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Sanford v. United States
841 F.3d 578
| 2d Cir. | 2016
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Background

  • Elijah Sanford pleaded guilty in 2007 to one count of Hobbs Act robbery (18 U.S.C. § 1951) and signed a plea agreement waiving the right to appeal or "otherwise challenge" his conviction or sentence if the court imposed a term of imprisonment of 210 months or less.
  • The district court accepted the plea and sentenced Sanford to 151 months’ imprisonment; he did not appeal directly.
  • Sanford filed a pro se § 2255 motion raising jurisdictional and ineffective-assistance claims; the district court denied relief and this Court denied a certificate of appealability, rendering that § 2255 final in 2010.
  • Sanford later sought leave to file a successive § 2255 motion arguing Johnson v. United States rendered his sentence unconstitutional because the Guidelines’ residual clause, U.S.S.G. § 4B1.2(a)(2), is void for vagueness.
  • The Government opposed, arguing Sanford’s collateral-attack waiver bars the successive § 2255; the Second Circuit agreed and dismissed Sanford’s motion for leave to file.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Sanford can obtain leave to file a successive § 2255 based on Johnson challenge to the Guidelines residual clause Johnson makes § 4B1.2(a)(2) unconstitutional, so Sanford’s sentence is invalid Sanford’s plea agreement contains a knowing, voluntary collateral-attack waiver that bars this challenge Denied — waiver is enforceable and bars the successive § 2255 request
Whether the collateral-attack waiver was knowing and voluntary Waiver should not bar relief because Johnson changed law after plea Waiver was knowingly and voluntarily entered and triggered by sentence ≤210 months Waiver enforced: court found plea colloquy and signed agreement show waiver was knowing and voluntary
Whether a change in law (Johnson) excuses enforcement of an appeal/collateral-attack waiver Post-plea legal developments justify relief despite waiver A defendant’s inability to foresee change in law does not invalidate an appeal/collateral-attack waiver Court: change-in-law risk does not nullify a valid waiver; waiver covers unforeseen favorable changes
Whether exceptions to waiver apply (e.g., sentence based on constitutionally impermissible factors or government breach) Impliedly argues waiver should not apply given constitutional defect in Guidelines No evidence of coercion, judicial abdication, governmental breach, or impermissible sentencing factors No exception applies; waiver stands

Key Cases Cited

  • Johnson v. United States, 135 S. Ct. 2551 (2015) (held residual clause of ACCA void for vagueness)
  • Blow v. United States, 829 F.3d 170 (2d Cir. 2016) (Johnson-based § 4B1.2 challenges considered on collateral review)
  • United States v. Gomez-Perez, 215 F.3d 315 (2d Cir. 2000) (appeal waivers are enforceable when knowing and voluntary)
  • Tellado v. United States, 745 F.3d 48 (2d Cir. 2014) (addressing enforceability of collateral-attack waivers)
  • United States v. Lee, 523 F.3d 104 (2d Cir. 2008) (changes in law after a plea do not negate an appeal waiver)
  • United States v. Morgan, 406 F.3d 135 (2d Cir. 2005) (same principle regarding unforeseeable legal changes)
  • United States v. Hernandez, 242 F.3d 110 (2d Cir. 2001) (plea agreements construed narrowly and against the government)
  • United States v. Tang, 214 F.3d 365 (2d Cir. 2000) (same)
  • United States v. Yemitan, 70 F.3d 746 (2d Cir. 1995) (enforcing waiver despite claim sentence imposed illegally)
Read the full case

Case Details

Case Name: Sanford v. United States
Court Name: Court of Appeals for the Second Circuit
Date Published: Nov 9, 2016
Citation: 841 F.3d 578
Docket Number: Docket 16-1840
Court Abbreviation: 2d Cir.