions of Jose Hector de la Cruz-Diaz.
- Appeal raises ineffective assistance of counsel (IAC) claims on investigation, expert testimony, age at offense, and admissibility of nurse testimony.
- Court uses Strickland standard; claims require showing deficient performance and prejudice with an adequate record.
- Record is incomplete for several IAC prongs; the court often presumes effective counsel when the record is inadequate.
- Court declines to reverse on cumulative error; affirms the convictions.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Was counsel's investigation/preparation deficient? | De la Cruz-Diaz contends counsel failed to review medical/CJC records. | Record insufficient to show failure to investigate; remand motion lacked support. | Record inadequate; presumed effective performance. |
| Was failure to consult/call an expert witness deficient and prejudicial? | An expert could rebut leading interviewing techniques and memory suggestibility. | Counsel did not consult/call an expert to challenge the evidence. | No demonstrated deficiency or prejudice; testimony supported defense strategy. |
| Did counsel fail to challenge the age/district jurisdiction issue? | Birth year discrepancy could affect jurisdiction; age element at issue. | Record lacks proof of correct birth date; cannot establish oversight. | Record inadequate to evaluate; assume competent representation. |
| Was failing to object to out-of-court nurse statements ineffective assistance? | Nurse statements were inadmissible hearsay or improper under rules of evidence. | Counsel reasonably allowed testimony to highlight inconsistencies; strategic choice. | Rational strategic basis shown; performance not deficient. |
| Do cumulative errors require reversal? | Combination of errors harmed trial integrity. | No single or cumulative prejudice shown. | Cumulative error doctrine does not apply; affirm. |
Key Cases Cited
- State v. Perry, 204 P.3d 880 (Utah 2009) (IAC requires both deficient performance and prejudice)
- State v. Lenkart, 262 P.3d 1 (Utah 2011) (opinion explains deficient performance and prejudice burden)
- State v. Templin, 805 P.2d 182 (Utah 1990) (Strickland standard comparative framework)
- State v. Litherland, 12 P.3d 92 (Utah 2000) (record adequacy governs review of performance)
- State v. Johnston, 13 P.3d 175 (Utah 2000) (Rule 23B supplementing record on appeal)
- State v. Charles, 263 P.3d 469 (Utah App. 2011) (evaluate counsel's conduct from perspective at time)
- Parsons v. Barnes, 871 P.2d 516 (Utah 1994) (cumulative error not established without prejudice)
- Fernandez v. Cook, 870 P.2d 870 (Utah 1993) (ineffective assistance cannot be speculative)
