State v. CopesState v. Copes
On review of a Court of Appeals’ decision, we consider two issues of first impression for this court. Both arise from the district court’s failure to consider a defendant’s financial
First, can a defendant waive a
The second issue is whether a district court must consider a defendant’s financial resources before imposing a fine for a conviction of driving under the influence of alcohol (DUI), fourth offense, pursuant to
Factual and Procedural Background
On November 3, 2005, Copes entered a no contest plea to DUI, fourth offense, pursuant to
Regarding the BIDS attorney fees, the Court of Appeals acknowledged that in
State v. Robinson,
The Court of Appeals concluded, however, that Copes agreed to pay BIDS attorney fees as part of the plea agreement. Although the plea agreement did not specify an exact amount of BIDS attorney fees, Copes agreed that at sentencing her attorney “will recommend” that she be required to pay the costs and appointed attorney fees in “the amount to be determined.” The amount of $350 was written into the journal entry at sentencing. Following the rationale of
State v. Perry,
Regarding the district court’s imposition of a $2,500 fine without first considering Copes’ financial resources, the Court of Appeals held that under the circumstances — where the fine was mandatory and not discretionary — the district court was not required to make findings about Copes’ ability to pay. The panel noted that
This court granted the petition for review filed by Copes.
Analysis
Both issues in this appeal involve statutory interpretation, and statutory interpretation is a question of law over which appellate courts have unlimited review. See
State v. Raschke,
BIDS Attorney Fees
First, Copes argues that the district court erred by ordering her to reimburse BIDS attorney fees without first considering her financial resources and the burden such payment will impose as required by
According to the Court of Appeals, these same rules do not apply if a defendant waives his or her statutory rights under
Robinson
and
In
Perry,
a plea agreement required the defendant to pay “ ‘the costs of this action, and pay appointed counsel fees in the amount of $150/ ”
Perry,
Applying these points, the Court of Appeals concluded that if a plea “agreement is entered into voluntarily, knowingly, and intelligently, the terms of such an agreement are clearly enforceable as a matter of law. See
State v. Shopteese,
In the present case, although Copes’ plea agreement did not specify an exact sum of BIDS fees, the Court of Appeals found Copes’ situation to be comparable to that in Perry.
This result is contrary to the conclusion of a different Court of Appeals panel that disagreed with the notion of applying Perry to a situation where the amount of BIDS fees is not specified in the plea agreement. In the unpublished opinion of State v. Gillespie, No. 100,570, filed September 18, 2009, a split panel found Perry to be distinguishable. There, Gillespie’s plea agreement contained language identical to Copes’ in that it specifically stated his attorney “will recommend” that Gillespie be required to pay “appointed counsel fees in the amount to be determined.” Like the plea agreement in our case, Gillespie’s agreement did not say he agrees to pay fees, nor was a specific amount of BIDS attorney fees mentioned in the agreement.
The Gillespie majority emphasized that unlike the situation in Perry, Gillespie merely agreed that his attorney would malee the general recommendation regarding the payment of BIDS attorney fees. Further, the amount of fees was left open-ended in Gillespie’s plea agreement. The majority remained unconvinced that Gillespie waived his rights under Robinson “for the imposition of an open-ended BIDS fee.” Copes, slip op. at 7-8. The attorney fee was, therefore, reversed and the case was remanded for a hearing to consider Gillespie’s financial resources. Copes, slip op. at 8.
The dissenting judge disagreed with the
Gillespie
majority’s decision to remand the case to the district court for a
Robinson
analysis. The dissent would have followed the rationale of
Perry
and would have found that Gillespie bargained away his right to the financial considerations mandated by
Robinson.
Following the reasoning in
Perry,
the dissent reiterated that a defendant can plea bargain away the most basic fundamental constitutional rights and can also bargain away “far less significant statutory rights.”
