933 N.W.2d 133
Wis. Ct. App.2019Background
- In 2012 A.R., then 12, accused her stepfather, David Gutierrez, of multiple sexual assaults and of being forced to watch pornography; Gutierrez was charged with multiple counts including first-degree sexual assault of a child, incest by a stepparent, and child enticement.
- Crime-lab testing on A.R.’s clothing and oral/peri-oral swabs detected no DNA attributable to Gutierrez; some items contained mixtures of male DNA from unidentified individuals (one underwear item showed a mixture from five or more males; a peri-oral swab showed a mixture from three males); no semen or saliva was identified.
- The State moved to exclude evidence of the unidentified male DNA under Wisconsin’s rape-shield and relevance rules; the circuit court allowed Gutierrez to introduce that his DNA was not found but barred him from saying other males’ DNA was present; the court allowed the State to elicit testimony that washing/cleansing can remove DNA.
- At trial the defense elicited that Gutierrez’s DNA was not found; on cross the State elicited testimony that DNA can be washed away; the jury did not hear that other male DNA was present on some tested items.
- The jury convicted Gutierrez on all counts except the harmful-materials charge; Gutierrez appealed challenging evidentiary rulings (particularly exclusion of the other-male DNA), juror impartiality, and counsel effectiveness.
- The Court of Appeals reversed and remanded for a new trial, concluding the exclusion of the other-male DNA as rebuttal evidence was an erroneous exercise of discretion and not harmless.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admissibility of unidentified male DNA found on victim’s items | The rape-shield rule and risk of prejudice/confusion made the unidentified DNA inadmissible; results would invite speculation about other sexual contacts. | The DNA mixtures were relevant rebuttal to the State’s theory that cleaning/washing explained absence of Gutierrez’s DNA; defendant should be allowed to say other male DNA was present. | Court: Exclusion was erroneous; defendant entitled to present the other-male DNA as rebuttal. |
| Permitting State testimony that DNA can be washed away without allowing rebuttal | Not directly argued beyond exclusion rationale; State permitted to explain absence of defendant’s DNA. | Allowing State to argue DNA could be washed but preventing defense from showing other DNA was present produced an unfair, one-sided impression. | Court: Allowing State’s wash-off theory while barring rebuttal undermined fairness; reversible error. |
| Harmless error from excluding other-male DNA | Error was harmless or insufficiently prejudicial to require new trial (State did not develop harmless-error argument on appeal). | Exclusion was critical: case turned on competing witness credibility and DNA evidence both ways was highly probative; reasonable probability of different outcome. | Court: Error was not harmless under Monahan factors; reversal and remand for new trial. |
| Admission of "other acts" (prior sexual contact when victim was 6) | Admission would be prejudicial and not sufficiently probative. | Prior similar conduct was admissible under the greater-latitude rule for child sexual-assault cases to show pattern, context, and why reporting occurred. | Court: Circuit court did not err; other-acts evidence admissible under Sullivan/Davidson and greater-latitude rule (with limiting instruction). |
Key Cases Cited
- State v. Warbelton, 315 Wis. 2d 253 (Wis. 2009) (standard of review for evidentiary rulings)
- State v. Monahan, 383 Wis. 2d 100 (Wis. 2018) (harmless-error framework and factors for evidentiary error)
- Martindale v. Ripp, 246 Wis. 2d 67 (Wis. 2001) (harmless error: error affects substantial rights if reasonable probability of different outcome)
- State v. Sullivan, 216 Wis. 2d 768 (Wis. 1998) (three-step test for admitting other-acts evidence)
- State v. Davidson, 236 Wis. 2d 537 (Wis. 2000) (greater-latitude rule for other-acts evidence in child sexual-assault cases)
- State v. Pulizzano, 155 Wis. 2d 633 (Wis. 1990) (defendant’s right to present favorable evidence and limits under relevance/prejudice rules)