54 F.4th 571
8th Cir.2022Background
- In 2018 Phillip Alberty, a visually impaired man in his sixties, fell from the east exit of the Neal Smith Federal Building (Des Moines) and suffered broken leg and elbow requiring surgeries and therapy.
- The exit has four concrete bollards at the top of stairs and two flat areas (“south walk” and “north walk”) that drop 26 inches to the sidewalk; Alberty walked around the bollards on the south walk and fell.
- Alberty sued the United States under the Federal Tort Claims Act (FTCA), alleging negligent design/maintenance and failure to provide barriers, railings, warnings, or accessibility cues in violation of GSA accessibility commitments and the International Building Code (IBC) via 40 U.S.C. § 3312.
- The Government moved to dismiss for lack of subject-matter jurisdiction under the FTCA’s discretionary-function exception, 28 U.S.C. § 2680(a); the district court granted the motion.
- The Eighth Circuit affirmed, holding the GSA’s design and warning decisions were discretionary and susceptible to policy analysis, so the discretionary-function exception barred Alberty’s claim; the dismissal is without prejudice.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the discretionary-function exception bars Alberty’s FTCA claim | The GSA’s decisions were non-discretionary because GSA’s accessibility commitments and the IBC/§3312 mandated safer design and warnings | Design and warning decisions involved judgment and policy choices and thus are discretionary | The exception applies; claim barred for lack of jurisdiction |
| Whether GSA website commitments and §3312/IBC remove agency discretion | GSA’s public commitment and §3312 (via IBC) create mandatory duties to make facilities accessible and meet stair standards | The website language is aspirational; §3312 requires compliance only “to the maximum extent feasible as determined by the Administrator,” leaving discretion | GSA commitments lack mandatory specificity and §3312 preserves substantial agency discretion; plaintiff failed to show a mandatory constraint |
| Whether the GSA’s design and non-warning choices are "susceptible to policy analysis" | Alberty: absence of a warning was an isolated hazard, not a policy-driven choice | Government: walkway design and warnings implicate safety, cost, aesthetics, community input—classic policy considerations | Court held decisions were susceptible to policy analysis; discretionary-function exception applies |
Key Cases Cited
- United States v. Gaubert, 499 U.S. 319 (establishes discretionary-function exception framework for policy-based agency decisions)
- Buckler v. United States, 919 F.3d 1038 (8th Cir. 2019) (two-step test and presumption that discretion involves policy)
- Metter v. United States, 785 F.3d 1227 (8th Cir. 2015) (de novo review of jurisdiction; design/warning choices susceptible to policy analysis)
- Herden v. United States, 726 F.3d 1042 (8th Cir. 2013) (discretionary-function exception is jurisdictional bar)
- C.R.S. v. United States, 11 F.3d 791 (8th Cir. 1993) (regulation must be mandatory and specific to remove discretion)
- Cope v. Scott, 45 F.3d 445 (D.C. Cir. 1995) (flexibility in implementing design standards as essence of discretion)
- Fothergill v. United States, 566 F.3d 248 (1st Cir. 2009) (placement of barriers/warnings susceptible to policy balancing)
- Demery v. U.S. Dep’t of Interior, 357 F.3d 830 (8th Cir. 2004) (warning decisions involve policy considerations)
- Andrulonis v. United States, 952 F.2d 652 (2d Cir. 1991) (distinct fact pattern regarding an isolated failure to warn)
- Layton v. United States, 984 F.2d 1496 (8th Cir. 1993) (contrasting isolated warnings with broader policy-driven safety decisions)
