Sokolowski v. Metropolitan Transportation Authority
723 F.3d 187
| 2d Cir. | 2013Background
- On July 16, 2010, MTA police discovered Sokolowski with marijuana and tested positive; MTA charged him and dismissed him following internal discipline procedures.
- A SAVE Agreement promised a possible waiver and committee-of-three process for certain first-offense substance violations; Sokolowski’s representative had requested a committee meeting but the MTA did not convene one.
- Sokolowski appealed the dismissal through the contractual special adjustment board (SAB) created under a 1987 SAB Agreement, which conferred the board “exclusive jurisdiction over all final appeals.”
- Before the SAB, Sokolowski submitted materials and stated that “the dispute is now properly before the Board for adjudication”; the SAB denied relief, finding no entitlement to a SAVE waiver.
- Sokolowski sued in federal district court, arguing the SAB lacked jurisdiction because the MTA’s failure to convene the committee-of-three meant his appeal was not a “final” appeal under the SAB Agreement; the district court dismissed for lack of subject-matter jurisdiction on waiver grounds.
- The Second Circuit affirmed, holding that by expressly conceding the SAB’s jurisdiction before the board, Sokolowski waived any later jurisdictional challenge to the SAB.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the district court had jurisdiction to review the SAB decision under 45 U.S.C. § 153 First(q) because the SAB exceeded its jurisdiction | Sokolowski: SAB exceeded jurisdiction because MTA’s failure to convene the SAVE Agreement’s committee-of-three meant the appeal was not a “final” appeal | MTA: SAB had jurisdiction under the parties’ SAB Agreement and Sokolowski explicitly conceded the SAB’s jurisdiction before the board | Court: Waiver—Sokolowski expressly conceded jurisdiction before the SAB, so he waived the challenge; affirm dismissal |
Key Cases Cited
- Makarova v. United States, 201 F.3d 110 (2d Cir.) (standard for dismissal for lack of subject-matter jurisdiction)
- Aurecchione v. Schoolman Transp. Sys., Inc., 426 F.3d 635 (2d Cir.) (appellate review standards for jurisdictional dismissals)
- Ollman v. Special Bd. of Adjustment No. 1063, 527 F.3d 239 (2d Cir.) (RLA review principles)
- Union Pacific R.R. Co. v. Brotherhood of Locomotive Engineers & Trainmen, 558 U.S. 67 (Supreme Court) (NRAB jurisdiction cannot be waived by parties)
- Opals on Ice Lingerie v. Body Lines Inc., 320 F.3d 362 (2d Cir.) (waiver of arbitration objections by participation)
- United Indus. Workers v. Gov’t of Virgin Islands, 987 F.2d 162 (3d Cir.) (contractual arbitration jurisdiction can be waived by participation)
- Howard Univ. v. Metro. Campus Police Officer’s Union, 512 F.3d 716 (D.C. Cir.) (similar waiver rule in arbitration context)
- Piggly Wiggly Operators’ Warehouse v. Piggly Wiggly Operators’ Warehouse Indep. Truck Drivers Union, 611 F.2d 580 (5th Cir.) (same)
