State of Florida v. Alex Diaz de la Portilla
177 So. 3d 965
| Fla. | 2015Background
- Alex Diaz de la Portilla was ordered in a dissolution-of-marriage case to transfer a dog to his ex-wife; he failed to do so and an order to show cause required him to appear at a contempt hearing.
- Diaz de la Portilla did not appear at the hearing; counsel appeared but offered no explanation; the trial court found him in civil contempt for failing to comply with the transfer order and in direct criminal contempt for failing to appear, issuing a warrant and written order.
- On appeal the First District reversed the criminal-contempt conviction for insufficient evidence of willfulness but certified the question whether failure to appear should be treated as direct (rule 3.830) or indirect (rule 3.840) criminal contempt.
- Both Diaz de la Portilla and the State argued that failure to appear should be treated as indirect criminal contempt under rule 3.840; the supreme court accepted and reviewed the certified question.
- The Florida Supreme Court held that failures to appear must be prosecuted as indirect criminal contempt under rule 3.840 (not summary/direct contempt under rule 3.830), receded from Aron II, and remanded for proceedings consistent with that ruling.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether failure to appear pursuant to a court order may be prosecuted as direct (summary) criminal contempt under Fla. R. Crim. P. 3.830 | Diaz de la Portilla and the State: failure to appear should be treated as indirect contempt under rule 3.840 | Trial court and some precedent (Aron II, some DCAs): failure to appear can be direct contempt punishable summarily | Held: Failure to appear is not direct (summary) criminal contempt; must be treated as indirect contempt under rule 3.840 |
Key Cases Cited
- Pugliese v. Pugliese, 347 So.2d 422 (Fla. 1977) (distinguishes direct v. indirect contempt; due process requires rule 3.840 safeguards for out-of-court conduct)
- Cooke v. United States, 267 U.S. 517 (U.S. 1925) (limits summary contempt to misconduct witnessed in open court requiring instant vindication)
- In re Oliver, 333 U.S. 257 (U.S. 1948) (summary contempt inappropriate where facts are established through testimony without opportunity to defend)
- Aron v. Huttoe (Aron II), 265 So.2d 699 (Fla. 1972) (prior Florida decision treating failure to appear as direct contempt; court receded from this precedent)
- Lee v. Bauer, 72 So.2d 792 (Fla. 1954) (refused summary punishment for failure to appear without chance to explain)
- Kelley v. Rice, 800 So.2d 247 (Fla. 2d DCA 2001) (treated failure to appear as not susceptible to summary punishment; questioned Aron reasoning)
- United States v. Wilson, 421 U.S. 309 (U.S. 1975) (direct contempt limited to misconduct in presence of court where immediate action is necessary)
- In re Terry, 128 U.S. 289 (U.S. 1888) (explains requirement that judicial mind witness all elements for summary contempt)
