396 F.Supp.3d 851
N.D. Cal.2019Background
- Power Integrations (PI) and ON Semiconductor (ON) are adversaries in consolidated patent litigation; each asserts multiple patents against the other and also asserts invalidity/counterclaims.
- PI asserts seven patents (including the ’079, ’876, ’471, ’623, ’533, ’457, ’119); ON asserts eight patents (including the ’624, ’709, ’933, ’908, ’862, ’221, ’272, ’601).
- ON moved for summary judgment on six discrete issues (indefiniteness, damages period/pre‑suit notice, IPR prosecution disclaimer, claim limitation "fixed switching frequency," anticipation by Krupka, and adequacy of infringement evidence for an amended claim); PI moved on eight issues (issue preclusion/privity, IPR estoppel, anticipation by PI’s SMP3 product, and non‑infringement/insufficiency of ON’s evidence on several ON patents, plus willfulness).
- Procedural complexities: overlapping prior district‑court decisions and PTAB IPRs (some Final Written Decisions later vacated by the Federal Circuit as time‑barred), and a prior Fairchild litigation involving many of the same patents; ON acquired Fairchild during the dispute timeline.
- The court resolved the parties’ cross‑motions in part: it granted ON summary judgment on indefiniteness for three PI patents and granted PI summary judgment of non‑infringement on two ON patents and no willful infringement; other claims survived summary judgment.
Issues
| Issue | Plaintiff's Argument (PI) | Defendant's Argument (ON) | Held |
|---|---|---|---|
| Indefiniteness of PI’s ’623, ’533, ’457 claims | Claims are definite (opposed implicitly) | Court previously held claims indefinite | Granted for ON (claims invalid) |
| Damages period / pre‑suit notice (35 U.S.C. §287) | For some patents PI contends it gave actual notice (e.g., June 16, 2014 email) or that §287 doesn't apply to method claims (’471) | ON argues lack of marking/notice limits damages to filing date | Mixed: granted for ON as to ’119 (no notice); denied as to ’079 and ’876 (factual dispute over notice); denied as to ’471 (§287 inapplicable to method claims; ON waived alternate argument) |
| Prosecution disclaimer from IPR for ’079 (claim scope) | PI: not bound; disclaimer not applicable here | ON: PI disclaimed scope during IPR so accused products fall outside claims | Denied for ON; court finds prosecution disclaimer inapplicable (argument not raised at claim construction and PTAB rejected PI’s position; PTAB decision vacated) |
| "Fixed switching frequency" limitation (’079) | PI: construction allows jittering; earlier judge’s construction adopted by PI | ON: accused products have time‑varying frequency and thus do not meet limitation | Denied for ON; court applied prior district construction for motion and found factual disputes remain (expert evidence) |
| Anticipation of PI’s ’471 by Krupka | PI: Krupka does not disclose required feedback signal (expert support) | ON: Krupka anticipates claims | Denied for ON; ON failed to show anticipation by clear and convincing evidence (no expert tying POSITA understanding) |
| IPR estoppel (35 U.S.C. §315(e)(2)) | PI: ON should be estopped by IPRs | ON: IPRs were instituted but FWDs vacated | Denied for PI; estoppel requires a final written decision and vacatur removes that effect |
| PI’s assertion of issue preclusion/privity (ON ≈ Fairchild) | PI: ON is successor or controlled Fairchild litigation and thus precluded from relitigating validity | ON: privity follows the product; accused products are legacy‑ON, not acquired Fairchild products; ON did not control earlier suits | Denied for PI; court finds no privity for nonacquired products and no sufficient control over prior litigation |
| Non‑infringement of various ON patents (’601, ’272, ’933, ’624) | PI: its products do not meet limitations (e.g., regulate output voltage, temperature compensation, memory circuit, receive current reference) | ON: relies on contentions, datasheets, expert reports (Madisetti) | Mixed: Granted PI re: ’601 and ’272 (ON’s expert relied on undisclosed Teardown; excluded); Denied re: ’933 and ’624 (genuine factual disputes remain) |
| Willful infringement by PI | PI: ON lacks evidence of pre‑suit notice to support willfulness | ON: points to communications (Sept. 2014) but provides no admissible supporting evidence | Granted for PI (no willfulness) |
Key Cases Cited
- Celotex Corp. v. Catrett, 477 U.S. 317 (summary judgment standard)
- Nautilus, Inc. v. Biosig Instruments, Inc., 572 U.S. 898 (indefiniteness principle)
- Amsted Indus., Inc. v. Buckeye Steel Castings Co., 24 F.3d 178 (definition of actual notice under §287)
- Funai Elec. Co. v. Daewoo Elecs. Corp., 616 F.3d 1357 (scope of notice to other models)
- K‑TEC, Inc. v. Vita‑Mix Corp., 696 F.3d 1364 (notice and related products)
- Aylus Networks, Inc. v. Apple Inc., 856 F.3d 1353 (prosecution disclaimer doctrine)
- Omega Eng’g, Inc. v. Raytek Corp., 334 F.3d 1314 (prosecution disclaimer prevents recapture)
- Biogen Idec, Inc. v. GlaxoSmithKline LLC, 713 F.3d 1090 (narrowing by prosecution history disclaimer)
- Roemer v. Peddie, 132 U.S. 313 (limitations inserted during prosecution bind patentee)
- Schriber‑Schroth Co. v. Cleveland Trust Co., 311 U.S. 211 (claims read with reference to rejected claims)
- Amazon.com, Inc. v. Barnesandnoble.com, Inc., 239 F.3d 1343 (claims must be interpreted consistently for validity and infringement)
- Taylor v. Sturgell, 553 U.S. 880 (nonparty preclusion exceptions)
- Kloster Speedsteel AB v. Crucible Inc., 793 F.2d 1565 (privity following transferred assets producing infringing products)
- Brunswick Corp. v. Chrysler Corp., 408 F.2d 335 (successor liability/privity for transferred business producing the same products)
- International Nutrition Co. v. Horphag Research, Ltd., 220 F.3d 1325 (privity limited to transferred property rights)
- Munoz v. County of Imperial, 667 F.2d 811 (privity depends on rights obtained through transfer)
- Microsoft Corp. v. i4i Ltd. P’ship, 564 U.S. 91 (clear and convincing standard for invalidity)
- Power Integrations, Inc. v. Fairchild Semiconductor Int’l, Inc., 904 F.3d 965 (prior district and appellate rulings addressing "fixed switching frequency")
