287 A.3d 997
R.I.2023Background
- Carlton Vose moved from Florida to Rhode Island to care for his mother, Pauline, who suffered dementia; he held her power of attorney and lived with her at 314 Kenyon Avenue, Pawtucket.
- From January through November 2015 Pauline was repeatedly found wandering, disoriented, inadequately clothed for weather, hungry, and living in an unsanitary home lacking substantial food and basic utilities.
- Multiple police officers, an elder-abuse investigator, and social‑service personnel encountered Pauline, transported her to the hospital on several occasions, and documented the home conditions; Vose acknowledged she was a wanderer and had dementia and used a GPS device to monitor her.
- Vose was charged with seven counts of neglecting an adult with severe impairments under G.L. 1956 § 11-5-12; one count was dismissed and a jury convicted him on six counts in December 2019.
- The Superior Court sentenced Vose to concurrent five-year terms (two years to serve, balance suspended), probation, fine, counseling, and a no-contact order; Vose appealed raising four issues.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| 1. Whether § 11-5-12 is vague/ambiguous | Statute is sufficiently specific; definition of "neglect" and "services necessary" supplies notice. | § 11-5-12 is vague because "services necessary to maintain physical or mental health" is undefined and requires medical expertise. | Statute unambiguous; language provides adequate warning to ordinary person. |
| 2. Whether expert/medical testimony is required to prove "severe impairment" | Lay evidence and defendant’s own statements suffice to show severe impairment under statutory factors. | Proof of "severe impairment" requires expert or medical-provider testimony. | No per se requirement for expert testimony; lay evidence was sufficient here. |
| 3. Whether trial justice erred in denying new trial | Verdict supported by evidence; trial justice properly acted as thirteenth juror and applied three‑step test. | Trial justice misapplied statute by treating "safety/supervision" as satisfying "services necessary" and failed to require evidence of available services refused by Vose. | Trial justice correctly reviewed credibility and weight of evidence and properly denied new trial. |
| 4. Whether State violated Rule 16 by late witness list/calling fewer witnesses | Discovery issue not preserved at trial; raised only in new‑trial motion. | State violated Rule 16 and prejudice followed from witness list issues. | Claim not preserved for appeal; and, on the merits, would have lacked merit. |
Key Cases Cited
- State v. Jilling, 275 A.3d 1160 (R.I. 2022) (statutory construction reviewed de novo)
- State v. Sahady, 694 A.2d 707 (R.I. 1997) (vagueness assessed by whether statute notifies a person of ordinary intelligence)
- State v. Sheridan, 252 A.3d 1236 (R.I. 2021) (expert testimony required only when subject beyond ken of lay jurors)
- State v. Roscoe, 198 A.3d 1232 (R.I. 2019) (expert‑testimony standard for specialized subjects)
- State v. Farley, 962 A.2d 748 (R.I. 2009) (case‑by‑case approach to proving mental disability with lay evidence)
- State v. Carter, 827 A.2d 636 (R.I. 2003) (penal statutes must adequately describe proscribed conduct)
- State v. Moore, 154 A.3d 472 (R.I. 2017) (three‑step analysis for motions for new trial)
- State v. Mondesir, 891 A.2d 856 (R.I. 2006) (trial justice need not cite all evidence but must cite enough to show correct standards applied)
- In re William, Susan, and Joseph, 448 A.2d 1250 (R.I. 1982) (recognizing "supervision" as a social service)
