109 F.4th 158
3d Cir.2024Background
- Rachel Spivack, an at-will Assistant District Attorney in Philadelphia, was terminated after her request for a religious exemption from the DAO’s COVID-19 vaccine mandate was denied.
- The original DAO policy (August 2021) allowed for case-by-case religious and medical exemptions but later, reportedly (January 2022), religious exemptions were categorically denied.
- Spivack, an Orthodox Jew, submitted documentation supporting her religious opposition to vaccination, noting her previous vaccine exemptions and support from her rabbi.
- The DAO stated that unionized employees were governed by City/union rules, and only at-will staff were subject to the DA's policies.
- Spivack sued the City and DA Krasner, alleging violations of the First Amendment’s Free Exercise Clause; the district court ruled for the defendants on summary judgment.
- On appeal, the Third Circuit found disputes of material fact regarding neutrality and general applicability, vacated the summary judgment, and remanded for trial.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Vaccine Mandate Neutrality & Applicability | Policy targeted religious objectors, lacked neutrality and general applicability; allowed discretion in exemptions. | Policy was neutral and generally applicable to all at-will employees; categorical policy applied equally. | Disputed—material fact issues require jury trial. |
| Religious Exemption Denial | Refusal to grant Spivack’s exemption was based on anti-religious animus; individualized discretion was exercised. | No religious animus; policy was based on public health and legal advice; categorical denial was neutral. | Disputed—jury must decide if denial was neutral. |
| Medical vs. Religious Exemptions | Allowing medical but not religious exemptions was discriminatory. | Medical exemption is objectively defined and relates directly to public health; not comparable to religious exemption. | Court found medical exemptions did not defeat general applicability. |
| Unionized Employees Not Covered by Policy | Exempting unionized employees was a secular carveout undermining general applicability. | DA lacked authority over union employees due to collective bargaining agreements. | Court held carveout was not fatal to applicability. |
Key Cases Cited
- Emp. Div., Dep’t of Hum. Res. of Or. v. Smith, 494 U.S. 872 (neutral, generally applicable laws are subject to rational basis review)
- Church of Lukumi Babalu Aye, Inc. v. City of Hialeah, 508 U.S. 520 (targeting religious conduct triggers strict scrutiny)
- Fulton v. City of Philadelphia, 593 U.S. 522 (individualized exemptions and hostile treatment of religious exercise trigger strict scrutiny)
- Roman Catholic Diocese of Brooklyn v. Cuomo, 592 U.S. 14 (COVID-19 restrictions and compelling government interest)
- Fraternal Order of Police Newark Lodge No. 12 v. City of Newark, 170 F.3d 359 (disparate exemptions affecting general applicability)
- Tenafly Eruv Ass’n v. Borough of Tenafly, 309 F.3d 144 (secular exemptions impacting general applicability)
- Blackhawk v. Pennsylvania, 381 F.3d 202 (general applicability and arbitrary exemption policies)
- Masterpiece Cakeshop, Ltd. v. Colo. C.R. Comm’n, 584 U.S. 617 (neutrality inquiry considers policymakers’ statements)
