Sanford v. United States
841 F.3d 578
| 2d Cir. | 2016Background
- Elijah Sanford pleaded guilty in 2007 to one count of Hobbs Act robbery (18 U.S.C. § 1951) and signed a plea agreement waiving the right to appeal or "otherwise challenge" his conviction or sentence if the court imposed a term of imprisonment of 210 months or less.
- The district court accepted the plea and sentenced Sanford to 151 months’ imprisonment; he did not appeal directly.
- Sanford filed a pro se § 2255 motion raising jurisdictional and ineffective-assistance claims; the district court denied relief and this Court denied a certificate of appealability, rendering that § 2255 final in 2010.
- Sanford later sought leave to file a successive § 2255 motion arguing Johnson v. United States rendered his sentence unconstitutional because the Guidelines’ residual clause, U.S.S.G. § 4B1.2(a)(2), is void for vagueness.
- The Government opposed, arguing Sanford’s collateral-attack waiver bars the successive § 2255; the Second Circuit agreed and dismissed Sanford’s motion for leave to file.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Sanford can obtain leave to file a successive § 2255 based on Johnson challenge to the Guidelines residual clause | Johnson makes § 4B1.2(a)(2) unconstitutional, so Sanford’s sentence is invalid | Sanford’s plea agreement contains a knowing, voluntary collateral-attack waiver that bars this challenge | Denied — waiver is enforceable and bars the successive § 2255 request |
| Whether the collateral-attack waiver was knowing and voluntary | Waiver should not bar relief because Johnson changed law after plea | Waiver was knowingly and voluntarily entered and triggered by sentence ≤210 months | Waiver enforced: court found plea colloquy and signed agreement show waiver was knowing and voluntary |
| Whether a change in law (Johnson) excuses enforcement of an appeal/collateral-attack waiver | Post-plea legal developments justify relief despite waiver | A defendant’s inability to foresee change in law does not invalidate an appeal/collateral-attack waiver | Court: change-in-law risk does not nullify a valid waiver; waiver covers unforeseen favorable changes |
| Whether exceptions to waiver apply (e.g., sentence based on constitutionally impermissible factors or government breach) | Impliedly argues waiver should not apply given constitutional defect in Guidelines | No evidence of coercion, judicial abdication, governmental breach, or impermissible sentencing factors | No exception applies; waiver stands |
Key Cases Cited
- Johnson v. United States, 135 S. Ct. 2551 (2015) (held residual clause of ACCA void for vagueness)
- Blow v. United States, 829 F.3d 170 (2d Cir. 2016) (Johnson-based § 4B1.2 challenges considered on collateral review)
- United States v. Gomez-Perez, 215 F.3d 315 (2d Cir. 2000) (appeal waivers are enforceable when knowing and voluntary)
- Tellado v. United States, 745 F.3d 48 (2d Cir. 2014) (addressing enforceability of collateral-attack waivers)
- United States v. Lee, 523 F.3d 104 (2d Cir. 2008) (changes in law after a plea do not negate an appeal waiver)
- United States v. Morgan, 406 F.3d 135 (2d Cir. 2005) (same principle regarding unforeseeable legal changes)
- United States v. Hernandez, 242 F.3d 110 (2d Cir. 2001) (plea agreements construed narrowly and against the government)
- United States v. Tang, 214 F.3d 365 (2d Cir. 2000) (same)
- United States v. Yemitan, 70 F.3d 746 (2d Cir. 1995) (enforcing waiver despite claim sentence imposed illegally)
