347 P.3d 229
Kan. Ct. App.2015Background
- Jennifer Bennett pled no contest to second-degree murder under a plea agreement that reduced an original off-grid first-degree murder charge and specified an agreed upward durational departure sentence of 300 months and a waiver of the right to appeal that sentence.
- plea documents were signed by Bennett, defense counsel, and the prosecutor; at the plea hearing the court advised Bennett of jury-trial rights and confirmed she waived appeal of any sentence up to 300 months (but retained the right to appeal any sentence >300 months).
- Neither the plea colloquy nor the plea documents advised Bennett of her separate constitutional right to have aggravating factors for an upward durational departure submitted to a jury and proved beyond a reasonable doubt, nor did Bennett expressly waive that right.
- At sentencing a different judge found aggravating factors (intentional striking with a car causing death) and imposed the agreed 300-month upward durational departure based on judicial factfinding; the sentencing judge nonetheless told Bennett she had a right to appeal her sentence within 14 days.
- Bennett timely appealed, arguing the departure sentence was unconstitutionally imposed because the aggravating factors were not submitted to a jury and she did not knowingly waive that jury right. The State argued Bennett waived her right to appeal the sentence.
Issues
| Issue | Plaintiff's Argument (Bennett) | Defendant's Argument (State) | Held |
|---|---|---|---|
| Whether an upward durational departure may be imposed by judicial factfinding absent an express waiver of the right to a jury determination of aggravating factors | The district court unconstitutionally imposed the departure by finding aggravating facts without a jury; she never waived the jury right | Sentence waiver in the plea agreement bars appellate review of the sentence | Court: Judicial factfinding for the departure violated Apprendi and Kansas law because Bennett had not waived the departure jury; the sentence is illegal and vacated |
| Whether Bennett's written and oral sentence-appeal waiver deprives the court of jurisdiction to review the alleged unconstitutional sentencing procedure | The appeal contests the constitutionality of the sentencing procedure (not merely the agreed sentence); waiver does not cover appeals challenging constitutionality of how the sentence was imposed | Waiver of appeal of the 300-month sentence is knowing and bars review | Court: Waiver does not bar review of an illegal/unconstitutional sentencing procedure; court has jurisdiction |
| Whether Bennett knowingly and voluntarily waived the right to appeal an unconstitutionally imposed sentence | She could not knowingly waive the right because plea documents and colloquy did not explain that departure factors must be jury-determined; there was no meeting of the minds on that right | The plea colloquy and documents show Bennett knowingly waived appeal of a 300-month sentence | Court: The plea agreement was ambiguous on appeal waiver and insufficient to show Bennett intentionally relinquished the known right to a departure-factor jury; waiver unenforceable as to this constitutional claim |
| Remedy for sentencing error when departure jury waiver was not obtained | Vacatur of the unlawful departure sentence and remand for resentencing without upward durational departure unless proper waiver or jury proceeding occurs | (State did not contest remedy) | Court: Vacated the 300-month upward durational departure and remanded for resentencing consistent with constitutional/jury requirements |
Key Cases Cited
- Apprendi v. New Jersey, 530 U.S. 466 (2000) (facts that increase prescribed sentence beyond statutory maximum must be submitted to a jury and proved beyond a reasonable doubt)
- Blakely v. Washington, 542 U.S. 296 (2004) (Apprendi principles apply to state sentencing schemes and permit waiver but require knowing, voluntary waivers)
- State v. Duncan, 291 Kan. 467 (2011) (failure to obtain express waiver of departure jury precludes judicial factfinding for upward durational departure; illegal sentence vacated)
- State v. Horn, 291 Kan. 1 (2011) (same principle: invalid waiver of departure jury bars court-conducted upward departure)
- State v. Patton, 287 Kan. 200 (2008) (a valid, knowing, voluntary waiver of appellate rights is generally enforceable; courts examine plea/sentencing record for clarity)
- State v. Copes, 290 Kan. 209 (2010) (plea waivers are contracts requiring a meeting of the minds; unknown rights not knowingly waived)
- State v. Wills, 244 Kan. 62 (1988) (ambiguous plea agreements must be strictly construed in favor of the defendant)
