State ex rel. Williams v. Trim (Slip Opinion)
145 Ohio St. 3d 204
| Ohio | 2015Background
- Agatha Martin Williams, an inmate, receives a lifetime Timken pension ($412.18/month) deposited into a joint checking account with her adult daughter; funds are periodically transferred into Williams’s prison account.
- Williams owes restitution and fines from a criminal sentence; the Department of Rehabilitation and Correction placed a hold on her prison account and transmitted funds to Stark County to satisfy obligations.
- Williams exhausted prison grievance procedures and then filed in the court of appeals seeking an injunction, a writ of prohibition, and a writ of mandamus to prevent garnishment and to require the warden to exempt her account as containing pension funds exempt under R.C. 2329.66.
- The court of appeals dismissed the entire complaint sua sponte without giving Williams notice or permitting further briefing; Williams appealed to the Ohio Supreme Court.
- The Supreme Court affirmed dismissal of the injunctive and prohibitory claims but held that the mandamus claims (challenging attachment of pension-derived funds) could not be dismissed on the merits without notice and further briefing; the case was remanded for briefing and further proceedings on mandamus.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Court of appeals’ power to grant prohibitory injunction | Williams sought injunctive relief to stop garnishment of her inmate account | Warden argued courts lack original jurisdiction for prohibitory injunctions | Dismissal affirmed: court of appeals lacks original jurisdiction to grant prohibitory injunctions |
| Writ of prohibition against the warden | Williams argued the hold on her account was unauthorized | Warden contended placing a hold is not judicial/quasi-judicial action | Dismissal affirmed: prohibition claim fails because no judicial/quasi-judicial act was alleged |
| Mandamus to compel exemption of pension-derived funds | Williams argued pension funds remain exempt under R.C. 2329.66 and Daugherty when traceable into her inmate account | Warden argued collection statutes and procedures authorize the hold and that mandamus relief is inappropriate | Dismissal reversed: mandamus claims are colorable and the court must give notice and allow briefing before deciding merits |
| Sua sponte dismissal without notice | Williams: claims are not frivolous and require adjudication | Appellate court: dismissed whole case based on preliminary briefing | Held partly for Williams: sua sponte dismissal was proper for injunction/prohibition claims but improper as to mandamus claims; remand for briefing on mandamus |
Key Cases Cited
- State ex rel. Cincinnati Enquirer v. Ronan, 918 N.E.2d 515 (affirming that sua sponte dismissal without notice is limited to frivolous or obviously unprovable claims) (Ohio)
- Daugherty v. Cent. Trust Co. of Northeastern Ohio, N.A., 504 N.E.2d 1100 (holding exempt funds retain exempt status in a personal checking account when source is known or traceable) (Ohio)
- State ex rel. Crabtree v. Franklin Cty. Bd. of Health, 673 N.E.2d 1281 (holding courts lack original jurisdiction in prohibitory injunctions) (Ohio)
- State ex rel. Bell v. Pfeiffer, 961 N.E.2d 181 (setting elements for prohibition) (Ohio)
- State ex rel. Bruggeman v. Ingraham, 718 N.E.2d 1285 (defining judicial or quasi-judicial power) (Ohio)
- State ex rel. Satow v. Gausse-Milliken, 786 N.E.2d 1289 (mandamus cannot be used to obtain prohibitory relief; court must examine true object of mandamus complaint) (Ohio)
