People v. Roberson
2016 CO 36
Colo.2016Background
- Bryan Roberson was convicted of sexual offenses; sentenced to sex offender intensive supervision probation (SOISP) with conditions including participation in treatment and polygraph disclosures.
- While his direct appeal was pending, counsel advised Roberson not to discuss offense-related matters; he informed probation and treatment providers and was placed in a modified "appeal group" treatment.
- During a polygraph exam Roberson was asked about (1) use/viewing of child pornography while on probation and (2) sexual fantasies involving minors in the prior six months; he refused both questions invoking the Fifth Amendment.
- Refusal led to his discharge from treatment and the probation department filed a complaint to revoke SOISP for failure to actively participate.
- The district court denied revocation, finding compulsion and a reasonable fear of self-incrimination; the People petitioned this Court, which affirmed in part and remanded for further findings.
Issues
| Issue | Plaintiff's Argument (People) | Defendant's Argument (Roberson) | Held |
|---|---|---|---|
| Whether answers about post-trial use/viewing of child pornography were protected by the Fifth Amendment | People: Questions were proper supervision conditions; refusal is ground for revocation | Roberson: Answering could incriminate him (new crime); privilege protects refusal | Court: Held privilege protected Roberson from revocation on this question |
| Whether answers about post-trial sexual fantasies (prior six months) were protected | People: Similar supervisory interest; not necessarily incriminating | Roberson: May be incriminating; asserted privilege | Court: Unclear on record; remanded for district court to make specific findings whether fear of incrimination was reasonable |
| Whether requiring answers or threatening revocation constitutes unconstitutional compulsion | People: Revocation after process is not automatic punishment; not unconstitutional | Roberson: Threat of revocation creates classic penalty situation, compelling testimony | Court: Found the circumstances here amounted to unconstitutional compulsion when questions were incriminating |
| Whether Roberson must wait until government actually uses statements at trial to invoke Fifth Amendment | People: Privilege ripens only when statements are used at trial | Roberson: May invoke privilege preemptively to avoid compelled testimony | Court: Rejected People; Roberson need not wait — may invoke privilege before any trial use |
Key Cases Cited
- Minnesota v. Murphy, 465 U.S. 420 (1984) (probationer retains Fifth Amendment rights; analysis of when probation conditions may compel testimony)
- Malloy v. Hogan, 378 U.S. 1 (1964) (Fifth Amendment applied to states via Fourteenth Amendment)
- Lefkowitz v. Turley, 414 U.S. 70 (1973) (privilege extends to other proceedings where answers might incriminate in future criminal prosecutions)
- Ohio v. Reiner, 532 U.S. 17 (2001) (privilege covers answers that furnish a link in chain of evidence)
- McKune v. Lile, 536 U.S. 24 (2002) (plurality) (analysis of compulsion and penalties for refusing sex-offender treatment disclosures)
- Chavez v. Martinez, 538 U.S. 760 (2003) (plurality) (discussion of ripeness and use of compelled statements; plurality cautioned but does not overrule pre-use invocation principles)
