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Phillips v. Frakes
8:16-cv-00554
D. Neb.
Jun 8, 2017
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Background

  • Plaintiff Jarrod Phillips, an NSP inmate, alleges he struck caseworker Randy Bradley on March 29, 2016 after provocation; Bradley lost consciousness but later allegedly threatened Phillips and lunged at him without making contact. Phillips was handcuffed, charged with criminal assault, disciplined (loss of good-time credits, segregation), and transferred to Tecumseh.
  • Phillips claims Defendant Officer Michael Reeves filed a false report; Investigator John Chavez failed to properly investigate; Deputy County Attorney James Rocke filed criminal charges; and various prison officials (Frakes, Sabatke-Rhine, Rothwell, Cruishank, Hanson, others) conspired to cover up Bradley’s conduct, retaliate against Phillips, tamper with medication, and impede investigations.
  • Phillips seeks damages, restoration of good-time credits, prosecution/termination of certain staff, and transfer to community work release. He proceeded in forma pauperis and filed an Amended Complaint after initial review.
  • Court reviews under 28 U.S.C. §§ 1915(e)(2) and 1915A for failure to state a claim and PLRA exhaustion; it liberally construes pro se pleadings but applies Twombly/Iqbal plausibility standards.
  • The court finds Phillips alleged no physical injury from Bradley’s alleged non-contact threats; disciplinary claims implicating loss of good-time credits are barred under Heck/Edwards unless habeas relief is obtained; prosecutorial actions have absolute immunity; and malicious-prosecution/retaliation claims fail where probable cause existed.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Excessive force (Eighth Amendment) by Bradley Bradley threatened and lunged; conduct was malicious and caused emotional harm No physical contact or injury; conduct was de minimis Dismissed — no physical injury or actionable excessive force; mental injury claim barred by §1997e(e)
Challenge to prison disciplinary sanction (loss of good-time credits) Reeves’ false report and Chavez’s inadequate investigation rendered disciplinary action unlawful Disciplinary action rested on Phillips’ assault on Bradley; penalties lawful Dismissed — claim implies invalidity of sentence; barred by Heck/Edwards; remedy is habeas under §2254
Malicious prosecution / prosecutorial liability (Rocke) Prosecutor and staff conspired to bring charges based on false reports Rocke has absolute prosecutorial immunity; charges were supported by probable cause Dismissed — absolute immunity for prosecutor; no damages shown and probable cause existed
Claims of conspiracy/cover-up and failure to discipline staff Officials conspired to prevent discipline/prosecution of Bradley and to retaliate against Phillips Private citizen has no right to compel criminal prosecutions; transfer/administrative actions did not deprive constitutional rights Dismissed — no standing to force prosecution; transfers and alleged administrative failures do not state §1983 violations

Key Cases Cited

  • Bell Atl. Corp. v. Twombly, 550 U.S. 544 (plausibility standard for complaints)
  • Ashcroft v. Iqbal, 556 U.S. 662 (application of plausibility pleading standard)
  • Porter v. Nussle, 534 U.S. 516 (PLRA exhaustion applies to all inmate suits about prison life)
  • Ross v. Blake, 136 S. Ct. 1850 (administrative remedies must be ‘available’ to require exhaustion)
  • Hudson v. McMillan, 503 U.S. 1 (excessive force standard; de minimis force may not violate Eighth Amendment)
  • Wilkins v. Gaddy, 559 U.S. 34 (injury is relevant but excessive-force claim can survive with more than de minimis force)
  • Williams v. Jackson, 600 F.3d 1007 (Eighth Circuit excessive-force analysis)
  • Royal v. Kautzky, 375 F.3d 720 (§1997e(e) bars recovery for purely emotional injury without physical injury)
  • Reichle v. Howards, 566 U.S. 658 (retaliatory prosecution claim fails if charges supported by probable cause)
  • Winslow v. Smith, 696 F.3d 716 (false or reckless investigation implicates due process only if used to deprive liberty)
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Case Details

Case Name: Phillips v. Frakes
Court Name: District Court, D. Nebraska
Date Published: Jun 8, 2017
Docket Number: 8:16-cv-00554
Court Abbreviation: D. Neb.