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ROGERS v. MILLS
2:11-cv-04706
E.D. Pa.
Aug 28, 2012
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Background

  • Rogers was convicted in 1996 for distribution of crack cocaine and distribution within 1000 feet of a playground, later deemed a career offender under USSG §4B1.1 and sentenced to 276 months.
  • Rogers, acting pro se, filed a 42 U.S.C. §1983 action against Detective Mills, Bristol Township Police Department, and unknown officers/DEA agents, challenging the 1994–95 investigation and resulting conviction.
  • Rogers alleged Mills induced an informant to add drugs to the quantity Rogers sold, attaching a June 2010 affidavit from the informant corroborating a plan to alter the drug amount.
  • The complaint asserts federal constitutional violations (and Bivens/§1983 claims) seeking various remedies, including damages and injunctive relief.
  • The court applies Twombly and Iqbal pleading standards and performs a two-step analysis for §1983/Bivens claims, focusing on plausibility of a constitutional violation.
  • The court concludes that Heck v. Humphrey bars the §1983/Bivens claims because success would necessarily imply invalidity of Rogers’ conviction or sentence, and further dismissal is warranted on lack of personal involvement and municipal liability.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Does Heck bar Rogers' §1983/Bivens claims? Rogers argues his claims seek redress for constitutional violations, not invalidating his sentence directly. Defendants contend success would imply invalidity of Rogers' conviction/sentence, triggering Heck. Yes; Heck bars the claims because relief would necessarily imply invalidity of the sentence.
Are the federal defendants personally liable given lack of personal involvement? Rogers alleges Mills exercised improper conduct during the 1994 investigation. The complaint lacks evidence of personal, affirmativ e involvement by federal defendants; only a Bristol Township officer is alleged. Dismissal affirmed; no individual federal defendant liability established.
Can Bristol Township Police Department be sued under §1983? Dept. is a proper defendant in a §1983 action for constitutional violations. Police departments are not suable entities; liability is via the municipality, not vicarious liability. Dismissal affirmed; department not subject to §1983 liability.
Are the §1983/Bivens claims alternatively cognizable without Heck? Claims seek monetary damages for constitutional rights violations by state/federal officers. Even without Heck, claims fail due to lack of personal involvement and absence of policy or custom Courts would still dismiss for lack of personal involvement and absence of municipal policy.

Key Cases Cited

  • Heck v. Humphrey, 512 U.S. 477 (U.S. 1994) (favorable termination rule bars damages claims if success would imply invalidation of conviction)
  • Wallace v. Kato, 549 U.S. 384 (U.S. 2007) (habeas-like restraints and timing of suit; clarifies relation to convictions)
  • Twombly, 550 U.S. 544 (U.S. 2007) (pleading requires more than mere possibility of relief)
  • Iqbal, 556 U.S. 662 (U.S. 2009) (plausibility standard for pleading; reject conclusory allegations)
  • Monell v. New York City Dept. of Social Servs., 436 U.S. 658 (U.S. 1978) (municipal liability requires policy or custom, not vicarious liability)
  • Pembaur v. Cincinnati, 475 U.S. 469 (U.S. 1986) (governmental liability requires authorized policymaker action)
  • Brown v. Philip Morris Inc., 250 F.3d 789 (3d Cir. 2001) (Bivens/§1983 claims; personal involvement required; no vicarious liability)
  • Board of County Commissioners of Bryan County v. Brown, 520 U.S. 397 (U.S. 1997) (monetary liability of municipalities; limits on respondeat superior)
  • Skinner v. Switzer, 131 S. Ct. 1289 (U.S. 2011) (court recognizes Heck’s impact on civil rights actions)
  • Okereke v. United States, 307 F.3d 117 (3d Cir. 2002) (federal prisoner challenges under §2255 context; related to Heck discussion)
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Case Details

Case Name: ROGERS v. MILLS
Court Name: District Court, E.D. Pennsylvania
Date Published: Aug 28, 2012
Docket Number: 2:11-cv-04706
Court Abbreviation: E.D. Pa.