145 Conn. App. 174
Conn. App. Ct.2013Background
- Defendant Jonathan Brown entered a Garvin conditional plea: if he completed program conditions (including completing the 52-session Evolve domestic-violence program and obeying its rules) he would receive a favorable disposition; failure would permit a harsher sentence.
- At plea colloquy Judge Hadden explicitly warned that failure to complete or to follow Evolve rules could permit imposition of the agreed 27-month sentence with a one-year mandatory minimum.
- Brown accumulated multiple unexcused absences and was twice suspended from Evolve; program staff reported disruptive conduct (alleged intoxication, refusal to leave, threatening gesture).
- Brown was readmitted, ultimately completed Evolve, but the state sought sentencing on the ground Brown had breached the Garvin agreement by his suspensions/noncompliance.
- Brown did not request a full evidentiary hearing disputing the program letter, and at sentencing the court imposed an 18‑month total term (including the one‑year mandatory minimum).
- On appeal Brown argued (1) the court wrongly found breach because completion alone satisfied the agreement, and (2) due process required an evidentiary hearing and a preponderance-of-the-evidence standard; the appellate court affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the Garvin plea required compliance with Evolve rules (not just completion) | State: plea terms required both completion and compliance; failure to follow rules breaches agreement | Brown: completion of Evolve satisfied the agreement even if there were rule violations during the program | Court: Terms were clear from plea canvass; defendant was on notice that violating Evolve rules breached the agreement; held for State |
| Whether trial court’s finding of breach was clearly erroneous | State: suspensions, absences, and program letter provided evidence of breach | Brown: contested circumstances but did not dispute fact of noncompliance or request evidentiary hearing | Court: ample record support (absences, program letter, disruptive conduct); finding not clearly erroneous |
| Whether due process required an evidentiary hearing sua sponte or before sentencing | State: no contested factual dispute presented that would trigger Stevens hearing | Brown: he disputed contents of program letter and thus was entitled to a Stevens evidentiary hearing | Court: Brown never truly disputed noncompliance and did not request a hearing; trial court questioned him and that inquiry was sufficient; no due process violation |
| Proper burden/standard of proof to find breach of Garvin agreement | State: Garvin standard (minimum indicia of reliability) applies | Brown: trial court should use preponderance (as in probation revocation) per concurrence in Stevens | Court: bound by State v. Stevens — minimum indicia of reliability is the correct standard; record presumed to show appropriate standard applied |
Key Cases Cited
- State v. Stevens, 278 Conn. 1 (explains Garvin breach standard and evidentiary-hearing principles)
- State v. Garvin, 242 Conn. 296 (establishes Garvin conditional-plea framework)
- State v. Rosado, 92 Conn. App. 823 (trial court duty to clarify plea terms)
- State v. Martinez, 295 Conn. 758 (standards for clearly erroneous factual findings)
- State v. Petaway, 107 Conn. App. 730 (review of burden-of-proof and appellate standards)
- State v. Ricketts, 140 Conn. App. 257 (probation revocation burden discussion)
- State v. McElveen, 261 Conn. 198 (collateral-consequences exception to mootness)
- State v. Johnson, 71 Conn. App. 272 (appellate courts bound by Supreme Court precedent)
- State v. Trotman, 68 Conn. App. 437 (plea-canvas interpretations)
- State v. Small, 78 Conn. App. 14 (treatment of unpreserved sufficiency claims on appeal)
- State v. Clark, 136 Conn. App. 421 (definition of Garvin agreement)
