165 Conn. App. 737
Conn. App. Ct.2016Background
- Decedent died in 2000 in an auto accident; plaintiffs obtained a $1,000,000 stipulated judgment against the bar (Silk) and received assignment of Silk’s rights under an excess/umbrella policy issued by Mount Vernon.
- Several related coverage and agent/broker actions were settled under a "Confidential Settlement Agreement"; Mount Vernon was not a party to that settlement.
- In this subrogation action (filed 2011) Mount Vernon sought certain deposition transcripts/exhibits; plaintiffs declined production citing the confidentiality agreement and risk of breach, and refused to file the agreement publicly.
- Judge trial referee Thomas F. Parker ordered plaintiffs to file a redacted copy of the confidentiality agreement by March 7, 2014; plaintiffs did not file by that deadline and were eventually nonsuited for failure to comply.
- Plaintiffs later filed the agreement under seal and moved to open the nonsuit, arguing (1) Judge Parker lacked authority as a judge trial referee and (2) nonsuit was disproportionate because plaintiffs substantially complied; court denied the motion and plaintiffs appealed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Authority of judge trial referee to enter nonsuit | Referral required written consent after case was claimed to jury; no consent given so Parker lacked authority | Referee authority exists under statutes; parties implicitly consented by not timely objecting | Referee had jurisdiction and authority; plaintiffs waived objection by untimely challenge |
| Clarity of order to "file" confidentiality agreement | Order ambiguous as to how/where to file; plaintiffs substantially complied by sending redacted copy to defense | "File" means file with the court; plaintiffs failed to file by deadline | Order was sufficiently clear; plaintiffs did not timely comply |
| Whether nonsuit was supported by violation of court order | Plaintiffs argued delay and counsel tactics, not clients’ fault; they eventually produced materials | Mount Vernon argued plaintiffs knowingly delayed and agreement did not bar disclosure | Violation established (failure to file); conduct attributed to plaintiffs’ attorneys but sanction consequences considered separately |
| Proportionality of nonsuit sanction | Nonsuit was disproportionate; lesser sanctions against counsel could have remedied the violation; defendant not substantially prejudiced | Delay caused unnecessary expense and wasted time; court reasonably imposed severe sanction | Nonsuit was an abuse of discretion: too harsh under circumstances; reversal and remand ordered |
Key Cases Cited
- Yeager v. Alvarez, 302 Conn. 772 (discusses scope of judicial authority and plenary review)
- McCarthy v. Bridgeport, 21 Conn. App. 359 (referees exercise powers of referring court)
- Great Country Bank v. Pastore, 241 Conn. 423 (practice concerning referrals to judge trial referees and clerk notation)
- Bowman v. 1477 Central Avenue Apartments, Inc., 203 Conn. 246 (parties implicitly consent to referee by failing to timely object)
- New England Pipe Corp. v. Northeast Corridor Foundation, 271 Conn. 329 (distinguishes jurisdiction from authority under statute)
- Millbrook Owners Assn., Inc. v. Hamilton Standard, 257 Conn. 1 (standards for sanctions and dismissal/nonsuit)
- Rodriguez v. Mallory Battery Co., 188 Conn. 145 (definition and use of nonsuit)
- Biro v. Hill, 231 Conn. 462 (standards for opening judgments; abuse of discretion review)
- Blinkoff v. O & G Industries, Inc., 89 Conn. App. 251 (dismissal/nonsuit as last resort; proportionality principles)
