645 S.W.3d 160
Tenn.2022Background
- Plaintiff completed a four-year judicial diversion in McNairy County; the court entered an agreed expunction order on Feb. 19, 2019, directing public records be expunged and destroyed.
- The expunction order became final 30 days later and a copy was sent to the Tennessee Bureau of Investigation (TBI).
- Tennessee law required the TBI to remove expunged records from a person’s criminal history within 60 days of receipt of an expunction order.
- The TBI did not fully remove the records and declined to comply, citing a statutory rule that sexual offenses are ineligible for expunction.
- Plaintiff sued the TBI and its director seeking declaratory and injunctive relief under Tenn. Code Ann. § 1-3-121; cross-motions for judgment on the pleadings followed and the case was certified for interlocutory appeal.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Did Tenn. Code Ann. § 1-3-121 waive sovereign immunity for this suit? | § 1-3-121 permits declaratory/injunctive suits challenging legality of governmental action, so sovereign immunity is waived. | No waiver; TBI contends § 1-3-121 is not an explicit, clear waiver of sovereign immunity. | Held: § 1-3-121 clearly and unmistakably waives sovereign immunity for declaratory or injunctive claims about legality/constitutionality of governmental action; jurisdiction proper. |
| May the TBI refuse to comply with a final expunction order by asserting statutory ineligibility (sexual-offense exception)? | Final expunction orders bind the TBI; courts decide eligibility; TBI’s sole statutory duty is to enter the order and remove records within 60 days. | TBI may ignore orders involving statutorily ineligible offenses (e.g., sexual offenses) and must determine eligibility under relevant statutes. | Held: No. The TBI has no statutory authority to override or refuse to comply with a final expunction order. Determination of eligibility is a court function; final orders are res judicata and the TBI must remove records. |
Key Cases Cited
- State v. Allen, 593 S.W.3d 145 (Tenn. 2020) (finality rule: orders become final 30 days after entry absent appeal)
- Colonial Pipeline Co. v. Morgan, 263 S.W.3d 827 (Tenn. 2008) (sovereign immunity and availability of declaratory/injunctive relief)
- Smith v. Tennessee Nat’l Guard, 551 S.W.3d 702 (Tenn. 2018) (standard for finding clear waiver of sovereign immunity)
- Regions Bank v. Prager, 625 S.W.3d 842 (Tenn. 2021) (elements and policy behind res judicata/claim preclusion)
- Elvis Presley Enters., Inc. v. City of Memphis, 620 S.W.3d 318 (Tenn. 2021) (res judicata principles and finality)
- State v. Wooden, 478 S.W.3d 585 (Tenn. 2015) (state agencies may not alter a court’s judgment)
- Franks v. Sykes, 600 S.W.3d 908 (Tenn. 2020) (standard of review for motions for judgment on the pleadings)
- Niz-Chavez v. Garland, 141 S. Ct. 1474 (U.S. 2021) (expectation that government comply with legal obligations; cited for principle that government must "turn square corners")
