State of Iowa v. Brian M. Kennedy
2014 Iowa Sup. LEXIS 51
| Iowa | 2014Background
- On Nov. 30, 2010 police stopped Brian M. Kennedy, knowing his license had been previously revoked; he was charged with driving under revocation (Iowa Code §321J.21).
- At trial the State introduced a 15‑page exhibit titled "Certified Abstract of Driving Record": first 2 pages = certified abstract of IDOT driving record; last 13 pages = three affidavits of mailing each with attached revocation notice and USPS bulk‑mail certificates.
- Defense moved in limine to exclude the exhibit under the Confrontation Clauses (U.S. and Iowa); the district court admitted it and found Kennedy guilty after a bench trial.
- On appeal the court of appeals affirmed; the Iowa Supreme Court granted further review to decide Confrontation Clause issues.
- Court divided analysis: (1) whether the certified abstract (2 pages) is testimonial; (2) whether the affidavits of mailing (13 pages) are testimonial and thus barred unless declarant testifies or was cross‑examined.
- Court held the certified abstract is non‑testimonial (admissible); the affidavits of mailing were testimonial and inadmissible, but their admission was harmless error because the admissible abstract contained the same effective‑date information needed to prove revocation.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Kennedy) | Held |
|---|---|---|---|
| Admissibility of certified abstract of driving record | Abstract is an official public record and non‑testimonial; admissible without custodian testimony | Abstract is testimonial and admission violated Confrontation Clause | Certified abstract is non‑testimonial and admissible |
| Admissibility of affidavits of mailing (certificates) | Affidavits authenticate mailing and are routine records; admissible | Affidavits are testimonial affidavits prepared for trial and violate Confrontation Clause | Affidavits are testimonial and inadmissible |
| Whether defendant preserved Confrontation objection to affidavits | (implicit) objection insufficient | Trial counsel explicitly objected to the last 13 pages as not part of an abstract | Kennedy preserved error on affidavits of mailing |
| Effect of erroneous admission (harmless‑error) | Any error was harmless because certified abstract alone proved revocation dates | Admission may have affected finder of fact; requires reversal | Admission of affidavits was harmless beyond a reasonable doubt; conviction affirmed |
Key Cases Cited
- Crawford v. Washington, 541 U.S. 36 (2004) (Confrontation Clause protects against testimonial out‑of‑court statements absent declarant cross‑examination)
- Melendez‑Diaz v. Massachusetts, 557 U.S. 305 (2009) (forensic certificates can be testimonial affidavits requiring confronting witness)
- Bullcoming v. New Mexico, 564 U.S. 647 (2011) (report is testimonial; surrogate testimony by an analyst who did not perform the test is insufficient)
- State v. Shipley, 757 N.W.2d 228 (Iowa 2008) (certified abstracts of driving records are non‑testimonial and admissible)
- Chapman v. California, 386 U.S. 18 (1967) (harmless‑error standard for federal constitutional errors)
- Yates v. Evatt, 500 U.S. 391 (1991) (framework for harmless‑error review examining what the factfinder actually considered)
- Sullivan v. Louisiana, 508 U.S. 275 (1993) (limitations on harmless‑error review and reliance on actual verdict foundations)
- People v. Nunley, 821 N.W.2d 642 (Mich. 2012) (certificate of mailing kept contemporaneously as business record is non‑testimonial)
- Commonwealth v. Parenteau, 948 N.E.2d 883 (Mass. 2011) (certificate of mailing prepared after charges for trial is testimonial and inadmissible)