Copes,
slip op. at 9. As for the fact that the amount of BIDS fees was specified in Perry’s plea agreement, the
Gillespie
dissent observed that the district court was not bound by the terms of the plea agreement and, thus, was not obligated to impose the agreed-upon amount of fees. For this reason, the dissent found it of no significance that Gillespie’s
Both of these Court of Appeals’ decisions are consistent to the extent of accepting that a defendant can waive rights in a plea agreement and that the waiver may extend to the right to have a court consider statutory factors in setting attorney fees. The first of these premises is consistent with decisions of this court. See,
e.g., State v. Patton,
We agree with these authorities in general and find no reason to distinguish a knowing, voluntaiy, and intelligent waiver of the statutory rights under K.S.A 22-4513(b) from waivers of constitutional rights through the same process. Hence, we conclude a defendant may waive the right to have a district court make the findings required by
In addition, we agree with the premise of
Perry
and
Gillespie
that a plea agreement is generally subject to contract principles. In several cases, we have noted that application of fundamental contract principles is generally the best means to fair enforcement of a plea agreement, as long as courts remain mindful that the constitutional implications of the plea bargaining process may require a different analysis in some circumstances. See
State v. Boley,
Nevertheless, it is a fundamental principle of contract law that there must be a meeting of the minds regarding essential terms in order to have a binding contract.
Mohr v. State Bank of Stanley,
The absence of an explicit waiver of the rights granted by
This case is remanded to the district court with directions to consider Copes’ financial resources and the burden of paying the BIDS attorney fees.
Fine and Financial Resources
Next, Copes argues the district court erred by imposing the statutorily mandated fine of $2,500, pursuant to
Relevant Statutes
To resolve this issue, two statutes must be considered. The first,
“In determining the amount and method of payment of a fine, the court shall taire into account the financial resources of the defendant and the nature of the burden that its payment will impose.”
The second,
“(g)(1) On the fourth or subsequent conviction of a violation of this [DUI] section, a person shall be guilty of a nonperson felony and sentenced to not less than 90 days nor more than one year’s imprisonment and fined $2,500. . . .
“(j) In lieu of payment of a fine imposed pursuant to this section, the court may order that the person perform community service specified by the court. The person shall receive a credit on the fine imposed in an amount equal to $5 for each full hour spent by the person in the specified community service. The community service ordered by the court shall be required to be performed not later than one year after the fine is imposed or by an earlier date specified by the court. If by the required date the person performs an insufficient amount of community service to reduce to zero the portion of the fine required to be paid by the person, the remaining balance of the fine shall become due on that date.”
These provisions raise separate considerations relating to the application of
Amount of Fine
With regard to the State’s argument about the mandatory nature of the amount of the fine for a fourth or subsequent DUI conviction, this court reviewed a similar issue in
Raschke,
In determining whether the legislature’s use of “shall” makes the forgery fine provisions mandatory or directory, this court considered the following factors: (1) legislative context and history, (2) substantive effect on a party’s rights versus merely form or procedural effect; (3) the existence or nonexistence of consequences for noncompliance; and (4) the subject matter of the statutory provision. We concluded that the word “shall” in
Then, we considered whether the financial consideration requirements of
In the present case, a similar analysis applies in considering whether a fine must be imposed and in determining the amount of the fine for a fourth or subsequent DUI conviction. In considering whether the word “shall” in
With regard to the second factor — substantive effect on a party’s rights — it is indisputable that “[prescription of a minimum criminal sentence certainly is material; it is not simply a mode of procedure intended to secure order, system, and dispatch of the public business.”
Raschke,
This leads to the conclusion that the word “shall” in
Method of Payment
There remains, however, a question of whether the district court was required to consider Copes’ financial resources in determining the method of payment. Again,
The impact of the community service option was not addressed by the Court of Appeals. Moreover, the parties had not addressed the provision until prompted to do so by this court’s questions at oral argument. Nevertheless, in applying a statute, courts are required to consider a statute as a whole. See
Southwestern Bell Telephone Co. v. Beachner Const. Co., Inc.,
Where the
amount
of fine is discretionary, this court has required the district court to “state on the record that he or she has taken into account the financial resources of the defendant and the nature of the burden that payment of the fine will impose.”
State
v. McGlothlin,
In summary, regardless of Copes’ financial resources, the district court was correct to impose the entire $2,500 fine, a mandatory fine, for her fourth DUI conviction. But the legislature clearly contemplated the notion of financial hardship or the burden of payment by allowing the discretionary imposition of community service (credit of $5 per hour) to offset the total amount due. By failing to consider Copes’ ability to pay and the burden the payment will impose on her, the district court bypassed the consideration of whether community service was an option for her.
The Court of Appeals’ decision affirming the district court is reversed and