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State of Minnesota v. Cass Howard Ellingboe
A15-1732
Minn. Ct. App.
Dec 5, 2016
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Background

  • Early morning March 11, 2015: Cass Ellingboe went to a residence where an altercation occurred; he punched, choked, kicked, and repeatedly struck G.B., who suffered serious injuries and was airlifted for treatment.
  • Ellingboe was charged with third-degree assault and felony fifth-degree assault and testified at trial claiming self-defense.
  • Prior to trial, the district court ruled (after applying Jones factors) that the State could impeach Ellingboe with three prior felony convictions, including two third-degree burglary convictions and a 2013 no-contact-order violation based on an underlying assault.
  • At trial Ellingboe admitted the convictions on direct; the court gave curative instructions twice and the prosecutor did not mention the convictions in closing; jury convicted on both assault counts.
  • On sentencing the court imposed 33 months on the third-degree count; Ellingboe appealed, challenging (1) the admission of prior burglary convictions for impeachment and (2) being convicted of both third-degree assault and felony fifth-degree assault.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Admissibility of prior burglary convictions for impeachment State: convictions admissible under Minn. R. Evid. 609(b); probative value outweighs prejudice Ellingboe: burglary convictions too similar to charged assault and unduly prejudicial Court: No abuse of discretion; burglary convictions dissimilar enough under Jones factors and admissible for impeachment
Prejudice / harmless error from admission of convictions State: any error was harmless given curative instructions and strong evidence Ellingboe: admission was highly prejudicial and likely impacted jury Court: Any error harmless — cautionary instructions, corroborating evidence, and prosecutor's restraint weigh against reversal
Conviction on both third-degree assault and felony fifth-degree assault State: maintained convictions Ellingboe: cannot be convicted of greater and lesser included offense simultaneously Court: Felony fifth-degree assault is a lesser/multi-tier included offense of third-degree assault; conviction for both not permitted — felony fifth-degree count vacated and remanded

Key Cases Cited

  • State v. Hill, 801 N.W.2d 646 (Minn. 2011) (discusses Jones-factor analysis for impeachment with prior convictions)
  • State v. Williams, 771 N.W.2d 514 (Minn. 2009) (standard of review for admission of prior convictions)
  • State v. Bustos, 861 N.W.2d 655 (Minn. 2015) (reversal requires showing of prejudice from erroneous evidentiary ruling)
  • State v. Jones, 271 N.W.2d 534 (Minn. 1978) (established five-factor test for impeachment with prior convictions)
  • State v. Graham, 371 N.W.2d 204 (Minn. 1985) (probative vs. prejudicial balance for prior convictions)
  • State v. Flemino, 721 N.W.2d 326 (Minn. App. 2006) (distinguishing burglary from consensual-entry offenses for impeachment similarity analysis)
  • State v. Campbell, 861 N.W.2d 95 (Minn. 2015) (harmless-error standard for admission of other-crimes evidence)
  • State v. Rosenberg, 851 N.W.2d 609 (Minn. 2014) (discusses burden to show reasonable likelihood of substantial effect on verdict)
  • State v. Pflepsen, 590 N.W.2d 759 (Minn. 1999) (judgment of conviction is formal adjudication under Minn. Stat. § 609.04)
  • State v. Bertsch, 707 N.W.2d 660 (Minn. 2006) (defines "necessarily included" offense test)
  • State v. Mitchell, 881 N.W.2d 558 (Minn. App. 2016) (compare elements, not facts, to determine included offenses)
  • State v. Hackler, 532 N.W.2d 559 (Minn. 1995) (lesser degree offenses in multi-tier statutory schemes can be included offenses)
  • State v. Crockson, 854 N.W.2d 244 (Minn. App. 2014) (remedy is remand to vacate improper duplicate conviction)
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Case Details

Case Name: State of Minnesota v. Cass Howard Ellingboe
Court Name: Court of Appeals of Minnesota
Date Published: Dec 5, 2016
Docket Number: A15-1732
Court Abbreviation: Minn. Ct. App.