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Smego v. Payne
854 F.3d 387
7th Cir.
2017
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Background

  • Richard Smego, a civilly committed resident, sued his treatment-team members under 42 U.S.C. § 1983; the case proceeded to a three-day jury trial in April 2013.
  • Smego attended parts of the pretrial hearings remotely; University of Illinois law students (with a supervising clinic professor who did not formally appear) served as his trial counsel.
  • During an off-the-record break after closing arguments, the district court ordered Smego returned to his detention facility; the timing was not placed on the record and the court issued no instruction to the jury about his absence.
  • The jury deliberated and returned a unanimous verdict for defendants; a law student representing Smego declined, without consulting Smego, to poll the jurors after the verdict was read.
  • On appeal Smego argued the court abused its discretion by removing him (invoking Stone factors and the Court Reporter’s Act) and that he was entitled to a new trial under Verser v. Barfield because he was deprived of the right to poll the jury.
  • The district court, reconstructing the record under Fed. R. App. P. 10, concluded Smego was removed only after the jury was sent to deliberate; the Seventh Circuit affirmed.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Removal from courtroom Smego: Removal was off the record, court failed to weigh Stone factors, so removal was abusive and reversible Defendants: Smego was present for evidence, removal was routine after jury sent to deliberate, no prejudice Court: Accepting district court’s reconstructed finding that removal occurred after deliberations, no prejudicial abuse of discretion; removal claim fails
Right to poll the jury / waiver Smego: Removal left him incommunicado and unable to direct counsel to poll; like Verser, warrants new trial Defendants: Smego had counsel present who can waive/police the right; counsel’s acts bind client; harm is not automatic Court: Counsel may waive polling for represented litigant; Verser limited to pro se where exclusion also excludes counsel; here no prejudice shown, so denial of new trial
Incomplete transcript / Court Reporter’s Act & record reconstruction Smego: Off-the-record removal violated recording requirements; Rule 10 reconstruction insufficient given delay and lack of detail Defendants: Rule 10 reconstruction and district court’s reliance on its usual practice suffice; no prejudice Court: §753/recording covers off-the-record events but reversal not automatic; Rule 10 reconstruction reviewed for clear error and here was permissible; no prejudice shown

Key Cases Cited

  • Verser v. Barfield, 741 F.3d 734 (7th Cir.) (exclusion of a pro se detained plaintiff after instructions—denying ability to poll—required new trial under facts)
  • Perotti v. Quinones, 790 F.3d 712 (7th Cir.) (standard for incarcerated litigant’s access to civil court and presence at trial)
  • Stone v. Morris, 546 F.2d 730 (7th Cir. 1976) (factors district court should weigh before excluding confined plaintiff from trial)
  • Nolan v. United States, 910 F.2d 1553 (7th Cir. 1990) (failure to record sidebar/off-the-record proceedings requires showing of prejudice; Rule 10 reconstruction appropriate)
  • Humphries v. District of Columbia, 174 U.S. 190 (importance of jury poll to ensure assent of jurors)
  • Link v. Wabash R.R. Co., 370 U.S. 626 (attorney acts as agent; client bound by attorney’s acts/omissions)
  • Fillippon v. Albion Vein Slate Co., 250 U.S. 76 (right to be heard includes presence in person or by counsel)
Read the full case

Case Details

Case Name: Smego v. Payne
Court Name: Court of Appeals for the Seventh Circuit
Date Published: Apr 12, 2017
Citation: 854 F.3d 387
Docket Number: No. 13-2055
Court Abbreviation: 7th Cir.