State of Tennessee v. Juan Cerano
W2015-02234-CCA-R3-CD
| Tenn. Crim. App. | May 4, 2017Background
- Defendant Juan Cerano was indicted for rape of a child and aggravated sexual battery based on alleged anal penetration of a 13‑year‑old in June 2013; jury convicted on both counts, court merged convictions and imposed a 30‑year sentence.
- Victim reported the assault the day after the incident; medical exam within five days showed a perianal laceration consistent with penetrating trauma; clinicians testified injuries were consistent with sexual assault.
- Defense sought production of Department of Children’s Services (DCS) records concerning prior allegations involving the victim for in camera inspection and admission; trial court denied production after in camera review (no transcript or written order appears in record).
- At trial defense impeached the victim with limited testimony that the victim told a DCS worker his mother wanted him to lie; defense argued the full DCS and medical records were necessary to present his defense.
- Trial court excluded broader DCS/medical records as irrelevant (and to prevent collateral impeachment of non‑testifying witnesses); defense renewed request post‑State case; court again limited evidence.
- On appeal defendant argued denial of full DCS records deprived him of his right to present a defense; appellate court affirmed, primarily because the record lacked the DCS files and the trial court’s ruling transcript/order, preventing meaningful review.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether denial of production/admission of DCS records violated right to present a defense | State: Record is insufficient to review; trial court’s evidentiary rulings presumptively correct | Cerano: Full DCS records were critical to impeach victim and show motive to fabricate; exclusion thwarted defense | Affirmed — appellate record lacked the DCS records and ruling transcript/order, so court presumed correctness and declined to find reversible error |
| Whether excluded evidence was critical, reliable, and outweighed exclusionary interests under Brown test | State: No adequate record to apply Brown; interests in evidentiary rules and relevance justified exclusion | Cerano: Records bore on credibility and prior untruthful allegations, meeting Brown factors | Court did not reach a merits Brown balancing because the missing record prevented review; defendant failed to carry burden to demonstrate error |
Key Cases Cited
- Chambers v. Mississippi, 410 U.S. 284 (U.S. 1973) (constitutional right to present a defense limited by evidentiary rules that are not arbitrary)
- United States v. Scheffer, 523 U.S. 303 (U.S. 1998) (rulemakers have latitude to exclude evidence under evidentiary rules)
- State v. Flood, 219 S.W.3d 307 (Tenn. 2007) (rules of evidence may be applied without violating right to present a defense if not arbitrary)
- State v. Brown, 29 S.W.3d 427 (Tenn. 2000) (three‑part test for determining if exclusion of evidence violates constitutional right to present a defense)
- State v. Ballard, 855 S.W.2d 557 (Tenn. 1993) (appellant bears burden to prepare sufficient record for appellate review)
- State v. Richardson, 875 S.W.2d 671 (Tenn. Crim. App. 1993) (presumption of correctness where record is inadequate to review ruling)
