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145 Conn. App. 174
Conn. App. Ct.
2013
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Background

  • Defendant Jonathan Brown entered a Garvin conditional plea: if he completed program conditions (including completing the 52-session Evolve domestic-violence program and obeying its rules) he would receive a favorable disposition; failure would permit a harsher sentence.
  • At plea colloquy Judge Hadden explicitly warned that failure to complete or to follow Evolve rules could permit imposition of the agreed 27-month sentence with a one-year mandatory minimum.
  • Brown accumulated multiple unexcused absences and was twice suspended from Evolve; program staff reported disruptive conduct (alleged intoxication, refusal to leave, threatening gesture).
  • Brown was readmitted, ultimately completed Evolve, but the state sought sentencing on the ground Brown had breached the Garvin agreement by his suspensions/noncompliance.
  • Brown did not request a full evidentiary hearing disputing the program letter, and at sentencing the court imposed an 18‑month total term (including the one‑year mandatory minimum).
  • On appeal Brown argued (1) the court wrongly found breach because completion alone satisfied the agreement, and (2) due process required an evidentiary hearing and a preponderance-of-the-evidence standard; the appellate court affirmed.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether the Garvin plea required compliance with Evolve rules (not just completion) State: plea terms required both completion and compliance; failure to follow rules breaches agreement Brown: completion of Evolve satisfied the agreement even if there were rule violations during the program Court: Terms were clear from plea canvass; defendant was on notice that violating Evolve rules breached the agreement; held for State
Whether trial court’s finding of breach was clearly erroneous State: suspensions, absences, and program letter provided evidence of breach Brown: contested circumstances but did not dispute fact of noncompliance or request evidentiary hearing Court: ample record support (absences, program letter, disruptive conduct); finding not clearly erroneous
Whether due process required an evidentiary hearing sua sponte or before sentencing State: no contested factual dispute presented that would trigger Stevens hearing Brown: he disputed contents of program letter and thus was entitled to a Stevens evidentiary hearing Court: Brown never truly disputed noncompliance and did not request a hearing; trial court questioned him and that inquiry was sufficient; no due process violation
Proper burden/standard of proof to find breach of Garvin agreement State: Garvin standard (minimum indicia of reliability) applies Brown: trial court should use preponderance (as in probation revocation) per concurrence in Stevens Court: bound by State v. Stevens — minimum indicia of reliability is the correct standard; record presumed to show appropriate standard applied

Key Cases Cited

  • State v. Stevens, 278 Conn. 1 (explains Garvin breach standard and evidentiary-hearing principles)
  • State v. Garvin, 242 Conn. 296 (establishes Garvin conditional-plea framework)
  • State v. Rosado, 92 Conn. App. 823 (trial court duty to clarify plea terms)
  • State v. Martinez, 295 Conn. 758 (standards for clearly erroneous factual findings)
  • State v. Petaway, 107 Conn. App. 730 (review of burden-of-proof and appellate standards)
  • State v. Ricketts, 140 Conn. App. 257 (probation revocation burden discussion)
  • State v. McElveen, 261 Conn. 198 (collateral-consequences exception to mootness)
  • State v. Johnson, 71 Conn. App. 272 (appellate courts bound by Supreme Court precedent)
  • State v. Trotman, 68 Conn. App. 437 (plea-canvas interpretations)
  • State v. Small, 78 Conn. App. 14 (treatment of unpreserved sufficiency claims on appeal)
  • State v. Clark, 136 Conn. App. 421 (definition of Garvin agreement)
Read the full case

Case Details

Case Name: State v. Brown
Court Name: Connecticut Appellate Court
Date Published: Aug 27, 2013
Citations: 145 Conn. App. 174; 75 A.3d 713; 2013 WL 4419022; 2013 Conn. App. LEXIS 423; AC 33696
Docket Number: AC 33696
Court Abbreviation: Conn. App. Ct.
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    State v. Brown, 145 Conn. App. 174