2020 CO 64
Colo.2020Background
- Wester-Gravelle worked as a certified nursing assistant and was required to obtain signatures on Home Care Aide shift charts to verify completed shifts and obtain payment.
- Three shift charts covering the weeks of July 11, 18, and 25, 2015 were submitted and paid; the patient (W.M.) and his partner said Wester-Gravelle had not worked those weeks and the signatures were not his.
- An expert examiner concluded it was highly probable W.M. did not author the signatures. The People charged a single count of forgery covering July 11–31, 2015 and introduced one exhibit containing the initial visit sheet plus the three shift charts.
- Wester-Gravelle did not request a prosecutorial election or a modified unanimity instruction at trial; the court gave the standard COLJI unanimity instruction and the jury convicted.
- The Colorado Court of Appeals reversed, finding plain error in the trial court’s failure to require an election or give a modified unanimity instruction; the Colorado Supreme Court granted certiorari.
Issues
| Issue | People’s Argument | Wester‑Gravelle’s Argument | Held |
|---|---|---|---|
| Whether Wester‑Gravelle waived a demand for election or a modified unanimity instruction under Crim. P. 12(b)(2) | The claim is duplicitous and must have been raised by pretrial Crim. P. 12(b)(2) motion or is waived | The information was not facially duplicitous; Crim. P. 12(b)(2) does not require a motion before the issue arises at trial | No waiver under Crim. P. 12(b)(2); issue was forfeited (no timely trial objection) and reviewed for plain error |
| Whether the trial court plainly erred by not requiring a prosecutorial election or giving a modified unanimity instruction | Trial was tried and charged as a single transaction; evidence and prosecutor’s argument showed all three charts were forged so no unanimity instruction or election required; any error not plain | Evidence showed multiple discrete forgeries (three separate documents) so jury unanimity on which act occurred was required absent an election or modified instruction | No plain error. Any omission was not obvious nor substantially prejudicial; prosecution tried case as single transaction and argued jury needed forged signature on each chart |
| Whether the Court should adopt the Olano plain‑error standard | Olano standard urged | — | Court declined to adopt Olano here because the People did not raise it below and certiorari did not present that issue |
Key Cases Cited
- Melina v. People, 161 P.3d 635 (Colo. 2007) (several acts may constitute a single transaction; no unanimity instruction required when prosecution treats conduct as one transaction)
- Thomas v. People, 803 P.2d 144 (Colo. 1990) (model for modified unanimity instruction when multiple acts could produce conviction)
- Richardson v. United States, 526 U.S. 813 (U.S. 1999) (unanimity required only on ultimate issue, not on alternative means)
- Reyna‑Abarca v. People, 390 P.3d 816 (Colo. 2017) (Crim. P. 12(b) does not require preemptive motions for errors that have not yet arisen)
- People v. Rediger, 416 P.3d 893 (Colo. 2018) (distinguishes waiver from forfeiture and explains plain‑error review for forfeited claims)
- Scott v. People, 390 P.3d 832 (Colo. 2017) (outlines when an error is "obvious" under plain‑error review)
- Taggart v. People, 621 P.2d 1375 (Colo. 1981) (discusses unanimity principle distinguishing ultimate issue from means)
- United States v. Olano, 507 U.S. 725 (U.S. 1993) (federal articulation of plain‑error standard; not adopted here)
