State of Iowa v. Anthony Frank Ernst
954 N.W.2d 50
| Iowa | 2021Background
- On August 21, 2017 the service door of a garage belonging to a parole officer and her husband was found ajar with damage consistent with prying; nothing was taken.
- Surveillance from a business near the home showed a single unaccounted-for white Crown Victoria (distinct chipped-paint pattern) drive down the dead-end road at 10:31 a.m. and return ~13 minutes later.
- The parole officer identified the vehicle as belonging to Anthony Ernst; video showed a driver wearing clothing similar to what Ernst later wore that day.
- Evidence established Ernst was in the general area that morning, had reason to know the homeowners would be away, and had previously obtained the parole officer’s address; Ernst offered family alibi testimony that conflicted with surveillance and traffic-camera records.
- Ernst was charged with third-degree burglary (assault and theft theories); the district court dismissed the assault theory but submitted attempted burglary with intent to commit theft to the jury, which convicted Ernst and sentenced him to two years.
- The court of appeals reversed, finding the conviction rested on impermissible "stacking of inferences;" the Iowa Supreme Court granted further review and affirmed the conviction.
Issues
| Issue | State's Argument | Ernst's Argument | Held |
|---|---|---|---|
| Sufficiency: identity and attempted entry | Circumstantial evidence (surveillance, vehicle ID, pry marks, timing) supports inference Ernst was the actor and attempted entry | Video shows only presence in area; evidence is speculative and insufficient | Conviction affirmed; evidence and reasonable inferences suffice to identify Ernst and support attempted entry |
| Sufficiency: specific intent to steal | Surreptitious forced entry, timing when homeowners were away, Ernst’s knowledge of address, implausible alibis permit inference of intent to steal | Intent cannot be inferred by stacking inferences; circumstantial proof is speculative | Affirmed; intent may be inferred from the totality of circumstantial evidence and is not defeated by stacked-inference argument |
| Stacking of inferences doctrine | Stacking of inferences is not categorically prohibited; courts review whether inferences are reasonable or speculative | Court of appeals erred by reversing for stacking inferences | Affirmed; stacking permitted so long as ultimate inference reasonably flows from record and is not speculative |
| Ineffective assistance (failure to object to cell-tower testimony/records) | Admission may have been proper or an expert could be qualified; record underdeveloped | Trial counsel ineffective for not objecting to cell-site testimony and phone records hearsay | Claim preserved for postconviction relief to develop a fuller record; not resolved on direct appeal |
Key Cases Cited
- State v. Kelso-Christy, 911 N.W.2d 663 (Iowa 2018) (standard for reviewing sufficiency of the evidence)
- State v. Tipton, 897 N.W.2d 653 (Iowa 2017) (legitimate inferences from record evidence considered on sufficiency review)
- State v. O'Connell, 275 N.W.2d 197 (Iowa 1979) (abolished the rigid direct-vs-circumstantial-evidence distinction)
- State v. Truesdell, 679 N.W.2d 611 (Iowa 2004) (single-piece-of-evidence inference discussed; limited to that context)
- State v. Keeton, 710 N.W.2d 531 (Iowa 2006) (distinguishing Truesdell where multiple items of evidence collectively support intent)
- State v. Bentley, 757 N.W.2d 257 (Iowa 2008) (State not required to disprove every hypothesis favorable to defendant)
- State v. Sangster, 299 N.W.2d 661 (Iowa 1980) (intent to steal may be inferred from surreptitious entry)
- State v. Erving, 346 N.W.2d 833 (Iowa 1984) (breaking and entry into a place containing valuables supports inference of intent to steal)
- State v. Boothby, 951 N.W.2d 859 (Iowa 2020) (lay vs. expert testimony on historical cell-site data depends on underlying information)
- Jackson v. Virginia, 443 U.S. 307 (U.S. 1979) (appellate courts must defer to jury’s resolution of conflicting inferences when supported by substantial evidence)
