690 F. App'x 598
10th Cir.2017Background
- Stephen Thene Sparks, a Colorado inmate, had repeated fasting plasma glucose (FPG) in the impaired fasting glucose range (100–125 mg/dl) from 2006–2010 and an August 2010 A1C of 7.0% (diagnostic for diabetes under 2010 ADA A1C criteria). CDOC did not use A1C for diagnosis until after April 2011.
- In September 2010 Sparks was transferred to Arkansas Valley; PA Tejinder Singh reviewed Sparks’ chart during intake, noted prior IFG and the 7% A1C, but did not refer him to chronic care, relying on chart notes indicating prior counseling about diet/exercise.
- In April 2011 Sparks was hospitalized for DVT; hospital labs showed an A1C ≈ 8–8.5% and the hospital/infirmary records referenced a “questionable history” of diabetes. PA Ted Laurence saw the infirmary note but did not treat Sparks for diabetes on return.
- In February 2012 Sparks presented acutely ill; testing showed ketonuria and non‑fasting glucose 396 mg/dl; Laurence administered fluids and insulin and hospitalized him; hospital diagnosed diabetes.
- Sparks sued Singh and Laurence under 42 U.S.C. § 1983 alleging Eighth Amendment deliberate indifference for failing to diagnose/treat diabetes and sought to overcome their summary judgment motions; the district court granted summary judgment for both PAs and this appeal followed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Singh was deliberately indifferent by not referring Sparks to chronic care at intake (gatekeeper theory) | Singh saw lab results showing IFG and A1C 7% and failed to ensure counseling/monitoring, disregarding substantial risk of progression | Singh reviewed the chart and relied on ambulatory notes showing prior counseling by another provider; thus he did not knowingly disregard risk | Summary judgment for Singh — no subjective knowledge of an uncounseled risk because chart notes showed prior counseling, precluding deliberate indifference |
| Whether Laurence was deliberately indifferent by not treating Sparks for diabetes after infirmary/hospital return in April 2011 | Laurence reviewed infirmary note referencing A1C ~8 and questionable history of diabetes and failed to confirm/begin treatment | Laurence did not recall seeing hospital labs; he read an infirmary note that only indicated a questionable history and CDOC did not use A1C for diagnosis then; treatment decisions were medical judgment | Summary judgment for Laurence — infirmary note did not show an obvious need for treatment and failure to treat was at most medical judgment/negligence, not deliberate indifference |
Key Cases Cited
- Helget v. City of Hays, 844 F.3d 1216 (10th Cir. 2017) (standard of review for summary judgment on appeal)
- Anderson v. Liberty Lobby, 477 U.S. 242 (1986) (summary judgment standard; genuine dispute for trial)
- Mata v. Saiz, 427 F.3d 745 (10th Cir. 2005) (deliberate indifference requires subjective knowledge of substantial risk)
- Sealock v. Colorado, 218 F.3d 1205 (10th Cir. 2000) (gatekeeper theory; distinguishing negligence from deliberate indifference)
- Farmer v. Brennan, 511 U.S. 825 (1994) (official must know of and disregard substantial risk)
- Self v. Crum, 439 F.3d 1227 (10th Cir. 2006) (medical judgment decisions do not, without more, amount to deliberate indifference)
- Hunt v. Uphoff, 199 F.3d 1220 (10th Cir. 1999) (Eighth Amendment protects against risk of future harm)
- Estelle v. Gamble, 429 U.S. 97 (1976) (negligent medical care is not Eighth Amendment deliberate indifference)
- Oxendine v. Kaplan, 241 F.3d 1272 (10th Cir. 2001) (obvious need for specialized care can support deliberate indifference)
- Erickson v. Pardus, 551 U.S. 89 (2007) (failure to provide prescribed treatment may state deliberate indifference)
