333 P.3d 140
Kan.2014Background
- On Jan. 25, 2008 James R. Andrew entered Mitchell Garlach’s home uninvited; a confrontation followed in which Andrew produced a knife and was later convicted of aggravated assault. Andrew did not testify; his son’s testimony supported a self-defense theory.
- At trial the judge gave both PIK Crim. 4th 52.200 (self-defense) and PIK Crim. 4th 52.210 (defense of a dwelling) but added the sentence: “When acting within this permitted use of force, self-defense is not available to the person being forced out.”
- Andrew objected that the dwelling instruction was factually inappropriate and the added sentence misstated the law; the jury convicted him and he appealed.
- The Court of Appeals affirmed in a split decision; one judge dissented, arguing Alexander controlled and that the added sentence wrongly made the defenses mutually exclusive.
- The Kansas Supreme Court granted review limited to the dwelling-instruction issue, examined whether Alexander’s statement barring the dwelling instruction when the alleged victim defends the home should control, and whether the trial judge’s added sentence misstated the law.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Andrew) | Held |
|---|---|---|---|
| Whether a defense-of-dwelling instruction may be given when the alleged victim (not the defendant) defended the dwelling | Instruction relevant to jury’s determination of lawfulness of the alleged victim’s force; jury needed guidance | Alexander said such an instruction should not be given when it justifies the victim’s actions | Court: May give the dwelling instruction when necessary to inform jury; disapproved Alexander’s blanket prohibition |
| Whether the trial court’s added sentence (that self-defense is unavailable to the person being forced out) misstated law and whether the error was harmless | Addition correctly prevented a defendant from using self-defense against lawful force | Addition misstates law because self-defense can be available if defendant reasonably believes the other’s force is unlawful; therefore the sentence was erroneous | Court: The added sentence was erroneous, but the error was harmless beyond a reasonable doubt given facts that Andrew acted objectively unreasonably in resisting removal from the home |
Key Cases Cited
- State v. Alexander, 268 Kan. 610 (2000) (Kansas case previously suggesting dwelling instruction should not be given when it justifies alleged victim’s actions)
- State v. Tyler, 251 Kan. 616 (1992) (self-defense may be available where the actor reasonably believes one repelling entry is an unlawful aggressor)
- State v. Ward, 292 Kan. 541 (2011) (harmless-error standard and degree of certainty guidance)
- State v. Plummer, 295 Kan. 156 (2012) (four-step instructional-error review framework)
- Chapman v. California, 386 U.S. 18 (1967) (federal constitutional harmless-error standard: conviction must be reversed unless error was harmless beyond a reasonable doubt)
