Ronnie Payne v. Patricia Stansberry
411 U.S. App. D.C. 310
| D.C. Cir. | 2014Background
- Ronnie Payne was convicted after a jury trial; the trial judge’s final instruction told jurors: if the government failed to prove any element beyond a reasonable doubt, “you must find that defendant guilty.” Defense counsel did not object.
- Payne’s appointed appellate counsel (also his trial counsel) had the transcript but did not raise plain-error review of the burden-of-proof instruction on direct appeal. The D.C. Court of Appeals affirmed.
- Payne filed pro se postconviction motions and a federal habeas petition claiming ineffective assistance of appellate counsel for failing to raise the erroneous instruction; appellate counsel admitted in letters he had “overlooked” the instruction.
- The district court denied relief, finding Payne failed to show prejudice from counsel’s omission. Payne obtained a COA on ineffective-assistance claims and appealed.
- The D.C. Circuit applied Strickland to appellate-counsel performance and analyzed whether the instruction was obvious plain error that affected substantial rights and trial fairness, concluding counsel’s omission was objectively unreasonable and prejudicial.
- The court reversed, directing that Payne be given a new direct appeal to raise the burden-of-proof instructional error (or face issuance of a writ unless the district court provides a new appeal within a reasonable time).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether appellate counsel rendered ineffective assistance by failing to seek plain-error review of the jury burden-of-proof instruction | Payne: counsel overlooked an obvious constitutional instruction error; omission not strategic; reasonable probability of a different outcome on appeal | Government: reviewing court would consider instructions as a whole and not find plain error or structural defect; omission not prejudicial | Held: Counsel’s omission was objectively unreasonable; there is a reasonable probability the D.C. Court of Appeals would have found plain error; Strickland prejudice established — grant relief in form of a new appeal |
| Whether the erroneous instruction constituted plain error/structural error affecting substantial rights and trial fairness | Payne: instruction directed a guilty verdict/diluted Winship reasonable-doubt requirement; thus likely structural or at least plainly prejudicial | Government: instruction should be judged in context of all instructions; not necessarily structural or prejudicial under Victor analysis | Held: Instruction was obvious legal error that effectively directed a guilty verdict; under Sullivan/Winship logic and D.C. precedents, the error likely satisfies the plain-error prejudice and integrity prongs; supports Strickland prejudice finding |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (1984) (two-prong ineffective assistance standard)
- Evitts v. Lucey, 469 U.S. 387 (1985) (right to effective assistance on direct appeal)
- Olano v. United States, 507 U.S. 725 (1993) (plain-error standard)
- Sullivan v. Louisiana, 508 U.S. 275 (1993) (defective reasonable-doubt instruction can be structural error)
- In re Winship, 397 U.S. 358 (1970) (government must prove every element beyond a reasonable doubt)
- Roe v. Delo, 160 F.3d 416 (8th Cir. 1998) (appellate counsel need not raise every nonfrivolous issue; winnowing issues may be reasonable)
- United States v. Hayward, 420 F.2d 142 (D.C. Cir. 1969) (instruction directing conviction operates as directed verdict)
- Baker v. United States, 324 A.2d 194 (D.C. 1974) (must-convict instruction treated as directing verdict; presumption juries follow instructions)
- United States v. Merlos, 8 F.3d 48 (D.C. Cir. 1993) (discussing Sullivan’s application to plain-error analysis)
