ROGERS v. MILLS
2:11-cv-04706
E.D. Pa.Aug 28, 2012Background
- Rogers was convicted in 1996 for distribution of crack cocaine and distribution within 1000 feet of a playground, later deemed a career offender under USSG §4B1.1 and sentenced to 276 months.
- Rogers, acting pro se, filed a 42 U.S.C. §1983 action against Detective Mills, Bristol Township Police Department, and unknown officers/DEA agents, challenging the 1994–95 investigation and resulting conviction.
- Rogers alleged Mills induced an informant to add drugs to the quantity Rogers sold, attaching a June 2010 affidavit from the informant corroborating a plan to alter the drug amount.
- The complaint asserts federal constitutional violations (and Bivens/§1983 claims) seeking various remedies, including damages and injunctive relief.
- The court applies Twombly and Iqbal pleading standards and performs a two-step analysis for §1983/Bivens claims, focusing on plausibility of a constitutional violation.
- The court concludes that Heck v. Humphrey bars the §1983/Bivens claims because success would necessarily imply invalidity of Rogers’ conviction or sentence, and further dismissal is warranted on lack of personal involvement and municipal liability.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Does Heck bar Rogers' §1983/Bivens claims? | Rogers argues his claims seek redress for constitutional violations, not invalidating his sentence directly. | Defendants contend success would imply invalidity of Rogers' conviction/sentence, triggering Heck. | Yes; Heck bars the claims because relief would necessarily imply invalidity of the sentence. |
| Are the federal defendants personally liable given lack of personal involvement? | Rogers alleges Mills exercised improper conduct during the 1994 investigation. | The complaint lacks evidence of personal, affirmativ e involvement by federal defendants; only a Bristol Township officer is alleged. | Dismissal affirmed; no individual federal defendant liability established. |
| Can Bristol Township Police Department be sued under §1983? | Dept. is a proper defendant in a §1983 action for constitutional violations. | Police departments are not suable entities; liability is via the municipality, not vicarious liability. | Dismissal affirmed; department not subject to §1983 liability. |
| Are the §1983/Bivens claims alternatively cognizable without Heck? | Claims seek monetary damages for constitutional rights violations by state/federal officers. | Even without Heck, claims fail due to lack of personal involvement and absence of policy or custom | Courts would still dismiss for lack of personal involvement and absence of municipal policy. |
Key Cases Cited
- Heck v. Humphrey, 512 U.S. 477 (U.S. 1994) (favorable termination rule bars damages claims if success would imply invalidation of conviction)
- Wallace v. Kato, 549 U.S. 384 (U.S. 2007) (habeas-like restraints and timing of suit; clarifies relation to convictions)
- Twombly, 550 U.S. 544 (U.S. 2007) (pleading requires more than mere possibility of relief)
- Iqbal, 556 U.S. 662 (U.S. 2009) (plausibility standard for pleading; reject conclusory allegations)
- Monell v. New York City Dept. of Social Servs., 436 U.S. 658 (U.S. 1978) (municipal liability requires policy or custom, not vicarious liability)
- Pembaur v. Cincinnati, 475 U.S. 469 (U.S. 1986) (governmental liability requires authorized policymaker action)
- Brown v. Philip Morris Inc., 250 F.3d 789 (3d Cir. 2001) (Bivens/§1983 claims; personal involvement required; no vicarious liability)
- Board of County Commissioners of Bryan County v. Brown, 520 U.S. 397 (U.S. 1997) (monetary liability of municipalities; limits on respondeat superior)
- Skinner v. Switzer, 131 S. Ct. 1289 (U.S. 2011) (court recognizes Heck’s impact on civil rights actions)
- Okereke v. United States, 307 F.3d 117 (3d Cir. 2002) (federal prisoner challenges under §2255 context; related to Heck discussion)
