State v. Ainsworth
2017 UT 60
| Utah | 2017Background
- On Dec. 24, 2011 Thomas Ainsworth drove across a median and caused a head-on collision that killed an 18‑month‑old and seriously injured the parents.
- Methamphetamine was found in Ainsworth’s system. He was charged with three counts under Utah’s "measurable substance" statute (Schedule I/II drugs present while negligently operating a vehicle causing death/serious injury). Each count was charged as a second‑degree felony.
- Ainsworth argued the measurable‑substance classification violated the Utah Constitution’s Uniform Operation of Laws Clause because the DUI statute (which requires impairment) treats comparable conduct as a lesser, third‑degree felony. He also argued the statutory prescription defense irrationally favors those with prescriptions.
- The district court rejected the constitutional challenges; Ainsworth pled guilty to three second‑degree felonies and received three 1–15 year terms to run consecutively.
- The Utah Court of Appeals held the measurable substance offense was a "lesser crime" (because it does not require proof of impairment), concluded the legislature lacked a rational basis to classify it more severely than DUI, vacated the convictions and remanded for third‑degree felony convictions, but affirmed the district court’s imposition of consecutive sentences.
- The Utah Supreme Court granted certiorari, reversed the court of appeals as to the uniform‑operation rulings, upheld the consecutive sentences, and reinstated the district court’s judgments and sentences.
Issues
| Issue | Plaintiff's Argument (Ainsworth) | Defendant's Argument (State) | Held |
|---|---|---|---|
| Whether classifying measurable‑substance offenses as second‑degree felonies while DUI‑based offenses are third‑degree violates the Uniform Operation of Laws Clause | It is irrational to punish defendants more severely for mere presence of a drug than for actual impairment; measurable‑substance offense is a "lesser" crime and must receive the lesser classification | The statutes are not duplicative: measurable‑substance requires presence of Schedule I/II drugs; DUI requires proof of impairment. Legislature rationally punished Schedule I/II presence more severely | Reversed court of appeals; upheld second‑degree classification (rational basis exists and statutes are not wholly duplicative) |
| Whether the prescription defense (treating prescribed use differently) violates the Uniform Operation Clause | No rational basis: prescription does not affect impairment, so distinction is arbitrary | Legislature rationally may treat prescribed use differently to deter illegal drug use and promote public safety | Rejected Ainsworth’s challenge; upheld prescription defense as rational (citing Outzen reasoning) |
| Whether consecutive sentences for the three convictions constituted an abuse of discretion | The court failed to adequately weigh mitigating factors and should have imposed concurrent sentences | District court considered required factors and acted within broad sentencing discretion | Affirmed: no abuse of discretion; sentencing court had wide latitude |
Key Cases Cited
- State v. Shondel, 453 P.2d 146 (Utah 1969) (articulates principle limiting prosecutor’s arbitrary choice where two wholly duplicative statutes classify same conduct differently)
- State v. Williams, 175 P.3d 1029 (Utah 2007) (Shondel doctrine applies only when statutes are wholly duplicative)
- State v. Arave, 268 P.3d 163 (Utah 2011) (no Shondel problem where each statute requires proof of an element the other does not)
- Wasatch Cty. v. Okelberry, 179 P.3d 768 (Utah 2008) (standard of review for court of appeals correctness review)
- State v. Bluff, 52 P.3d 1210 (Utah 2002) (district courts have wide latitude in sentencing; abuse where required factors not considered)
- Met v. State, 388 P.3d 447 (Utah 2016) (addresses limits of Bluff on other grounds)
