History
  • No items yet
midpage
54 F.4th 571
8th Cir.
2022
Read the full case

Background

  • In 2018 Phillip Alberty, a visually impaired man in his sixties, fell from the east exit of the Neal Smith Federal Building (Des Moines) and suffered broken leg and elbow requiring surgeries and therapy.
  • The exit has four concrete bollards at the top of stairs and two flat areas (“south walk” and “north walk”) that drop 26 inches to the sidewalk; Alberty walked around the bollards on the south walk and fell.
  • Alberty sued the United States under the Federal Tort Claims Act (FTCA), alleging negligent design/maintenance and failure to provide barriers, railings, warnings, or accessibility cues in violation of GSA accessibility commitments and the International Building Code (IBC) via 40 U.S.C. § 3312.
  • The Government moved to dismiss for lack of subject-matter jurisdiction under the FTCA’s discretionary-function exception, 28 U.S.C. § 2680(a); the district court granted the motion.
  • The Eighth Circuit affirmed, holding the GSA’s design and warning decisions were discretionary and susceptible to policy analysis, so the discretionary-function exception barred Alberty’s claim; the dismissal is without prejudice.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether the discretionary-function exception bars Alberty’s FTCA claim The GSA’s decisions were non-discretionary because GSA’s accessibility commitments and the IBC/§3312 mandated safer design and warnings Design and warning decisions involved judgment and policy choices and thus are discretionary The exception applies; claim barred for lack of jurisdiction
Whether GSA website commitments and §3312/IBC remove agency discretion GSA’s public commitment and §3312 (via IBC) create mandatory duties to make facilities accessible and meet stair standards The website language is aspirational; §3312 requires compliance only “to the maximum extent feasible as determined by the Administrator,” leaving discretion GSA commitments lack mandatory specificity and §3312 preserves substantial agency discretion; plaintiff failed to show a mandatory constraint
Whether the GSA’s design and non-warning choices are "susceptible to policy analysis" Alberty: absence of a warning was an isolated hazard, not a policy-driven choice Government: walkway design and warnings implicate safety, cost, aesthetics, community input—classic policy considerations Court held decisions were susceptible to policy analysis; discretionary-function exception applies

Key Cases Cited

  • United States v. Gaubert, 499 U.S. 319 (establishes discretionary-function exception framework for policy-based agency decisions)
  • Buckler v. United States, 919 F.3d 1038 (8th Cir. 2019) (two-step test and presumption that discretion involves policy)
  • Metter v. United States, 785 F.3d 1227 (8th Cir. 2015) (de novo review of jurisdiction; design/warning choices susceptible to policy analysis)
  • Herden v. United States, 726 F.3d 1042 (8th Cir. 2013) (discretionary-function exception is jurisdictional bar)
  • C.R.S. v. United States, 11 F.3d 791 (8th Cir. 1993) (regulation must be mandatory and specific to remove discretion)
  • Cope v. Scott, 45 F.3d 445 (D.C. Cir. 1995) (flexibility in implementing design standards as essence of discretion)
  • Fothergill v. United States, 566 F.3d 248 (1st Cir. 2009) (placement of barriers/warnings susceptible to policy balancing)
  • Demery v. U.S. Dep’t of Interior, 357 F.3d 830 (8th Cir. 2004) (warning decisions involve policy considerations)
  • Andrulonis v. United States, 952 F.2d 652 (2d Cir. 1991) (distinct fact pattern regarding an isolated failure to warn)
  • Layton v. United States, 984 F.2d 1496 (8th Cir. 1993) (contrasting isolated warnings with broader policy-driven safety decisions)
Read the full case

Case Details

Case Name: Phillip Alberty v. United States
Court Name: Court of Appeals for the Eighth Circuit
Date Published: Dec 1, 2022
Citations: 54 F.4th 571; 22-1872
Docket Number: 22-1872
Court Abbreviation: 8th Cir.
Log In
    Phillip Alberty v. United States, 54 F.4th 571